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DeFi Development CFO has 2,803 shares withheld for tax

The chief financial officer’s reported positions include direct common shares and separate securities held through Defi Dev LLC.

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Form Type
4

Rhea-AI Filing Summary

DeFi Development Corp. Chief Financial Officer Fei Han had 2,803 common shares withheld for taxes due in connection with restricted stock unit vesting on October 17, 2026, at a reported $3.77 per share. His reported direct common-stock holdings afterward were 352,026 shares.

Fei Han's reported indirect positions through Defi Dev LLC are 468,517 common shares and 1,000 Series A Preferred Stock shares. Han is an LLC member; Parker White serves as manager and votes the securities.

Insider Han Fei
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 2,803 $3.77 $11K
holding Common Stock F2 -- -- --
holding Series A Preferred Stock F2 -- -- --
Holdings After Transaction: Common Stock — 352,026 shares (Direct); Common Stock — 468,517 shares (Indirect, By Defi Dev LLC); Series A Preferred Stock — 1,000 shares (Indirect, By Defi Dev LLC)
Footnotes (2)
  1. F1. Represents shares of Defi Development Corp. Common Stock withheld for payment of taxes due in connection with the vesting of restricted stock units.
  2. F2. Mr. Han is a member of Defi Dev LLC, a manager-managed limited liability company. The securities herein are voted on by Parker White serving as manager of Defi Dev LLC.
Common shares withheld for taxes 2,803 shares October 17, 2026, in connection with restricted stock unit vesting
Reported per-share value $3.77 per share Withheld common shares on October 17, 2026
Direct common shares following transaction 352,026 shares Fei Han's reported holdings after October 17, 2026
Common shares held through Defi Dev LLC 468,517 shares Reported indirect holding on October 17, 2026
Series A Preferred Stock held through Defi Dev LLC 1,000 shares Reported indirect holding on October 17, 2026
restricted stock units financial
"vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
manager-managed limited liability company financial
"manager-managed limited liability company"
Series A Preferred Stock financial
"Series A Preferred Stock"
Series A preferred stock is a type of ownership share in a company that gives investors certain advantages, such as priority in receiving profits or getting their money back if the company is sold or goes bankrupt. It is often issued during early funding stages to attract investors by offering more security than common shares. This stock matters to investors because it provides a safer way to invest while still holding potential for future gains.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CHAD shares did the chief financial officer have withheld for taxes?

Chief Financial Officer Fei Han had 2,803 DeFi Development Corp. common shares withheld for taxes due in connection with restricted stock unit vesting on October 17, 2026, at a reported $3.77 per share. His reported direct common-stock holdings afterward were 352,026 shares.

What securities are held through Defi Dev LLC in the CHAD Form 4?

The reported indirect positions through Defi Dev LLC are 468,517 common shares and 1,000 Series A Preferred Stock shares. Fei Han is a member of the manager-managed LLC, and Parker White, serving as its manager, votes the securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Han Fei

(Last)(First)(Middle)
C/O DEFI DEVELOPMENT CORP.
6401 CONGRESS AVENUE, SUITE 250

(Street)
BOCA RATON FLORIDA 33487

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DeFi Development Corp. [ DFDV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/17/2026F2,803(1)D$3.77352,026D
Common Stock468,517IBy Defi Dev LLC(2)
Series A Preferred Stock1,000IBy Defi Dev LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Defi Development Corp. Common Stock withheld for payment of taxes due in connection with the vesting of restricted stock units.
2. Mr. Han is a member of Defi Dev LLC, a manager-managed limited liability company. The securities herein are voted on by Parker White serving as manager of Defi Dev LLC.
Remarks:
/s/Fei (John) Han10/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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