STOCK TITAN

Charter (CHTR) EVP receives 5,297 stock options and 669 RSUs in grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Charter Communications executive receives new equity awards. EVP and Chief Commercial Officer Richard Adam Ray reported grants of stock options and restricted stock units in Charter Communications, Inc. (CHTR).

On January 20, 2026, he was granted 5,297 stock options with an exercise price of $186.83 per share under the Charter Communications, Inc. 2019 Stock Incentive Plan. According to the terms, 100% of these options vest on January 20, 2029 and terminate 10 years from the grant date, on January 20, 2036, unless ended earlier under the plan or grant agreement.

He also received 669 restricted stock units on the same date under the same plan. The filing states that all of these RSUs will vest on January 20, 2029, with price and expiration date not applicable to this type of award. Following these transactions, he directly holds 5,297 stock options and 669 RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ray Richard Adam

(Last) (First) (Middle)
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.

(Street)
STAMFORD CT 06902

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $186.83 01/20/2026 A 5,297(1) 01/20/2029 01/20/2036 Class A Common Stock 5,297 $0 5,297 D
Restricted Stock Units (2) 01/20/2026 A 669(3) 01/20/2029 (2) Class A Common Stock 669 $0 669 D
Explanation of Responses:
1. Stock options granted on January 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 20, 2029. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
2. Restricted Stock Unit grant - price and expiration date not applicable.
3. Restricted Stock Units granted on January 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 20, 2029.
Remarks:
/s/Richard Adam Ray 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider equity awards were reported for CHTR EVP Richard Adam Ray?

The filing reports that Richard Adam Ray, EVP and Chief Commercial Officer of Charter Communications, Inc. (CHTR), received 5,297 stock options and 669 restricted stock units under the company’s 2019 Stock Incentive Plan on January 20, 2026.

What are the key terms of Richard Adam Ray’s new Charter (CHTR) stock options?

The new award consists of 5,297 stock options with an exercise price of $186.83 per share, granted on January 20, 2026. The filing states that 100% of the options vest on January 20, 2029 and that they will terminate 10 years from the grant date, on January 20, 2036, unless terminated earlier under the plan or grant agreement.

What are the vesting terms of the restricted stock units granted to the CHTR executive?

The filing shows that 669 restricted stock units were granted on January 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan. According to the disclosure, 100% of these RSUs will vest on January 20, 2029, and the footnote notes that price and expiration date are not applicable to this grant type.

How many derivative securities does the Charter (CHTR) executive hold after these grants?

After the reported transactions, the Form 4 indicates that Richard Adam Ray beneficially owns 5,297 stock options and 669 restricted stock units, all held with direct ownership as shown in the filing’s derivative securities table.

Under which plan were the new CHTR equity awards granted?

Both the stock options and restricted stock units were granted under the Charter Communications, Inc. 2019 Stock Incentive Plan, as stated in the explanatory footnotes accompanying the Form 4.

What is Richard Adam Ray’s role at Charter Communications (CHTR) according to the filing?

The Form 4 identifies Richard Adam Ray as an officer of Charter Communications, Inc., with the title EVP, Chief Commercial Officer, and notes that the form is filed by one reporting person.

Chartr Cmunictns

NASDAQ:CHTR

CHTR Rankings

CHTR Latest News

CHTR Latest SEC Filings

CHTR Stock Data

24.93B
81.55M
35.7%
77.5%
10.41%
Telecom Services
Cable & Other Pay Television Services
Link
United States
STAMFORD