Carlyle Secured SEC Filings

Carlyle Secured Lending, Inc. (CGBD) reported an insider purchase by a company officer. On November 10, 2025, the officer bought 1,500 shares of common stock at a price of $11.84 per share, coded as a P (open market or private purchase). Following the transaction, the officer beneficially owned 1,500 shares, held directly. The filer’s relationship is listed as Officer (PAO).

Carlyle Secured Lending, Inc. (CGBD) furnished a press release and detailed earnings presentation announcing financial results for the third quarter ended September 30, 2025. The materials were provided as Exhibits 99.1 and 99.2.

The company also declared a fourth quarter 2025 dividend of $0.40 per share, payable on January 16, 2026 to stockholders of record as of December 31, 2025. The disclosures under Items 2.02 and 7.01 were furnished, not filed, under the Exchange Act.

Carlyle Secured Lending, Inc. (CGBD) announced it will redeem 100% of its outstanding 8.20% Notes due 2028 on December 1, 2025. The redemption covers $85,000,000 aggregate principal amount, with holders to receive 100% of principal plus accrued and unpaid interest to, but excluding, the redemption date.

Following the redemption, the 8.20% notes will be delisted from the Nasdaq Global Select Market. The company disclosed the plan via a press release furnished under Regulation FD.

Carlyle Secured Lending, Inc. announced it will host a conference call at 11:00 a.m. Eastern Time on Wednesday, November 5, 2025 to discuss financial results for the third quarter ended September 30, 2025.

The company furnished this update under Item 7.01 (Regulation FD). A press release dated October 15, 2025 is included as Exhibit 99.1.

Carlyle Secured Lending, Inc. announced the issuance of $300,000,000 in 5.750% Notes due 2031, offered on October 7, 2025. The unsecured Notes pay interest at 5.750% beginning October 7, 2025 with semiannual payments each February 15 and August 15, starting February 15, 2026. Proceeds are intended to repay outstanding borrowings under the company’s senior secured revolving credit facility, to fund new investments, and for general corporate purposes. The Indenture includes covenants tied to compliance with portions of the Investment Company Act of 1940 (subject to SEC exemptive relief) and a change‑of‑control repurchase feature if ratings fall below investment grade. The Notes rank pari passu with other unsecured indebtedness.

Carlyle Secured Lending, Inc. (CGBD) repaid in full all outstanding borrowings under its senior secured revolving credit facility known as the CSL III SPV Credit Facility and the facility was terminated on October 2, 2025. The facility originally allowed secured borrowings up to $250,000,000, had a revolving period through September 30, 2025 and a stated maturity of September 30, 2030 with a one-year extension option. Borrowings bore interest tied to three-month SOFR (or an alternate base rate) plus 2.85%, and undrawn amounts carried an unused commitment fee of 0.30%. The termination cancelled all lender commitments and obligations and occurred without early termination penalties. The company stated it does not expect this termination to have a material adverse effect on its financial condition or results of operations.

Nestor John G., a director of Carlyle Secured Lending, Inc. (CGBD), reported the sale of 13,238 shares of the issuer's common stock on 08/18/2025 at a reported price of $13.49 per share. After the transaction the reporting person beneficially owned 14,593 shares. The Form 4 was filed as a single reporting person filing and signed by an attorney-in-fact on 08/21/2025. The reporting person's address is shown as Carlyle Global Credit Investment Management in New York and the relationship to the issuer is indicated as Director. No derivative transactions or further remarks are disclosed in the filing.

Thomas M. Hennigan, CFO and Director of Carlyle Secured Lending, Inc. (CGBD), reported an open-market purchase of 7,285 shares of the company's common stock on 08/20/2025 at $13.75 per share, increasing his reported beneficial ownership to 88,494.587 shares. The Form 4 was signed on 08/21/2025. No derivative transactions or additional remarks were reported.