[Form 4] Confluent, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Phan Kong, Chief Accounting Officer of Confluent, Inc. (CFLT), reported an insider sale on 09/22/2025. The filing shows 4,544 shares of Class A common stock were sold at $19.87 per share to cover the tax obligation arising from the vesting of restricted stock units. After the sale, the reporting person beneficially owned 232,534 shares. The Form 4 was executed on behalf of the reporting person by an attorney-in-fact on 09/24/2025. No derivative transactions or other types of securities were reported in this filing.

Insights

Financial Analyst

TL;DR: Routine tax-withholding sale by an executive; small in size relative to typical outstanding shares and not clearly material to company fundamentals.

The Form 4 documents a single non-derivative sale of 4,544 Class A shares at $19.87 to cover tax withholding from RSU vesting. Such sales are common following equity vesting events and typically reflect personal tax obligations rather than a change in company outlook. The transaction reduced the reporting person's beneficial holding to 232,534 shares. There are no option exercises, grants, or new derivative positions reported, indicating no change in compensation structure disclosed here.

Corporate Governance Expert

TL;DR: Compliance filing appears routine and timely; disclosure was made and signed by attorney-in-fact.

The filing identifies the reporting person, title (Chief Accounting Officer), transaction date, and purpose (to cover taxes on vested RSUs) in the explanation section, which aligns with standard practice. The Form 4 was signed by an attorney-in-fact on 09/24/2025. No indicia of atypical insider behavior, coordinated sales, or material governance concerns are present in this single filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Phan Kong

(Last) (First) (Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/22/2025		S		4,544(1)	D	$19.87	232,534	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

	/s/ Weilyn Wood, Attorney-in-Fact	09/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Phan Kong (CFLT) report on Form 4?

The Form 4 reports a sale of 4,544 Class A shares at $19.87 per share on 09/22/2025 to cover taxes from vested restricted stock units.

How many shares does the reporting person own after the transaction?

The reporting person beneficially owned 232,534 shares following the reported transaction.

What was the stated reason for the sale on the Form 4?

The explanation states the shares were sold to cover the tax obligation realized upon the vesting of previously reported restricted stock units.

Who signed the Form 4 and when?

The Form 4 was signed by an attorney-in-fact (/s/ Weilyn Wood) on 09/24/2025.

Were any derivative securities reported in this filing?

No. Table II (derivative securities) contains no reported transactions or holdings.