Confluent CFO Disposes 26,097 Shares at $17.01-$17.08 Range

Rhea-AI Filing Summary

Confluent insider sale to cover taxes on vested RSUs. Sivaram Rohan, the company's Chief Financial Officer, reported a sale of 26,097 shares of Class A common stock on 08/20/2025 at prices ranging from $17.01 to $17.08 to satisfy tax obligations arising from the vesting of previously granted restricted stock units. After the transaction, the reporting person beneficially owned 636,596 shares. The Form 4 was filed as a single reporting person filing and was signed by an attorney-in-fact.

Insights

Financial Analyst

TL;DR: Officer sold a modest block of shares to cover RSU taxes; ownership remains substantial.

The sale of 26,097 shares was disclosed as a tax-covering disposition following RSU vesting rather than an open-market cash-raising event tied to company performance. The per-share sale prices were disclosed in a range ($17.01 to $17.08), and post-transaction beneficial ownership remains at 636,596 shares, indicating continued alignment with shareholder interests. This type of Form 4 is typically routine and non-material for a company of meaningful market capitalization unless aggregated with other insider sales.

Corporate Governance Expert

TL;DR: Transaction appears routine and compliance-focused, consistent with RSU tax withholding practices.

The filing identifies the reporting person as the Chief Financial Officer and notes the sale was to cover tax obligations on vested restricted stock units. The document was executed by an attorney-in-fact and filed as a single reporting person. There is no indication of additional agreements, Rule 10b5-1 trading plans, or amendments that would change the governance implications disclosed here.

Insider Trade Summary

Net Seller: 26,097 shares ($443,910)

Net Sell 1 txn

Insider Sivaram Rohan

Role CHIEF FINANCIAL OFFICER

Sold 26,097 shs ($444K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	26,097	$17.01	$444K

Holdings After Transaction: Class A Common Stock — 636,596 shares (Direct)

Footnotes (1)

1. Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I. The shares were sold at prices ranging from $17.01 to $17.08. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sivaram Rohan

(Last) (First) (Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/20/2025		S		26,097(1)	D	$17.01(2)	636,596	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

2. The shares were sold at prices ranging from $17.01 to $17.08. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Weilyn Wood, Attorney-in-Fact	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sivaram Rohan report on the Form 4 for Confluent (CFLT)?

The Form 4 reports that Sivaram Rohan sold 26,097 shares of Class A common stock on 08/20/2025 to cover tax obligations from vested restricted stock units.

At what prices were the Confluent (CFLT) shares sold on the Form 4?

The shares were sold at prices ranging from $17.01 to $17.08 per share; the filer will provide details on the number sold at each price upon request.

How many Confluent (CFLT) shares did the reporting person own after the transaction?

After the reported transaction the reporting person beneficially owned 636,596 shares.

What was the stated reason for the sale in the Form 4?

The sale was executed to cover the tax obligation realized upon the vesting of previously granted restricted stock units.

Who filed and signed the Form 4 for Confluent (CFLT)?

The Form 4 was filed by one reporting person (Sivaram Rohan) and the signature on the document was made by Weilyn Wood, Attorney-in-Fact on 08/22/2025.