ETRADE FINANCIAL (CHPT) settles 5,344 RSU shares on 03/20/2026

Rhea-AI Filing Summary

ETRADE FINANCIAL CORPORATION settled 5,344 shares of Common Stock on 03/20/2026 as vested restricted stock units issued under an S-8 Registered Plan. The settlement is identified as equity compensation for services rendered.

Insights

Compensation & Equity Analyst

Settlement of vested RSUs for services; routine equity compensation event.

The filing records the settlement of 5,344 Common Stock shares on 03/20/2026 tied to vested RSUs issued under an S-8 Registered Plan. This reflects a compensation-related issuance rather than an open-market sale.

Cash-flow treatment and subsequent holder actions are not provided; subsequent disclosures (if any) would show whether the recipient retains or sells the shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	2311	12240.97	23653089	03/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/20/2026	Settlement of vested RSUs issued under an S-8 Registered Plan	Issuer			5344	03/20/2026	Equity compensation for services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did CHPT file in this Form 144?

The filing records the settlement of 5,344 Common Stock shares on 03/20/2026. It states the shares arose from vested RSUs issued under an S-8 Registered Plan as equity compensation for services rendered.

Does the Form 144 show proceeds to the issuer (CHPT)?

The excerpt identifies the transaction as an RSU settlement and equity compensation. The filing does not state any cash proceeds to the issuer; it lists the action as a settlement of vested RSUs rather than a cash offering.

How many shares were involved and on what date for CHPT?

The filing shows 5,344 shares of Common Stock were settled on 03/20/2026. The line item explicitly ties those shares to vested restricted stock units under an S-8 Registered Plan.

Was this transaction an open-market sale by an insider for CHPT?

No. The entry describes a settlement of vested RSUs as equity compensation for services rendered. The excerpt does not present an open-market sale or specify any planned sale by a holder.

What registry or plan covered the issued RSUs in the CHPT filing?

The RSUs were issued under an S-8 Registered Plan, as stated in the filing. The line item explicitly links the settled shares to that registration vehicle for employee equity awards.