CFR (NYSE) Form 144: Insider notice lists vested common shares for sale

Rhea-AI Filing Summary

The filing is a Form 144 notice for proposed sales of Common stock associated with a series of restricted stock vesting events dated in 2022. The record lists multiple vesting dates and share quantities (examples: 679 shares vested on 10/23/2022, 43 shares on 11/30/2022, and several smaller tranches). The broker/dealer listed is Fidelity Brokerage Services LLC.

Insights

Corporate Governance Analyst

Form 144 lists proposed sales tied to prior restricted stock vesting events.

The filing enumerates multiple restricted stock vesting dates in 2022 with specific share counts for each tranche. These entries identify the securities to be sold and a broker/dealer, consistent with a notice of proposed affiliate dispositions.

Timing and aggregate proceeds are not stated in the excerpt; subsequent filings or trade reports would show executed sales or proceeds.

Key Figures

Vesting tranche: 679 shares Vesting tranche: 43 shares Vesting tranche: 13 shares +3 more

6 metrics

Vesting tranche 679 shares vested on 10/23/2022

Vesting tranche 43 shares vested on 11/30/2022

Vesting tranche 13 shares vested on 11/18/2022

Vesting tranche 12 shares vested on 10/31/2022 (multiple similar tranches listed)

Vesting tranche 11 shares vested on 09/15/2022 (multiple similar tranches listed)

Broker/Dealer code or ID 837 appears in the securities information line associated with Fidelity Brokerage Services LLC

Key Terms

Restricted Stock Vesting, Form 144, Broker/Dealer

3 terms

Restricted Stock Vesting financial

"Multiple lines labeled "Restricted Stock Vesting" with dates and share counts"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Header and context: notice of securities to be sold by an affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker/Dealer financial

"Fidelity Brokerage Services LLC listed in the "Securities Information" line"

A broker/dealer is a firm or person that both carries out trades for clients (broker) and buys or sells securities from its own inventory (dealer). Think of it as a shop that can take customer orders and also sell items off its own shelves. Investors care because broker/dealers connect buyers and sellers, influence the price and speed of trades, hold securities or cash for short periods, and can create conflicts of interest that affect trade cost and reliability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/12/2026 - 02:55 PM Accepted by SEC EDGAR 06/12/2026 - 02:55 PM Learn about SEC filing dates

FAQ

What does this Form 144 for CFR show?

This Form 144 lists proposed sales of Common stock tied to restricted stock vesting events in 2022. It itemizes vesting dates and share counts and names Fidelity Brokerage Services LLC as the broker/dealer handling the transactions.

How many shares vested on 10/23/2022 according to the filing?

The filing shows 679 shares associated with a restricted stock vesting event dated 10/23/2022. This entry is one of several tranche-specific vesting amounts listed in the notice.

Does the Form 144 state total proceeds or execution details?

The excerpt does not provide sale proceeds or execution details. It lists securities to be sold, vesting dates, and a broker/dealer; it does not state aggregate sale proceeds or executed trade prices in the provided text.

Who is the broker/dealer named on this Form 144?

The broker/dealer shown is Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. The filing lists this firm in connection with the proposed sale transactions on the notice.

Are these securities described as compensation-related?

Yes. Each listed line is labeled Restricted Stock Vesting and the purpose indicated is Compensation, tying the securities to employee/compensation vesting events in 2022.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	837	124119.60	62797048	06/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/02/2022	Restricted Stock Vesting	Issuer			3	05/02/2022	Compensation
Common	05/16/2022	Restricted Stock Vesting	Issuer			3	05/16/2022	Compensation
Common	06/01/2022	Restricted Stock Vesting	Issuer			3	06/01/2022	Compensation
Common	06/16/2022	Restricted Stock Vesting	Issuer			3	06/16/2022	Compensation
Common	07/06/2022	Restricted Stock Vesting	Issuer			3	07/06/2022	Compensation
Common	07/15/2022	Restricted Stock Vesting	Issuer			7	07/15/2022	Compensation
Common	07/29/2022	Restricted Stock Vesting	Issuer			11	07/29/2022	Compensation
Common	08/15/2022	Restricted Stock Vesting	Issuer			10	08/15/2022	Compensation
Common	08/31/2022	Restricted Stock Vesting	Issuer			12	08/31/2022	Compensation
Common	09/15/2022	Restricted Stock Vesting	Issuer			11	09/15/2022	Compensation
Common	10/03/2022	Restricted Stock Vesting	Issuer			12	10/03/2022	Compensation
Common	10/17/2022	Restricted Stock Vesting	Issuer			12	10/17/2022	Compensation
Common	10/23/2022	Restricted Stock Vesting	Issuer			679	10/23/2022	Compensation
Common	10/31/2022	Restricted Stock Vesting	Issuer			12	10/31/2022	Compensation
Common	11/18/2022	Restricted Stock Vesting	Issuer			13	11/18/2022	Compensation
Common	11/30/2022	Restricted Stock Vesting	Issuer			43	11/30/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)