Carnival (NYSE: CCL) CEO has 56,798 shares withheld for taxes

Filing Impact

(Very High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

CARNIVAL CORP Chief Executive Officer Joshua Ian Weinstein reported routine share withholdings to cover taxes on vested equity awards. On April 21, 2026, the company withheld a total of 56,798 shares of Common Stock as tax payments tied to time-based restricted stock units granted on April 8, 2024 and April 16, 2025. These Form 4 entries are coded as tax-withholding dispositions, not open-market sales. After these transactions, Weinstein directly holds 318,385.2351 shares and has an additional 706,532 shares reported as indirectly owned through The Franklin’s Tower Trust.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider weinstein joshua ian

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	22,185	$28.7402	$638K
Tax Withholding	Common Stock	34,613	$28.7402	$995K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 352,998.235 shares (Direct, null); Common Stock — 706,532 shares (Indirect, The Franklin?s Tower Trust)

Footnotes (1)

Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account and dividend equivalent shares associated with the release of restricted stock units. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 16, 2025.

Key Figures

Tax-withheld shares: 56,798 shares Withholding price: $28.7402 per share First tax-withheld block: 34,613 shares +3 more

6 metrics

Tax-withheld shares 56,798 shares Total Common Stock withheld for taxes on April 21, 2026

Withholding price $28.7402 per share Price used for tax-withholding dispositions

First tax-withheld block 34,613 shares Code F disposition of Common Stock

Second tax-withheld block 22,185 shares Code F disposition of Common Stock

Direct holdings after transactions 318,385.2351 shares Common Stock directly owned post withholding

Indirect trust holdings 706,532 shares Common Stock held via The Franklin’s Tower Trust

Key Terms

restricted stock units, tax-withholding disposition, dividend reinvestment, dividend equivalent shares, +1 more

5 terms

restricted stock units financial

"vesting of time-based restricted stock units granted April 8, 2024."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition" for Form 4 code F entries"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

dividend reinvestment financial

"Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

dividend equivalent shares financial

"and dividend equivalent shares associated with the release of restricted stock units."

indirect ownership financial

"total_shares_following_transaction 706532.0000 with ownership_type "indirect" via The Franklin?s Tower Trust"

Form 4 Insider Transactions: What Each Field Means →

04/23/2026 - 11:37 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

weinstein joshua ian

(Last)

(First)

(Middle)

C/O CARNIVAL CORPORATION

3655 N.W. 87TH AVENUE

(Street)

MIAMI

FLORIDA

33178

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARNIVAL CORP [ CCL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/21/2026		F		22,185⁽¹⁾	D	$28.7402	352,998.2351⁽²⁾	D
Common Stock	04/21/2026		F		34,613⁽³⁾	D	$28.7402	318,385.2351	D
Common Stock								706,532	I	The Franklin?s Tower Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024.

2. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account and dividend equivalent shares associated with the release of restricted stock units.

3. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 16, 2025.

	/s/ Josh Weinstein	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Carnival (CCL) CEO Joshua Weinstein report in this Form 4?

Joshua Weinstein reported routine tax-related share withholdings. Carnival withheld 56,798 Common Stock shares to satisfy tax obligations from vesting time-based restricted stock units, rather than Weinstein selling shares in the open market. These entries are coded as tax-withholding dispositions.

How many Carnival (CCL) shares were withheld for Joshua Weinstein’s taxes?

A total of 56,798 Carnival Common Stock shares were withheld. Two Form 4 entries show 34,613 shares and 22,185 shares withheld at $28.7402 per share to cover tax liabilities triggered by vesting restricted stock units granted in 2024 and 2025.

Are the Carnival (CCL) Form 4 transactions open-market sales by the CEO?

No, the transactions are not open-market sales. They are Form 4 code F tax-withholding dispositions, where Carnival withholds shares to pay taxes on vesting restricted stock units. Weinstein does not sell these shares in the market; they settle tax obligations directly.

How many Carnival (CCL) shares does Joshua Weinstein hold after these transactions?

After the tax-withholding events, Joshua Weinstein directly holds 318,385.2351 Carnival Common Stock shares. The Form 4 also reports 706,532 shares as indirectly owned through The Franklin’s Tower Trust, reflecting an additional indirect ownership position associated with the CEO.

What equity awards caused the tax-withholding on Carnival (CCL) shares?

The tax-withholding relates to vesting time-based restricted stock units. Footnotes state shares were withheld to cover taxes on awards granted April 8, 2024, and April 16, 2025, including dividend reinvestment and dividend equivalent shares associated with those restricted stock units.

What does the indirect ownership via The Franklin’s Tower Trust mean for CCL?

The filing shows 706,532 Carnival shares as indirectly owned through The Franklin’s Tower Trust. This indicates a significant trust-held position associated with Weinstein, separate from his 318,385.2351 directly held shares, and forms part of his overall reported beneficial ownership stake.