Welcome to our dedicated page for The Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. (NASDAQ: CG) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its operations, financing, and governance as a global investment firm. This page aggregates Carlyle’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each report.
Recent Form 8-K filings show how Carlyle uses the capital markets and discloses material events. One 8-K describes the company’s quarterly financial results, furnished through a summary earnings press release and detailed earnings presentation. Other 8-Ks filed in September 2025 outline the pricing and issuance of $800 million aggregate principal amount of 5.050% Senior Notes due 2035, the related senior notes indenture, and the guarantees provided by several Carlyle holding entities. These filings explain the terms of the notes, including interest rate, maturity, redemption provisions, and events of default.
Another Form 8-K filed in July 2025 details leadership changes effective January 1, 2026, including the planned appointment of three Co-Presidents and a new Chief Financial Officer. The filing describes how these roles align with Carlyle’s Global Private Equity, Global Credit and Insurance, and Global Client Business segments, and notes that these senior professionals invest in and alongside Carlyle funds as described in the company’s proxy statement.
On this SEC filings page, users can review Carlyle’s 8-K current reports, as well as other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and registration statements when available. AI-generated highlights help explain complex sections, such as indenture covenants, guarantee structures, or executive compensation disclosures in proxy-related documents. The platform also surfaces real-time updates from EDGAR, allowing investors to see new filings as they are posted and to explore how Carlyle’s disclosures relate to its activities in private equity, credit, and investment solutions.
The Carlyle Group Inc. reports strong 2025 growth with assets under management rising to $477 billion, up 8% from $441 billion. The firm generated $53.7 billion of inflows, a 32% increase, and deployed $54.5 billion while realizing $34.1 billion of proceeds for carry fund investors.
Global Credit was the largest segment with $211.3 billion of AUM, up 10%, while Carlyle AlpInvest reached $102.0 billion, a 20% gain, and Global Private Equity managed about $163.5 billion. Carlyle returned approximately $0.9 billion to shareholders through $505 million of dividends and $400 million of share repurchases.
The carry fund portfolio appreciated 8% in 2025, supported by realizations in private equity, active credit issuance including nine new CLOs, and strong secondary and co‑investment activity. The board reset the share repurchase authorization to $2.0 billion and Carlyle issued $800.0 million of 5.050% senior notes due 2035, adding long-term financing flexibility.
The Carlyle Group Inc. used this report to outline a multi‑year growth plan and new capital return program. At its 2026 Shareholder Update, the firm set three‑year targets through the end of 2028, including Fee Related Earnings of
Carlyle also announced that its Board of Directors approved a new
Carlyle Group Inc. Co-President John C. Redett reported an acquisition of 9,114 shares of Common Stock through dividend equivalent units. These units were accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend and carry no purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Redett directly holds a total of 1,857,426 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported an award related to his existing equity incentives. On
Carlyle Group Inc. Chief Accounting Officer Charles Elliott Andrews Jr. reported an acquisition of 343 shares of common stock equivalent units on time-vesting restricted stock unit awards. These units were credited as dividend equivalents in connection with Carlyle’s quarterly dividend and were received at no cash cost.
The new dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this credit, Andrews Jr. now directly holds a total of 147,319 shares or share-equivalent units of Carlyle common stock.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported an acquisition of 3,431 shares of common stock in the form of dividend equivalent units. These units were accrued on previously granted restricted stock unit awards in connection with the company’s quarterly dividend and carry no cash purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Plouffe now holds 907,148 shares of Carlyle Group common stock in direct ownership.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported an automatic acquisition of 6,507 common stock units. These are dividend equivalent units credited at a price of $0.0000 per share in connection with the company’s quarterly dividend.
The units relate to previously granted restricted stock unit awards and will vest on the same schedule and under the same terms as those underlying awards. Following this grant, Nedelman directly holds 1,638,212 shares of Carlyle Group common stock.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported an acquisition of 1,070 shares of common stock-equivalent units at a price of $0.00 per share. These are dividend equivalent units accrued on existing time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. After this grant, Ferguson’s directly owned common stock and related units total 782,200 shares.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
Carlyle Group Inc. reported that Chief Operating Officer Lindsay LoBue acquired 2,625 common stock dividend equivalent units as a grant or award in connection with the company’s quarterly dividend. These units relate to existing restricted stock unit awards and will vest on the same schedule as the underlying awards.
Following this award, LoBue directly holds a total of 713,085 shares or units of Carlyle common stock, reflecting ongoing equity-based compensation aligned with prior grants rather than an open-market purchase.