Welcome to our dedicated page for Clean Energy Technologies SEC filings (Ticker: CETY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Clean Energy Technologies, Inc. (CETY) SEC filings page on Stock Titan provides access to the company’s public disclosures filed with the U.S. Securities and Exchange Commission. As a Nevada corporation listed on the Nasdaq Capital Market under ticker CETY and Commission File Number 001-41654, the company submits annual and quarterly reports, current reports on Form 8-K, and other required documents that describe its operations, financing activities, and corporate actions.
In its filings, CETY reports on matters such as reverse stock splits, capital structure changes, and compliance with Nasdaq listing standards. For example, a Form 8-K detailed a 1-for-15 reverse stock split of its authorized and outstanding common stock, implemented through a Certificate of Change filed with the State of Nevada, with the stated purpose of helping restore compliance with Nasdaq’s minimum bid price requirements. Other 8-K filings describe material definitive agreements, including securities purchase agreements and convertible promissory notes used for working capital and business development.
Notifications of late filing on Form 12b-25 explain when CETY requires additional time to complete its quarterly reports on Form 10-Q, outlining delays in assembling financial statements and the company’s intention to file within the permitted extension period. Additional 8-K filings describe unregistered sales of equity securities, subscription agreements for common stock, and the exemptions from registration relied upon for those transactions.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight key terms, structural changes, and financial obligations described in documents such as 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available. Real-time updates from EDGAR and AI-generated explanations help readers interpret complex sections, such as capitalization changes, debt instruments, and conditions in securities purchase agreements, without having to parse every clause manually.
Clean Energy Technologies, Inc. entered into a material note purchase agreement to acquire a portion of a convertible bond issued by China Ruifeng Renewable Energy Holdings Limited. The company agreed to buy a HK$11,700,000 portion of a HK$356,375,000 principal amount convertible bond for a purchase price of $700,000 in cash and 1,932,000 shares of its common stock. Of the cash amount, $500,000 will be paid at closing and $200,000 within 30 days after closing. The common shares will be issued in a private transaction relying on Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D, with standard restrictive legends because the sale was made to accredited sellers without a public offering or general solicitation.
Clean Energy Technologies, Inc. disclosed it entered into subscription agreements for unregistered sales of its common stock to accredited investors. On December 24, 2025, the company sold 913,842 shares of common stock for
Clean Energy Technologies, Inc. reported an insider transaction by its CEO and director, Kambiz Mahdi, who filed individually. Through The Kambiz & Bahareh Mahdi Living Trust, he indirectly acquired a common stock purchase warrant. On December 15, 2025, the trust paid $10.00 to Mast Hill Fund, L.P. for the remaining unexercised portion of a warrant originally issued by the company on February 27, 2025. According to the filing, the warrant currently covers 650,561 shares of common stock at an exercise price of $2.50 per share, and the trust now beneficially owns 650,561 warrant units as an indirect holding for Mahdi.
Clean Energy Technologies, Inc. (CETY) reported unaudited results for the quarter and nine months ended September 30, 2025, showing continued losses and heavy reliance on external financing. Total assets were $14.8 million and stockholders’ equity was $7.1 million, with cash of $826,786. For Q3 2025, total income was $773,554, but the company posted an operating loss of $1.33 million and a net loss of $2.10 million, or $0.47 per share. For the nine-month period, net loss was $3.52 million and operating cash outflow was $6.22 million, largely funded by $6.99 million of financing inflows, including a $4.4 million private placement at $6.15 per share. Management discloses substantial doubt about CETY’s ability to continue as a going concern due to negative working capital, accumulated deficit, and ongoing cash burn.
Clean Energy Technologies (CETY) received written consent from holders of approximately 52.8% of its common stock to approve two securities purchase agreements with Mast Hill Fund, L.P. and the related issuances required under NASDAQ Listing Rules 5635(b) and 5635(d). The approval becomes effective 20 calendar days after this information statement is mailed.
Under the agreements, CETY issued junior secured convertible notes with principal amounts of $335,000 and $388,888, alongside 50,000 and 150,000 shares of common stock, for aggregate purchase prices of $301,500 and $350,000, respectively. Net funding to the company was $296,500 and $341,500 after legal fees. Each note matures 12 months from issuance, accrues 10% annual interest, and may convert at the lesser of $2.50 per share or 90% of the lowest dollar volume-weighted average price over the five trading days before conversion, subject to a 4.99% beneficial ownership limit.
Assuming a conversion price equal to 90% of the $2.63 closing price on October 6, 2025, the notes would convert into in excess of 336,408 shares, or approximately 7.2% of shares outstanding as of that date. Shares outstanding were 4,682,789 as of October 6, 2025.
Clean Energy Technologies, Inc. obtained written consent from holders of approximately 52.8% of its common stock to approve two securities purchase agreements with Mast Hill Fund, L.P. and the related share issuances under Nasdaq rules. In June 2025 the company issued a junior secured convertible note with a $335,000 principal amount and 50,000 shares of common stock for a $301,500 purchase price. In August 2025 it issued a second junior secured convertible note with a $388,888 principal amount and 150,000 shares for a $350,000 purchase price.
Both notes mature 12 months after issuance, carry 10% guaranteed annual interest and are convertible at the holder’s election at the lesser of $2.50 per share or 90% of the lowest volume‑weighted average price over the five trading days before conversion, subject to a 4.99% beneficial ownership cap and a $1,750 fee deduction per conversion. The company agrees to restrict use of proceeds mainly to working capital and business development, and Nasdaq rules require prior stockholder approval because the variable conversion terms could result in issuing more than 20% of outstanding shares. As of October 6, 2025, 4,682,789 common shares were outstanding, and the approved actions become effective 20 days after this information statement is first mailed.
Clean Energy Technologies, Inc. filed a Certificate of Change under Nevada law that was processed by the State of Nevada on
Clean Energy Technologies, Inc. (CETY) filed an amended S-3 shelf registration that registers up to $70,000,000 of common stock, warrants, and/or units and a sales agreement prospectus for up to $25,000,000 of common stock under a Sales Agreement with Roth Capital Partners. The prospectus warns of material PRC legal and regulatory risks affecting its PRC subsidiaries and Shuya, including possible CSRC/CAC filing requirements and potential fines of RMB 1 million to RMB 10 million if filings are required and not made.
The filing includes financial statement line-item snapshots showing total assets and liabilities across subsidiaries, short-term borrowings of $2,560,989 in one column, convertible notes payable of $3,094,577, and various investments and intangible assets (goodwill $747,976; LWL intangibles $1,468,709). It discloses warrant issuances and exercises (Pacific Pier cashless exercise for 31,111 shares; Mast Hill exercised 29,687 shares at $1.60). Pro forma net tangible book value per share as of June 30, 2025 is $0.08 with dilution per new investor of $0.17.