Carnival Form 144: 12,000 Shares Notice

Carnival Corporation submitted a Form 144 notice to sell 12,000 shares of Common Stock.

Rhea-AI Filing Summary

Carnival Corporation submitted a Form 144 notice to sell 12,000 shares of Common Stock. The sale is linked to director compensation and dividend reinvestment and lists Citigroup Global Markets as the broker. The filing shows the shares were acquired on 06/14/2013 and the Form 144 date is 03/31/2026.

Insights

SEC Filings Analyst

Routine Form 144 notice for a director-related disposition of 12,000 Carnival shares.

This filing lists a proposed sale of 12,000 shares of Carnival common stock through Citigroup Global Markets, tied to director compensation and dividend reinvestment. Form 144 is a notice of intent to sell by an affiliate; it does not record an execution.

Cash‑flow treatment and timing of any sale are not provided in the excerpt; subsequent transaction notices (e.g., Form 4) would confirm execution and net proceeds.

Key Figures

Shares proposed for sale: 12,000 shares Aggregate dollar amount listed: $308,760.00 Form date: 03/31/2026 +1 more

4 metrics

Shares proposed for sale 12,000 shares Form 144 notice

Aggregate dollar amount listed $308,760.00 amount shown on filing excerpt

Form date 03/31/2026 Form 144 filing date

Acquisition date 06/14/2013 date shares were acquired (director compensation/dividend reinvestment)

Key Terms

Form 144, dividend reinvestment, director compensation

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

dividend reinvestment financial

"DIRECTOR COMPENSATION AND DIVIDEND REINVESTMENT"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

director compensation financial

"DIRECTOR COMPENSATION AND DIVIDEND REINVESTMENT"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Carnival (CCL) reporting 12,000 shares on Form 144 mean?

It signals an intended sale of 12,000 Carnival shares by an affiliate. The notice records the proposed disposition method and broker, but not a completed sale.

Who is the broker listed on the Carnival (CCL) Form 144?

The filing lists Citigroup Global Markets Inc. as the broker. The broker is identified for the proposed sale routing and execution arrangements.

Why does the Form 144 for CCL cite "director compensation and dividend reinvestment"?

The phrase indicates the shares originated from director compensation and a dividend reinvestment plan. It explains the acquisition source rather than sale timing or proceeds.

When were the 12,000 Carnival shares acquired according to the filing?

The filing shows an acquisition date of 06/14/2013. This date reflects when the shares were obtained, per the Form 144 entry.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 05:28 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001489421
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CARNIVAL CORP
SEC File Number	001-09610
Address of Issuer	3655 NW 87TH AVE PO BOX 1347 MIAMI FLORIDA 33178-2428
Phone	3055992600
Name of Person for Whose Account the Securities are To Be Sold	BAND SIR JONATHON
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK OF CARNIVAL CORPORATION	CITIGROUP GLOBAL MARKETS INC 388 GREENWICH STREET NEW YORK NY 10013	12000	308760.00	1236706612	03/31/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON STOCK OF CARNIVAL CORPORATION	06/14/2013	DIRECTOR COMPENSATION AND DIVIDEND REINVESTMENT	CARNIVAL CORPORATION			12000	03/31/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Section 3(d) based on 3-26-26 date. Section 3(e) based on 1-13-26 date. Under Table 1, date acquired range is June 14, 2013-March 6, 2026 and Date of Payment is N/A. Section 3(a) as a result of the completion on April 17, 2003 of a dual listed company transaction between Carnival Corporation and Carnival plc, each share of Carnival Corp. common stock is paired with a non-detachable trust share of beneficial interest in P&O Princess Special Voting Trust.
Date of Notice	03/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	CONFORMED SIGNATURE ON FILE
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)