STOCK TITAN

Charter Communications (CHTR) stake adjusted as Liberty Broadband transfers shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Liberty Broadband Corp, a director and large shareholder of Charter Communications, disposed of 129,907 shares of Charter Class A common stock back to Charter at $135.88 per share in an exempt disposition to the issuer under Rule 16b-3 and existing stockholder and letter agreements. Following the transaction, Liberty Broadband, through wholly owned subsidiaries, indirectly holds 38,593,563 Charter shares.

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Insider Liberty Broadband Corp
Role Director, 10% Owner
Type Security Shares Price Value
Disposition Class A Common Stock 129,907 $135.88 $17.65M
Holdings After Transaction: Class A Common Stock — 38,593,563 shares (Indirect, Held through wholly-owned subsidiaries)
Footnotes (1)
  1. [object Object]
Shares Disposed 129,907 shares Class A Common Stock disposed to issuer by Liberty Broadband
Disposition Price $135.88 per share Price at which Charter shares were transferred to the issuer
Shares Held After Transaction 38,593,563 shares Indirect Charter holdings by Liberty Broadband through wholly owned subsidiaries
Transaction Date 2026-07-14 Date of issuer disposition reported on Form 4
Rule 16b-3 regulatory
"Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
disposition to issuer financial
"transaction_code_description: Disposition to issuer"
Second Amended and Restated Stockholders Agreement financial
"pursuant to the terms of the Second Amended and Restated Stockholders Agreement"
Letter Agreement financial
"the Letter Agreement, dated February 23, 2021, between the Issuer and the Reporting Person"
wholly-owned subsidiaries financial
"nature_of_ownership: Held through wholly-owned subsidiaries"
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FAQ

What insider transaction did Liberty Broadband report involving Charter Communications (CHTR)?

Liberty Broadband reported an exempt disposition of 129,907 shares of Charter Class A common stock back to Charter at $135.88 per share. The transfer was a disposition to the issuer carried out under existing stockholder and letter agreements.

At what price were the Charter Communications (CHTR) shares transferred by Liberty Broadband?

The shares were transferred at $135.88 per share. Liberty Broadband disposed of 129,907 shares of Charter Class A common stock to Charter in this issuer transaction, which was treated as exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

How many Charter Communications (CHTR) shares does Liberty Broadband hold after this Form 4 transaction?

After the disposition, Liberty Broadband indirectly holds 38,593,563 Charter Communications shares. These holdings are reported as being held through wholly owned subsidiaries, reflecting Liberty Broadband’s ongoing significant ownership position in Charter following the issuer transaction.

Was Liberty Broadband’s Charter Communications (CHTR) transaction exempt under Rule 16b-3?

Yes. The shares were sold to Charter in an exempt transaction under Rule 16b-3 pursuant to the Securities Exchange Act of 1934. The disposition occurred under a Second Amended and Restated Stockholders Agreement and related letter agreements involving Charter and Liberty Broadband.

How is Liberty Broadband’s ownership in Charter Communications (CHTR) characterized in this filing?

Liberty Broadband’s Charter stake is characterized as indirect ownership, held “through wholly-owned subsidiaries.” The Form 4 identifies Liberty Broadband as both a director and a ten percent owner of Charter, with post-transaction holdings of 38,593,563 shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liberty Broadband Corp

(Last)(First)(Middle)
12300 LIBERTY BOULEVARD

(Street)
ENGLEWOOD COLORADO 80112

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/14/2026D(1)129,907D$135.8838,593,563IHeld through wholly-owned subsidiaries
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Such shares were sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, pursuant to the terms of the Second Amended and Restated Stockholders Agreement, dated as of May 23, 2015, as amended, by and among, among others, the Issuer, Advance/Newhouse Partnership and the Reporting Person, the Letter Agreement, dated February 23, 2021, between the Issuer and the Reporting Person, Amendment No. 1 to the Second Amended and Restated Stockholders Agreement and the Letter Agreement, dated as of November 12, 2024, by and among, among others, the Issuer and the Reporting Person, and the Letter Agreement, dated March 5, 2026, by and among the Issuer, the Reporting Person and Advance/Newhouse Partnership.
Liberty Broadband Corporation By: /s/ Brittany A. Uthoff Name: Brittany A. Uthoff Title: Vice President07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)