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ChargePoint (NYSE: CHPT) CRO sells shares to cover RSU tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ChargePoint Holdings, Inc. Chief Revenue Officer John David Vice reported a small mandated share sale tied to equity compensation. On March 23, 2026, he sold 1,117 shares of common stock at $5.30 per share in an open‑market transaction.

According to the footnote, the sale was required to cover tax withholding obligations from the vesting and settlement of restricted stock units under the company’s equity incentive plans and was not a discretionary trade. After this transaction, he directly holds 121,579 shares of ChargePoint common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vice John David

(Last)(First)(Middle)
240 EAST HACIENDA AVENUE

(Street)
CAMPBELL CALIFORNIA 95008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ChargePoint Holdings, Inc. [ CHPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/23/2026S(1)1,117D$5.3121,579D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
Remarks:
/s/ Natella Novruzova - Attorney-in-Fact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ChargePoint (CHPT) CRO John David Vice report in this Form 4?

John David Vice reported selling 1,117 ChargePoint common shares at $5.30 each. The sale covered tax withholding from vested restricted stock units and was mandated under the company’s equity plans, rather than a voluntary trading decision in the open market.

Why did the ChargePoint (CHPT) CRO sell 1,117 shares of stock?

The 1,117 shares were sold to satisfy tax withholding obligations from the vesting and settlement of restricted stock units. The footnote explains this was a required “sell to cover” transaction under ChargePoint’s equity incentive plans, not a discretionary insider sale.

At what price were the ChargePoint (CHPT) shares sold by the CRO?

The reported transaction shows 1,117 shares of ChargePoint common stock sold at $5.30 per share. This open-market sale was executed solely to fund tax withholding arising from restricted stock unit vesting under the company’s equity incentive arrangements.

How many ChargePoint (CHPT) shares does the CRO hold after this transaction?

After the sale, John David Vice directly holds 121,579 ChargePoint common shares. The filing indicates only 1,117 shares were sold to cover tax obligations, while the remaining direct holdings continue unchanged following this mandated sell-to-cover transaction.

Does this ChargePoint (CHPT) insider sale represent a discretionary trade?

No, the filing’s footnote specifies the sale does not represent a discretionary trade. The shares were sold under a required “sell to cover” arrangement to fund tax withholding tied to restricted stock unit vesting within ChargePoint’s equity incentive plans.

What type of security was involved in the ChargePoint (CHPT) CRO transaction?

The transaction involved ChargePoint common stock related to the vesting and settlement of restricted stock units. While 1,117 common shares were sold at $5.30 for tax withholding, the underlying event was equity compensation vesting rather than a standalone investment decision.
Chargepoint Holdings Inc

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