STOCK TITAN

[Form 4] Calamos Convertible Opportunities and Income Fund Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Calamos Convertible Opportunities & Income Fund insider Mickey Mark (listed as an officer, Former Chief Compliance Officer) reported a transaction in the issuer's common stock. The Form 4 shows a transaction dated 08/11/2025 for 1,000 shares at a price of $10.36, with reported beneficial ownership following the transaction of 0 shares and ownership listed as Direct.

Calamos Convertible Opportunities & Income Fund insider Mickey Mark (elencato come dirigente, precedente Responsabile della Conformità) ha segnalato una transazione sulle azioni ordinarie dell'emittente. Il Modulo 4 mostra una transazione datata 08/11/2025 per 1,000 azioni al prezzo di $10.36, con la partecipazione beneficiaria riportata dopo la transazione pari a 0 azioni e la titolarità indicata come diretta.

Calamos Convertible Opportunities & Income Fund insider Mickey Mark (listado como funcionario, ex Director de Cumplimiento) informó una transacción en las acciones ordinarias del emisor. El Formulario 4 muestra una transacción con fecha 08/11/2025 por 1,000 acciones a un precio de $10.36, con la propiedad beneficiaria reportada después de la transacción de 0 acciones y la titularidad indicada como directa.

Calamos Convertible Opportunities & Income Fund 내부자 Mickey Mark (임원으로 등재, 전 최고 준법감시책임자)가 발행회사의 보통주에 대한 거래를 신고했습니다. Form 4에는 거래일이 08/11/20251,000주를 주당 $10.36에 거래한 것으로 기재되어 있으며, 거래 후 보고된 수익적 소유는 0주이고 소유 형태는 직접으로 표시되어 있습니다.

Calamos Convertible Opportunities & Income Fund initié Mickey Mark (répertorié comme dirigeant, ancien directeur de la conformité) a déclaré une transaction sur les actions ordinaires de l'émetteur. Le formulaire 4 indique une opération datée du 08/11/2025 portant sur 1,000 actions au prix de $10.36, avec une participation bénéficiaire déclarée après la transaction de 0 action et une propriété indiquée comme directe.

Calamos Convertible Opportunities & Income Fund Insider Mickey Mark (als leitender Angestellter aufgeführt, ehemaliger Chief Compliance Officer) meldete eine Transaktion mit Stammaktien des Emittenten. Das Formular 4 zeigt eine Transaktion datiert 08/11/2025 über 1,000 Aktien zu einem Preis von $10.36, wobei nach der Transaktion ein gemeldetes wirtschaftliches Eigentum von 0 Aktien besteht und die Eigentumsart als direkt aufgeführt ist.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Reported sale of 1,000 CHI shares at $10.36; filing shows zero direct beneficial ownership after the transaction.

The Form 4 discloses a single common stock transaction dated 08/11/2025 involving 1,000 shares at $10.36. The filing lists the ownership form as Direct and reports 0 shares beneficially owned following the transaction. Based solely on the disclosed data, this is a discrete insider transaction with no additional transactions or derivative positions shown.

TL;DR: Officer filed a Form 4 reporting a common stock transaction; disclosure is presented as a single-person filing.

The reporting person is identified as Mickey Mark and noted as an officer with the title Former Chief Compliance Officer. The form indicates the filing was made by one reporting person. Table II lists no derivative securities, and the Form 4 includes a manual signature line. The disclosure shows a straightforward equity transaction without additional context in the filing.

Calamos Convertible Opportunities & Income Fund insider Mickey Mark (elencato come dirigente, precedente Responsabile della Conformità) ha segnalato una transazione sulle azioni ordinarie dell'emittente. Il Modulo 4 mostra una transazione datata 08/11/2025 per 1,000 azioni al prezzo di $10.36, con la partecipazione beneficiaria riportata dopo la transazione pari a 0 azioni e la titolarità indicata come diretta.

Calamos Convertible Opportunities & Income Fund insider Mickey Mark (listado como funcionario, ex Director de Cumplimiento) informó una transacción en las acciones ordinarias del emisor. El Formulario 4 muestra una transacción con fecha 08/11/2025 por 1,000 acciones a un precio de $10.36, con la propiedad beneficiaria reportada después de la transacción de 0 acciones y la titularidad indicada como directa.

Calamos Convertible Opportunities & Income Fund 내부자 Mickey Mark (임원으로 등재, 전 최고 준법감시책임자)가 발행회사의 보통주에 대한 거래를 신고했습니다. Form 4에는 거래일이 08/11/20251,000주를 주당 $10.36에 거래한 것으로 기재되어 있으며, 거래 후 보고된 수익적 소유는 0주이고 소유 형태는 직접으로 표시되어 있습니다.

Calamos Convertible Opportunities & Income Fund initié Mickey Mark (répertorié comme dirigeant, ancien directeur de la conformité) a déclaré une transaction sur les actions ordinaires de l'émetteur. Le formulaire 4 indique une opération datée du 08/11/2025 portant sur 1,000 actions au prix de $10.36, avec une participation bénéficiaire déclarée après la transaction de 0 action et une propriété indiquée comme directe.

Calamos Convertible Opportunities & Income Fund Insider Mickey Mark (als leitender Angestellter aufgeführt, ehemaliger Chief Compliance Officer) meldete eine Transaktion mit Stammaktien des Emittenten. Das Formular 4 zeigt eine Transaktion datiert 08/11/2025 über 1,000 Aktien zu einem Preis von $10.36, wobei nach der Transaktion ein gemeldetes wirtschaftliches Eigentum von 0 Aktien besteht und die Eigentumsart als direkt aufgeführt ist.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mickey Mark

(Last) (First) (Middle)
2020 CALAMOS COURT

(Street)
NAPERVILLE IL 60563

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND [ CHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
FormerChief Compliance Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 08/11/2025 S 1,000 D $10.36 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Mark J. Mickey 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did CHI insider Mickey Mark report on Form 4?

The Form 4 reports a common stock transaction on 08/11/2025 for 1,000 shares at $10.36.

What role is listed for the reporting person on the CHI Form 4?

The reporting person is identified as Mickey Mark and listed as an officer with the title Former Chief Compliance Officer.

Were any derivative securities reported in this CHI filing?

No. Table II shows no derivative securities; only a common stock transaction appears in Table I.

Was the Form 4 filed by more than one reporting person for CHI?

No. The form indicates it was a Form filed by One Reporting Person.

What was the beneficial ownership after the reported CHI transaction?

The filing reports 0 shares beneficially owned following the reported transaction and lists the ownership form as Direct.
Calamos Convertible Opps & Income

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