CareDx CFO has shares withheld for RSU taxes

CareDx, Inc. executive Keith Kennedy, the CFO and COO, reported a routine tax-related share disposition linked to equity compensation.

Rhea-AI Filing Summary

CareDx, Inc. executive Keith Kennedy, the CFO and COO, reported a routine tax-related share disposition linked to equity compensation. The company withheld 2,930 shares of common stock at $29.25 per share to cover tax obligations arising from the vesting of restricted stock units, rather than an open-market sale. After this withholding, Kennedy directly holds 219,924 shares of CareDx common stock. His holdings also include 1,306 shares acquired under the company’s Employee Stock Purchase Plan on June 30, 2026, reflecting ongoing participation in employee ownership programs.

Insider Trade Summary

Exercise Price or Tax Liability: 2,930 shares

Exercise Price or Tax Liability 1 txn

Insider Kennedy Keith

Role CFO & COO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,930	$29.25	$86K

Holdings After Transaction: Common Stock — 219,924 shares (Direct)

Footnotes (2)

1. F1. These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.
2. F2. Includes 1,306 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2026.

Key Figures

Shares withheld for taxes: 2,930 shares Implied share value for withholding: $29.25 per share Shares held after transaction: 219,924 shares +1 more

4 metrics

Shares withheld for taxes 2,930 shares Withheld to satisfy tax withholding obligations on RSU vesting

Implied share value for withholding $29.25 per share Valuation used for 2,930 withheld shares

Shares held after transaction 219,924 shares Direct CareDx common stock holdings after withholding

ESPP shares included in holdings 1,306 shares Acquired under Employee Stock Purchase Plan on June 30, 2026

Key Terms

restricted stock units, tax withholding obligations, Employee Stock Purchase Plan

3 terms

restricted stock units financial

"in connection with the issuance of shares upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"withheld by the Issuer in order to satisfy certain tax withholding obligations"

Employee Stock Purchase Plan financial

"Includes 1,306 shares acquired under the Issuer's Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CareDx (CDNA) executive Keith Kennedy report in this Form 4?

Keith Kennedy reported a tax-related share disposition. CareDx withheld 2,930 shares to satisfy tax obligations from vested restricted stock units, leaving him with 219,924 directly held shares, including 1,306 recently acquired through the Employee Stock Purchase Plan.

Was Keith Kennedy’s CareDx (CDNA) Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 2,930 shares were withheld by CareDx to cover tax withholding obligations tied to the vesting of restricted stock units, a common administrative event in equity compensation programs.

How many CareDx (CDNA) shares does Keith Kennedy hold after the reported transaction?

After the transaction, Keith Kennedy directly holds 219,924 shares of CareDx common stock. This total includes 1,306 shares acquired through the company’s Employee Stock Purchase Plan on June 30, 2026, as noted in the Form 4 footnotes.

What price per share is associated with the CareDx (CDNA) tax withholding in this filing?

The filing shows a price of $29.25 per share for the 2,930 withheld shares. This figure is used to value the shares applied toward satisfying Kennedy’s tax obligations related to the vesting of restricted stock units.

How are restricted stock units involved in this CareDx (CDNA) Form 4?

Restricted stock units vested for Keith Kennedy, triggering a tax liability. To meet these tax obligations, CareDx withheld 2,930 shares that would otherwise have been delivered, a standard mechanism in stock-based compensation plans.

What role does the Employee Stock Purchase Plan play in Keith Kennedy’s CareDx (CDNA) holdings?

The Form 4 states Kennedy’s holdings include 1,306 shares acquired through CareDx’s Employee Stock Purchase Plan on June 30, 2026. This indicates he is actively participating in the company’s employee share purchase program in addition to receiving equity awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 04:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kennedy Keith

(Last) (First) (Middle)

C/O CAREDX, INC.

8000 MARINA BLVD, 4TH FLOOR

(Street)

BRISBANE CALIFORNIA 94005

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CareDx, Inc. [ CDNA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		F		2,930(1)	D	$29.25	219,924(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

2. Includes 1,306 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2026.

	/s/ Jeffrey Adam Novack, Attorney-in-Fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)