Welcome to our dedicated page for Carlyle Secured SEC filings (Ticker: CGBD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Secured Lending, Inc. (CGBD) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a publicly traded business development company and specialty finance firm. As a closed-end, non-diversified, externally managed investment company that has elected BDC status under the Investment Company Act of 1940, Carlyle Secured Lending files a range of documents with the U.S. Securities and Exchange Commission that detail its financial condition, capital structure, and material events.
Among the most relevant filings for CGBD are its periodic reports and current reports on Form 8-K. Recent 8-K filings describe quarterly financial results, including net investment income and adjusted net investment income per common share, the declaration of quarterly common dividends, and updates on the total fair value of its investment portfolio. Other 8-Ks document capital markets transactions such as the issuance of 5.750% notes due 2031 under an Indenture and related supplemental indentures, as well as the announced redemption and planned delisting of 8.20% notes due 2028.
Filings also cover significant corporate actions, including the merger with Carlyle Secured Lending III, the exchange of convertible preferred stock for common stock at net asset value, and the repayment and termination of a senior secured revolving credit facility originally entered into by a CSL III special purpose vehicle. These disclosures provide detail on how Carlyle Secured Lending manages leverage, complies with asset coverage requirements under the 1940 Act, and structures its obligations to noteholders.
On Stock Titan, investors can review these SEC documents alongside AI-powered summaries that highlight key terms, covenants, and financial metrics, helping to interpret complex indenture provisions, non-GAAP adjustments, and transaction descriptions. The filings page is a central resource for analyzing CGBD’s regulatory history, dividend declarations reported on Form 8-K, and the legal documentation behind its unsecured notes and credit facilities.
Carlyle Secured Lending, Inc. treasurer Taylor Francis bought common stock in the company in an open-market transaction. On March 20, 2026, Francis purchased 232 shares at $11.22 per share, bringing direct holdings to 441 common shares after the transaction.
Carlyle Secured Lending, Inc. filed an initial ownership report for Treasurer Taylor Francis. The Form 3 shows beneficial ownership of 209 shares of Common Stock held directly. This is a baseline disclosure of existing holdings and does not reflect any new buy or sell transaction.
Carlyle Secured Lending, Inc. director and CEO Alex Chi reported an open-market purchase of 9,000 shares of common stock. The shares were bought on March 9, 2026 at an average price of $10.7919 per share, within a range of $10.76 to $10.82. Following this transaction, Chi directly owns 9,000 shares.
Carlyle Secured Lending, Inc. director John G. Nestor reported indirect open-market sales of 4,401 shares of common stock through family trusts. One trust sold 3,500 shares at $11.2933 per share, and another sold 901 shares at $11.28 per share.
After these transactions, the trusts held 9,824 shares and 5,515.5 shares of common stock, respectively.
Carlyle Secured Lending, Inc. reported an insider share purchase by its CFO and President, Thomas M. Hennigan. On March 4, 2026, he bought 4,430 shares of common stock in an open-market transaction at a price of $11.26 per share.
After this transaction, he directly owned 101,324.587 shares of Carlyle Secured Lending common stock. The filing classifies this as a direct ownership position and records the trade under the standard purchase code for open-market or private transactions.
Carlyle Secured Lending, Inc. filed an initial Form 3 for CEO and director Alex Chi, covering ownership of its common stock. The filing reports that Chi’s directly held common stock position is 0 shares following the reported status. The single reported entry is categorized as a holding with an unknown transaction code and does not show any buy or sell activity.
Carlyle Secured Lending (CGBD) details a highly diversified investment portfolio focused on private credit. The holdings span first lien and second lien loans, as well as equity investments, across numerous non‑affiliated and affiliated issuers.
The portfolio covers a wide range of industries, including healthcare, software, business services, diversified financials, construction, energy, transportation, consumer services, and more, in the U.S. and multiple foreign jurisdictions. It also includes revolvers, delayed‑draw term loans, unfunded commitments, affiliated Middle Market Credit Fund vehicles, and forward currency contracts with Barclays Bank PLC, reflecting active use of syndicated credit structures and hedging.
Carlyle Secured Lending, Inc. reported fourth quarter 2025 net investment income of $0.33 per common share and adjusted net investment income of $0.36 per share, with full-year 2025 net investment income of $1.48 per share and adjusted net investment income of $1.51 per share.
Net asset value per share edged down 0.6% in the quarter to $16.26, while the total fair value of investments rose to $2.5 billion across 165 portfolio companies and income-producing assets carried a 10.1% weighted average yield. The portfolio remained largely first-lien and senior secured, with non‑accruals at 1.2% of fair value.
The board declared a first quarter 2026 dividend of $0.40 per share, supported by an estimated $0.74 per share of spillover income. During Q4 2025 the company generated record originations of $404.7 million, repurchased $13.9 million of stock at a discount, refinanced higher-cost debt, and helped launch the $600 million Structured Credit Partners JV, committing $150 million to that vehicle.
Carlyle Secured Lending, Inc. reported a major leadership reshuffle. On February 18, 2026, Justin Plouffe resigned as a Class II director and as President and Chief Executive Officer, effective immediately, following his recent appointment as Chief Financial Officer of The Carlyle Group Inc.
The Board immediately appointed Alex Chi as a Class II director and Chief Executive Officer. Chi joined Carlyle in January 2026 and is Deputy Chief Investment Officer of Carlyle Global Credit and Head of Direct Lending, bringing over 30 years of prior experience at Goldman Sachs. The Board also named Thomas Hennigan as President; he will keep his roles as Chief Financial Officer, Chief Risk Officer and director.
Separately, Treasurer Nelson Joseph resigned from that role, effective immediately, while remaining Principal Accounting Officer. The Board appointed Frank Taylor as the new Treasurer. These changes concentrate financial and leadership responsibilities among experienced executives while maintaining continuity in key accounting and risk functions.
Carlyle Secured Lending, Inc. announced the formation of Structured Credit Partners JV, LLC (“SCP”) alongside Carlyle Credit Solutions, Inc., Sixth Street Specialty Lending, Inc. and Sixth Street Lending Partners. SCP will invest in broadly syndicated first lien senior secured loans financed with long-term, non-mark-to-market, predominantly investment grade CLO debt.
SCP will be initially capitalized with $600 million of equity capital commitments. The ownership split is 25% Carlyle Secured Lending, Inc., 25% Carlyle Credit Solutions, Inc., 33% Sixth Street Specialty Lending, Inc. and 17% Sixth Street Lending Partners. The structure is expected to be accretive to return on equity because SCP will not be charged management or incentive fees on the underlying CLOs or at the joint venture level.
Each CLO issued by SCP will be wholly owned by SCP and managed by an affiliate of Carlyle or Sixth Street, with governance shared equally and material decisions requiring unanimous approval of both members’ representatives. The companies highlight more than 35 years of combined CLO management experience and more than $60 billion of current CLO assets under management across more than 130 CLO vehicles as a foundation for the joint venture.