Carlyle Secured Lending director sells 16.8K shares
Carlyle Secured Lending, Inc. director Nestor John G. reported four open-market sales of common stock on 2026-08-12 totaling 16,812.4396 shares.
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
Carlyle Secured Lending, Inc. director Nestor John G. reported four open-market sales of common stock on 2026-08-12 totaling 16,812.4396 shares. Shares were sold at prices between $11.18 and $11.24, from both direct holdings and trusts, and his directly owned shares fell to zero. The Rule 10b5-1 trading-plan checkbox was not marked.
Insider Trade Summary
Net Seller: 16,812.4396 shares
Net Sell
4 txns
Insider
Nestor John G.
Role
Director
Sold
16,812.4396 shs ($188K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 3,113.9979 | $11.1803 | $35K |
| Sale | Common Stock | 87 | $11.24 | $977.88 |
| Sale | Common Stock | 8,632.915 | $11.2107 | $97K |
| Sale | Common Stock | 4,978.5267 | $11.1816 | $56K |
Holdings After Transaction:
Common Stock — 0 shares (Direct);
Common Stock — 0 shares (Indirect, By trust (#3));
Common Stock — 0 shares (Indirect, By trust (#2))
Key Figures
Total shares sold: 16,812.4396 shares
Direct sale shares: 3,113.9979 shares
Trust #3 sale lot 1: 87.0000 shares
+5 more
8 metrics
Total shares sold
16,812.4396 shares
Aggregate non-derivative common stock sales on 2026-08-12
Direct sale shares
3,113.9979 shares
Directly owned common stock sold at $11.1803 on 2026-08-12
Trust #3 sale lot 1
87.0000 shares
Indirect sale by trust (#3) at $11.2400 on 2026-08-12
Trust #3 sale lot 2
8,632.9150 shares
Indirect sale by trust (#3) at $11.2107 on 2026-08-12
Trust #2 sale
4,978.5267 shares
Indirect sale by trust (#2) at $11.1816 on 2026-08-12
Net shares sold
16,812.4396 shares
Net buy/sell direction reported as net-sell for the period
Direct holdings after sale
0.0000 shares
Directly owned common stock position following transactions
Rule 10b5-1 checkbox
false
Affirmation of trades under Rule 10b5-1 plan was not checked
Key Terms
indirect ownership, Rule 10b5-1, open market or private transaction, Form 4
4 terms
indirect ownership financial
"ownership_type is indirect with nature_of_ownership "By trust (#3)""
Rule 10b5-1 regulatory
"aff_10b5_one is the document-level Rule 10b5-1 checkbox"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
open market or private transaction financial
"transaction_code_description "Sale in open market or private transaction""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did CGBD director Nestor John G. report on this Form 4?
Carlyle Secured Lending (CGBD) director Nestor John G. reported four sales of common stock on 2026-08-12. The transactions were open-market or private sales from both direct holdings and trusts, as disclosed in the Form 4 data.
What happened to Nestor John G.’s direct ownership of CGBD after these sales?
Following the reported sales, Nestor John G.’s directly owned CGBD common stock position was reduced to zero shares. The Form 4 shows 0.0000 shares owned directly after his primary direct transaction and a related trust transaction.
Were any of the reported CGBD sales made through trusts for Nestor John G.?
Yes. Several transactions involved shares held indirectly by trusts, labeled as “By trust (#2)” and “By trust (#3).” These trust-related entries reflect indirect ownership, separate from his now-eliminated direct CGBD holdings.
Were Nestor John G.’s CGBD trades reported as under a Rule 10b5-1 plan?
No. The Form 4 data indicate the Rule 10b5-1 trading-plan checkbox was not selected. This means the reported CGBD share sales were not affirmatively identified as conducted pursuant to a pre-arranged Rule 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
