CareCloud interim CFO redeemed 6,500 preferred shares

Accepted by SEC EDGAR 05/18/2026 - 09:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CareCloud, Inc. interim CFO and Controller Norman Roth reported a mandatory redemption of 6,500 shares of the company’s Series B Cumulative Redeemable Perpetual Preferred Stock. The shares were disposed of at $25.25 per share in a transaction classified as a disposition to the issuer, not an open market sale, leaving no remaining holdings of this preferred security.

Insider Trade Summary

Disposition: 6,500 shares

Disposition 1 txn

Insider ROTH NORMAN

Role Interim CFO and Controller

Type	Security	Shares	Price	Value
Disposition	Series B Cum Redeemable Perp Pref Stock [CCLDO]	6,500	$25.25	$164K

Holdings After Transaction: Series B Cum Redeemable Perp Pref Stock [CCLDO] — 0 shares (Direct)

Holdings Before and After: Series B Cum Redeemable Perp Pref Stock [CCLDO], 6,500 to 0 shares (Direct)

Footnotes (1)

1. F1. The reported transaction was effected pursuant to the mandatory redemption of the Series B Preferred Stock and was not an open market sale by the reporting person.

Key Figures

Shares disposed: 6,500 shares Price per share: $25.25/share Post-transaction holdings: 0 shares +1 more

4 metrics

Shares disposed 6,500 shares Series B Cumulative Redeemable Perpetual Preferred Stock

Price per share $25.25/share Redemption price for Series B Preferred Stock

Post-transaction holdings 0 shares Series B Preferred held by Norman Roth after redemption

Transaction code D Disposition to issuer per Form 4

Key Terms

Series B Cumulative Redeemable Perpetual Preferred Stock, mandatory redemption, Disposition to issuer, Form 4

4 terms

Series B Cumulative Redeemable Perpetual Preferred Stock financial

"6,500 shares of the company’s Series B Cumulative Redeemable Perpetual Preferred Stock"

mandatory redemption financial

"transaction was effected pursuant to the mandatory redemption of the Series B Preferred Stock"

Mandatory redemption is a contract clause that forces an issuer to buy back a security—such as a bond, preferred share, or convertible—under specified conditions or at scheduled times. For investors it matters because it determines when and how they will get their principal or liquidation value returned, affects the timing of income, and can change the total number of outstanding securities, similar to a store being required to repurchase a product on a set schedule.

Disposition to issuer regulatory

"transaction classified as a disposition to the issuer, not an open market sale"

Form 4 regulatory

"The Form 4 lists total shares following the transaction as 0.0000"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CareCloud (CCLD) report for Norman Roth?

Norman Roth reported a disposition of 6,500 shares of CareCloud’s Series B Cumulative Redeemable Perpetual Preferred Stock. The transaction reflects a mandatory redemption by the issuer, rather than a discretionary market trade, and reduced his holdings of this preferred security to zero.

Was the CareCloud (CCLD) insider transaction an open market sale?

No, the transaction was not an open market sale. It was effected pursuant to the mandatory redemption of the Series B Preferred Stock by CareCloud, meaning the issuer redeemed the shares under preset terms instead of the insider choosing to sell in the market.

How many CareCloud Series B Preferred shares were redeemed from Norman Roth?

A total of 6,500 shares of CareCloud’s Series B Cumulative Redeemable Perpetual Preferred Stock were redeemed. These shares were disposed of to the issuer at a reported price of $25.25 per share in a mandatory redemption transaction.

What price per share was reported in the CareCloud (CCLD) Form 4 transaction?

The reported price per share for the Series B Preferred Stock transaction was $25.25. This price applies to the 6,500 shares redeemed by the issuer in the mandatory redemption disclosed in the Form 4 filing for Norman Roth.

What is Norman Roth’s remaining holding of CareCloud Series B Preferred Stock?

Following the mandatory redemption transaction, Norman Roth’s reported holdings of CareCloud’s Series B Cumulative Redeemable Perpetual Preferred Stock are zero shares. The Form 4 lists total shares following the transaction as 0.0000 for this preferred security.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROTH NORMAN

(Last) (First) (Middle)

7 CLYDE ROAD

(Street)

SOMERSET NEW JERSEY 08873

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CareCloud, Inc. [ CCLD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO and Controller

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Series B Cum Redeemable Perp Pref Stock [CCLDO]	05/15/2026		D		6,500	D	$25.25(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction was effected pursuant to the mandatory redemption of the Series B Preferred Stock and was not an open market sale by the reporting person.

	/s/ Norman Roth	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)