Morgan Stanley files Form 144 listing CERS restricted-share notices (CERS)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC notified a proposed sale of common stock for issuer-restricted shares related to CERS. The notice lists proposed sale activity tied to restricted stock grants dated 03/12/2023 (43,092 shares) and 03/12/2024 (12,133 shares), and references an aggregate number 192,171,776.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	55225	113901.56	192171776	03/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2024	Restricted Stock	ISSUER			12133	03/12/2024	Not Applicable
Common	03/12/2023	Restricted Stock	ISSUER			43092	03/12/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for CERS indicate about the shares to be sold?

It lists proposed sales of restricted common stock tied to two grant dates. The filing cites 43,092 shares from 03/12/2023 and 12,133 shares from 03/12/2024, reported through Morgan Stanley Smith Barney LLC.

Who is the broker or intermediary named on the CERS Form 144?

The filing names Morgan Stanley Smith Barney LLC as the broker/intermediary. The address given is 1 New York Plaza, 8th Floor, New York, NY 10004, indicating execution through that firm.

Does the Form 144 state the exchange where CERS shares trade?

Yes — the filing references the NASDAQ exchange. The document includes an exchange field labeled NASDAQ alongside other sale metadata for the proposed transactions.

Is there a total or aggregate figure reported in the filing for CERS?

The filing includes the number 192,171,776 in its securities section. The context shows it as a labeled figure within the securities information block of the notice.

Are the transactions in the Form 144 reported as completed sales?

No — Form 144 is a notice of proposed sale, not proof of sale. The entries list restricted stock grant dates and quantities but do not state that sales have been executed.