Canopy Growth Corp SEC Filings

Canopy Growth director Margaret Shan Atkins reported a disposition of common shares tied to vested restricted stock units. On 09/29/2025 the reporting person disposed of 2,216 common shares at $1.58 per share to satisfy tax obligations arising from RSUs granted on 08/12/2025. After the reported transaction the reporting person beneficially owned 43,464 common shares, held directly. The Form 4 indicates the sale is associated with tax withholding on vested equity rather than a separate open-market trading decision.

Theresa Yanofsky, a director of Canopy Growth Corp (CGC), reported a sale of common shares tied to vested restricted stock units. The Form 4 shows a transaction dated 09/29/2025 in which 10,408 common shares were disposed at a price of $1.58 per share, leaving the reporting person with 73,952 shares beneficially owned. The filing explains these shares were originally granted as restricted stock units on June 3, 2025, and the disposition is associated with the reporting person’s tax obligations arising from RSU vesting. The Form 4 was signed by an attorney-in-fact on 09/30/2025.

Canopy Growth Corp (CGC) director Willy Kruh reported the sale of 10,451 common shares on 09/29/2025 at $1.58 per share, leaving him with 62,939 shares beneficially owned. The Form 4 states the shares sold were previously granted as restricted stock units on June 3, 2025, and the sale was made to satisfy tax obligations arising from vesting. The filing is signed by an attorney-in-fact on behalf of the reporting person on 09/30/2025. The report is a single-person Form 4 disclosure and identifies the reporting person as a director.

Canopy Growth Corp director and Chief Executive Officer Luc Mongeau (reporting person) acquired 27,469 common shares on 09/22/2025 at a price of CA$1.82 per share, as reported on Form 4. Following the transaction, Mongeau beneficially owned 812,368 common shares. The Form 4 was signed by an attorney-in-fact on behalf of Mongeau on 09/23/2025. The filing notes that the price is expressed in Canadian dollars. No derivative transactions or additional details were reported.

Stewart Thomas Carlton, serving as Chief Financial Officer and Chief Accounting Officer of Canopy Growth Corp (CGC), reported equity awards granted on 09/17/2025. He received 178,462 restricted stock units (RSUs) that vest in three equal annual installments, and was granted 222,280 stock options$1.40 that vest in three equal annual installments and expire on 09/17/2031. After the reported transactions, the filing shows 246,665 common shares beneficially owned by the reporting person. The form reflects standard compensation awards for executive retention and alignment with shareholders.

Canopy Growth Corp filed an Form 8-K reporting an employment agreement effective September 17, 2025 between Canopy Growth USA, LLC and Thomas Stewart. The filing references standard 8-K items including departures/elections or appointments of officers or directors, Regulation FD disclosure, and financial statements and exhibits. The exhibits listed include the Employment Agreement, a Press Release dated September 17, 2025, and an embedded Inline XBRL cover page data file. The document is signed by Christelle Gedeon, Chief Legal Officer.

Canopy Growth Corporation filed an Form 8-K reporting Regulation FD disclosure and other events. The filing lists an Equity Distribution Agreement dated August 29, 2025 with BMO Capital Markets Corp. and BMO Nesbitt Burns Inc., legal opinion and consent from Cassels Brock & Blackwell LLP, and a press release dated August 29, 2025. The company also references an Interactive Data File (Inline XBRL) and notes that one non-material exhibit was omitted under Item 601(a)(5) of Regulation S-K, with supplemental copies available on request to the SEC.

The document is primarily an exhibits and disclosure notice; it does not include financial tables, earnings figures, or details of the equity distribution terms within the text provided here.

Canopy Growth filed a prospectus supplement for an "at the market" equity offering to sell up to $200,000,000 of common shares, with concurrent sales in Canada limited to $50,000,000 (the Canadian Cap). Sales will be effected through an Equity Distribution Agreement with BMO Capital Markets Corp. (U.S. Agent) and BMO Nesbitt Burns Inc. (Canadian Agent) for up to 3% commission. The company’s shares trade on the TSX under "WEED" and Nasdaq under "CGC"; the last reported Nasdaq sale price on August 28, 2025 was $1.88 per share. The prospectus states proceeds will be used for investments, potential acquisitions, working capital and possible repayment of indebtedness, including amounts outstanding under a secured first lien term loan facility (Credit Facility) with a current principal of $125.6 million and required prepayments of $10 million by December 31, 2025 and $15 million by March 31, 2026. The filing discloses potential dilution, lists outstanding share and convertible instruments counts, and highlights U.S. tax risks including possible PFIC classification.

Stewart Thomas Carlton, identified as an Officer with the remark Interim Chief Financial Officer, reported a sale of common shares of Canopy Growth Corp (CGC). On 08/22/2025 he disposed of 5,768 common shares at a price of CAD 1.74 per share; the filing states the sale was in part to satisfy tax obligations tied to the vesting of restricted stock units. After the reported transaction, he beneficially owned 68,203 common shares. The Form 4 was signed by an attorney-in-fact, Shai Marshall, on 08/26/2025. This filing discloses an insider share disposition linked to compensation tax settlement rather than an open-market purchase.