Constellation Energy (Ticker: CEG) CFO discloses stock and RSU stake

Rhea-AI Filing Summary

Constellation Energy Corp EVP & Chief Financial Officer Shane Smith filed an initial statement of beneficial ownership. He beneficially owns 1,867 shares of Common Stock, held directly. He also holds 1,138 outstanding unvested restricted stock units (RSUs), each representing one share of Common Stock upon vesting.

The RSUs were granted on February 6, 2023, February 5, 2024 and February 10, 2025, and vest in one-third installments on the dates of the Compensation Committee’s first-quarter meetings in the first, second, and third years after each grant. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs, which follow the same vesting schedule as the underlying awards.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Smith Shane Patrick

(Last) (First) (Middle)

1310 POINT STREET

(Street)

BALTIMORE MD 21231

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/07/2026

3. Issuer Name and Ticker or Trading Symbol
Constellation Energy Corp [ CEG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,867	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	1,138	(1)	D

Explanation of Responses:

1. Represents outstanding unvested restricted stock units ("RSUs") granted on February 6, 2023, February 5, 2024 and February 10, 2025. RSUs vest in 1/3 increments on the dates of the Compensation Committee's first-quarter meetings held in the first, second, and third years after each grant date. Each RSU represents the right to receive one share of Common Stock upon vesting, and does not expire. These RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Issuer's board of directors, which vest on the same schedule as the underlying RSU award.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Brian Buck, Attorney-in-Fact for Shane Smith	01/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What does Constellation Energy (CEG) EVP & CFO Shane Smith report owning on this Form 3?

He reports direct beneficial ownership of 1,867 shares of Constellation Energy Common Stock and 1,138 outstanding unvested restricted stock units (RSUs).

How many restricted stock units does Shane Smith hold in Constellation Energy (CEG)?

He holds 1,138 unvested restricted stock units, each representing the right to receive one share of Common Stock upon vesting.

What is the vesting schedule for Shane Smith’s Constellation Energy RSUs?

The RSUs granted on February 6, 2023, February 5, 2024 and February 10, 2025 vest in 1/3 increments on the dates of the Compensation Committee’s first-quarter meetings in the first, second and third years after each grant.

Do Shane Smith’s Constellation Energy RSUs pay dividends?

They accrue quarterly dividend equivalents as additional RSUs that represent common stock dividends approved by the board, and these additional RSUs vest on the same schedule as the underlying RSU awards.

Does this Constellation Energy Form 3 show any option or warrant positions for Shane Smith?

No. The filing lists direct holdings of Common Stock and restricted stock units; no options or warrants are disclosed in the provided content.

Is this Constellation Energy (CEG) Form 3 filed by more than one reporting person?

No. The form is marked as filed by one reporting person, identifying Shane Patrick Smith as EVP & Chief Financial Officer.