The Carlyle Group Inc. SEC Filings

The Carlyle Group Inc. (CG) filed an 8-K stating it furnished a summary press release and a detailed earnings presentation announcing financial results for its third quarter ended September 30, 2025. These materials are attached as Exhibit 99.1 and Exhibit 99.2. The company notes the information is furnished, not filed, under the Exchange Act.

The filing also lists Carlyle’s securities registered on Nasdaq, including its common stock (CG) and 4.625% subordinated notes due 2061 (CGABL).

The Carlyle Group and affiliated entities reported a Section 16 Form 4 disclosing transactions in CommScope Holding Company, Inc. (COMM) securities dated 09/30/2025. The filing shows receipt of 17,343 shares of Series A Convertible Preferred Stock as a payment-in-kind dividend and reports 630,653 shares of Common Stock and beneficial ownership of 1,278,653 shares following the reported transactions. Each Preferred share is initially convertible into 36.3636 shares of Common Stock and carries a cumulative dividend of 5.5% per year, payable quarterly. The Preferred has no stated maturity and may be mandatorily converted after three years if specified conditions are met. Multiple Carlyle entities are listed as reporting persons and disclaim ownership except for any pecuniary interest.

The Carlyle Group Inc. prospectus supplement describes an offering of notes with aggregate principal amounts shown totaling $800,000,000 and indicative pricing showing 99.767% ($798,136,000) and a spread/coupon line of 0.650% ($5,200,000). The document states net proceeds will be used for general corporate purposes. The indenture limits secured indebtedness subject to exceptions, does not restrict additional unsecured debt and permits non-guarantor subsidiaries to incur debt. Certain subsidiaries will guarantee these notes and also guarantee existing notes. The supplement discusses change-of-control repurchase provisions, settlement timing (notes initially settle in T+3), DTC book-entry access, underwriting syndicate members, and related U.S. and non-U.S. tax and ERISA considerations for holders. Several administrative and designation mechanics for Non-Guarantor Entities and trustee notifications are included.

The Carlyle Group Inc. filed an 8-K disclosing a press release dated September 16, 2025 about a senior notes offering. The filing includes a cover page interactive data reference and is signed by John C. Redett, Chief Financial Officer. No offering size, pricing, use of proceeds, or further financial terms are provided in the text supplied here.

The prospectus supplement for Carlyle Group Inc. outlines the terms and risks for an offering of debt securities and incorporates material disclosures from Carlyle's 2024 Form 10-K and subsequent periodic reports. The document states that the indenture limits the Issuer's and Guarantors' ability to incur secured debt but these limits have numerous exceptions, do not restrict additional unsecured debt, and do not prevent non-guarantor subsidiaries from incurring secured or unsecured debt. The guarantors for the offered notes also guarantee existing notes and an organizational chart is referenced.

The issuer intends to use net proceeds for general corporate purposes. The supplement discusses change-of-control repurchase mechanics and states that applicable securities laws (if in conflict) will govern compliance. There are detailed tax and ERISA considerations for U.S. and non-U.S. holders, documentation requirements for withholding relief (e.g., W-8 forms), and settlement mechanics involving DTC and secondary-market settlement timing. The document repeatedly cross-references the "Description of the Notes" and incorporated SEC filings for further details.

William E. Conway Jr., a director of The Carlyle Group Inc. (CG), reported a non-sale disposition of common stock on 09/03/2025. The Form 4 shows a Code G(1) transaction—listed in the filing as a charitable donation—for 2,000,000 shares at a reported price of $0. After the donation, Conway beneficially owned 26,999,644 shares. The filing was executed by Anne K. Frederick by power of attorney on Conway's behalf and is limited to this single non-derivative transaction; no derivative transactions or other changes are reported in the document.