STOCK TITAN

Coeur Mining (NYSE: CDE) CFO sells 6,000 shares from daughter's plan

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Coeur Mining, Inc. (CDE) reported that its EVP & CFO, Thomas S. Whelan, indirectly sold 6,000 shares of common stock on 2026-08-19 from a college savings plan for his daughter. The sale was executed on the Toronto Stock Exchange at an effective price of about $20.87 per share, based on trades at CAD $28.86 and an exchange rate of CAD$1.3824 to USD $1.00. After these transactions, Whelan directly held 661,774 shares, including 116,834 unvested shares of restricted stock.

Positive

  • None.

Negative

  • None.
Insider Whelan Thomas S
Role EVP & CFO
Sold 6,000 shs ($125K)
Type Security Shares Price Value
Sale Common Stock, par value $0.01 per share F2, F3 6,000 $20.87 $125K
holding Common Stock, par value $0.01 per share F1 -- -- --
Holdings After Transaction: Common Stock, par value $0.01 per share — 0 shares (Indirect, College savings plan for daughter); Common Stock, par value $0.01 per share — 661,774 shares (Direct)
Footnotes (3)
  1. F1. Includes 116,834 unvested shares of restricted stock.
  2. F2. This transaction was executed in multiple trades at the price of CAD $28.86. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. F3. Stock sold on the Toronto Stock Exchange. The exchange rate used here is CAD$1.3824 to USD $1.00.
Shares sold 6,000 shares Indirect sale from college savings plan for daughter on 2026-08-19
Sale price per share (USD) $20.87 per share Effective per-share price reported for the 6,000-share sale
Reference CAD price CAD $28.86 Multiple trades executed on Toronto Stock Exchange at this price
FX rate used CAD$1.3824 to USD $1.00 Exchange rate applied to translate the CAD trade price to USD
Direct holdings after transaction 661,774 shares Directly owned Coeur Mining shares following reported transactions
Unvested restricted stock included 116,834 shares Portion of direct holdings that are unvested restricted stock
Indirect holdings after sale 0 shares College savings plan position after selling 6,000 shares
unvested shares of restricted stock financial
"Includes 116,834 unvested shares of restricted stock."
Toronto Stock Exchange market
"Stock sold on the Toronto Stock Exchange."
The Toronto Stock Exchange is Canada’s largest organized marketplace where shares of publicly traded companies are bought and sold, similar to a large, regulated marketplace for company ownership. It matters to investors because it provides transparent prices, rules that help protect buyers and sellers, and access to many Canadian and international businesses, so movements there can signal economic trends and affect portfolio values.
college savings plan financial
"College savings plan for daughter"
Rule 10b5-1 regulatory
"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did CDE report for Thomas S. Whelan on August 19, 2026?

Thomas S. Whelan, EVP & CFO of Coeur Mining (CDE), indirectly sold 6,000 shares of common stock on 2026-08-19 from a college savings plan for his daughter. The filing classifies this as a sale transaction.

At what price were the 6,000 CDE shares sold by Thomas S. Whelan?

The 6,000 Coeur Mining (CDE) shares were sold at an effective price of about $20.87 per share in USD. Footnotes state the trades were executed at CAD $28.86 with an exchange rate of CAD$1.3824 to USD $1.00.

Where were Thomas S. Whelan’s August 19, 2026 CDE share sales executed?

The sale of 6,000 shares of Coeur Mining (CDE) reported for August 19, 2026 was executed on the Toronto Stock Exchange, according to the filing’s footnotes.

How many CDE shares does Thomas S. Whelan hold after the reported transaction?

After the reported transactions, Thomas S. Whelan directly held 661,774 shares of Coeur Mining (CDE) common stock. A footnote states this amount includes 116,834 unvested shares of restricted stock.

Did Thomas S. Whelan retain any indirect holdings in CDE after the 6,000-share sale?

The filing shows the college savings plan for his daughter held 0 shares following the 6,000-share sale. His reported post-transaction holdings are 661,774 shares, which are categorized as direct ownership.

Were Thomas S. Whelan’s CDE share sales under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox for this Coeur Mining (CDE) Form 4 is not checked (aff_10b5_one is false), and the footnotes do not describe the sale as pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Whelan Thomas S

(Last)(First)(Middle)
200 SOUTH WACKER DRIVE, SUITE 2100

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Coeur Mining, Inc. [ CDE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share661,774(1)D
Common Stock, par value $0.01 per share08/19/2026S6,000(2)D$20.87(3)0ICollege savings plan for daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 116,834 unvested shares of restricted stock.
2. This transaction was executed in multiple trades at the price of CAD $28.86. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Stock sold on the Toronto Stock Exchange. The exchange rate used here is CAD$1.3824 to USD $1.00.
Remarks:
/s/ Casey M. Nault, Attorney-in-Fact08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)