Every Form 4 that Ciena Corporation (CIEN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow CIEN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CIEN filings page.
Ciena Corporation senior vice president Dino DiPerna sold shares in a planned transaction. On April 15, 2026, he executed two open-market sales totaling 2,829 shares of Ciena common stock at 471.79 per share. The transactions were carried out pursuant to a Rule 10b5-1 trading plan dated 7/11/2025, indicating they were pre-scheduled rather than discretionary trades.
Following these sales, DiPerna directly held 42,460 shares of Ciena common stock. The reported balance includes unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs), showing he maintains a significant ongoing equity stake in the company alongside his executive role as SVP Global R&D.
CIENA CORP senior vice president Jason Phipps reported selling 22,014 shares of Common Stock in open-market transactions. The sales occurred on April 1, 2026 at prices between about $400.83 and $417.22, according to weighted-average price footnotes.
All transactions were executed under a pre-arranged Rule 10b5-1 trading plan dated October 9, 2024 and modified on October 6, 2025. Following these sales, Phipps directly holds 67,377 shares of CIENA Common Stock, a position that includes unvested RSUs and PSUs.
CIENA CORP Senior Vice President and General Counsel Sheela Kosaraju sold 2,012 shares of common stock in an open-market transaction at $401.71 per share on April 1, 2026. The sale was executed under a pre-arranged Rule 10b5-1 trading plan dated October 14, 2025.
After this transaction, Kosaraju directly owns 92,107 shares of CIENA common stock, which the filing notes includes unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). This indicates she retains a substantial equity position in the company following the sale.
CIENA CORP President and CEO Gary B. Smith reported an open-market sale of common stock. He sold 2,952 shares of CIENA on April 1, 2026 at a weighted average price of $415.5116 per share, with individual trade prices ranging from $402.3800 to $421.2600.
Following this transaction, Smith directly holds 281,365 CIENA shares, which include unvested Restricted Stock Units and Performance Stock Units. The sale was executed under a pre-arranged Rule 10b5-1 trading plan dated October 4, 2025, indicating it was scheduled in advance.
Ciena Corp senior vice president Joseph Cumello sold 1,773 shares of common stock in an open-market transaction. The sale on March 27, 2026 was executed at an average price of $394.82 per share under a pre-arranged Rule 10b5-1 trading plan dated October 13, 2025.
Following this sale, Cumello directly owns 46,175 Ciena shares, which the filing notes include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). The transaction represents a relatively small portion of his reported holdings and reflects a planned liquidity event rather than a discretionary trade.
CIENA CORP director Lawton W. Fitt received equity awards in the form of common stock. On March 26, 2026, she acquired 605 shares and a further 257 shares of CIENA common stock at a stated price of $0.00 per share, reflecting compensation-related grants rather than open-market purchases.
Following these awards, Fitt directly holds 130,033 shares of CIENA common stock, and the reported amount includes unvested Restricted Stock Units (RSUs). The RSUs vest in full on the first anniversary of the grant date, indicating these awards are subject to a one-year service-based vesting period.
PUMA MARY G reported acquisition or exercise transactions in this Form 4 filing.
Ciena Corporation director Mary G. Puma received an equity award of 605 shares of Common Stock as a grant of restricted stock units. These RSUs vest in full on the first anniversary of the grant date, meaning she will gain full ownership after one year if conditions are met. Following this award, she holds 11,477 shares directly, and this total includes unvested RSUs, so part of her position is still subject to vesting.
Olsen Joanne Beth reported acquisition or exercise transactions in this Form 4 filing.
Ciena director Joanne Beth Olsen received an equity award of 605 shares of Common Stock as a grant, not an open-market purchase. The grant was made at a price of $0.00 per share as part of her director compensation.
The award consists of restricted stock units that vest in full on the first anniversary of the grant date. After this grant, Olsen directly holds 35,003 shares of Ciena stock, and this total includes unvested restricted stock units.
NEVENS THOMAS MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
Ciena director Thomas Michael Nevens received an equity grant of 605 shares of Common Stock as a stock award, not an open-market purchase. The award consists of restricted stock units that vest in full on the first anniversary of the grant date. After this grant, his direct holdings total 10,027 shares, which include unvested restricted stock units.
KUMAR DEVINDER reported acquisition or exercise transactions in this Form 4 filing.
Ciena director Devinder Kumar reported an equity grant of 605 shares of Common Stock in the form of restricted stock units. The award was received at no cash cost per share as compensation, not through an open-market purchase or sale.
The restricted stock units vest in full on the first anniversary of the grant date. After this grant, Kumar directly holds a total of 29,557 Ciena shares, and this figure includes unvested restricted stock units noted in the filing footnotes.
Ciena Corp director Patrick Gallagher received a grant of 605 shares of Common Stock as a stock-based compensation award. The shares were acquired at a price of $0.00 per share, indicating they were granted rather than bought in the open market.
These restricted stock units vest in full on the first anniversary of the grant date, meaning Gallagher will fully earn the award after one year if vesting conditions are met. After this grant, he directly holds 50,789 shares of Ciena common stock, including unvested RSUs.
CIENA CORP director Ahmed Hassan received an equity award of 605 shares of Common Stock on March 26, 2026, as a grant/award acquisition. The award is in the form of restricted stock units that vest in full on the first anniversary of the grant date. Following this grant, he directly owns 24,025 shares, and this total includes unvested restricted stock units. The grant was recorded at no cash price per share, reflecting routine stock-based compensation rather than an open-market purchase.
Claflin Bruce L. reported acquisition or exercise transactions in this Form 4 filing.
Ciena director Bruce L. Claflin received a grant of 605 shares of Common Stock as a stock award. The shares were granted at no cash cost and are tied to restricted stock units that vest in full on the first anniversary of the grant date. After this award, he holds 50,843 shares directly, which include unvested restricted stock units. A separate indirect holding of 11,136 shares is reported in a spousal trust whose beneficiaries are his spouse and children, and he disclaims beneficial ownership of those trust-held shares.
AHMED HASSAN reported acquisition or exercise transactions in this Form 4 filing.
CIENA CORP director Ahmed Hassan received an equity grant of 605 shares of Common Stock as a stock award. The award was made at no cash price and is structured as restricted stock units that vest in full on the first anniversary of the grant date. Following this grant, Hassan directly holds a total of 24,025 shares of CIENA CORP common stock, which includes unvested restricted stock units.
Ciena Corp's SVP Global Products & Supply, Brodie Gage, sold 5,000 shares of Common Stock in an open-market transaction. The shares were sold at an average price of $405 per share. After this sale, Gage directly holds 46,341 shares, which the disclosure notes include unvested RSUs and PSUs.
The sale was effected under a pre-arranged Rule 10b5-1 trading plan dated 07/01/2025, indicating it was scheduled in advance rather than being a discretionary trade based on short-term market conditions.
Ciena Corp President and CEO Gary B. Smith reported routine tax-related share dispositions tied to vesting restricted stock units. On March 20, 2026, a total of 8,767 shares of Common Stock were withheld at $383.89 per share to cover tax liabilities on prior RSU awards. After these tax-withholding transactions, he directly holds 284,317 shares, and this amount includes unvested RSUs and performance stock units, indicating he retains a substantial equity stake in the company.
Ciena Corporation SVP and Chief Strategy Officer David M. Rothenstein reported routine tax-related share dispositions. On March 20, 2026, a total of 2,113 shares of Ciena common stock were withheld at $383.89 per share to cover tax liabilities on previously granted RSU awards. After these withholdings, he directly held 195,081 shares, which the footnotes state include unvested RSUs and PSUs. These F-code transactions are not open-market sales but administrative withholdings tied to vesting compensation.
Ciena Corp senior vice president of Global Sales and Marketing Jason Phipps reported tax-related share dispositions tied to restricted stock unit vesting. On March 20, 2026, a total of 2,374 shares of common stock were withheld at $383.89 per share to cover his tax liabilities.
The Form 4 shows four separate F-code transactions, all classified as tax-withholding dispositions rather than open‑market sales. After these withholdings, Phipps directly holds 89,391 shares of Ciena common stock, and this figure includes unvested RSUs and performance stock units noted in the footnotes.
CIENA CORP SVP and General Counsel Sheela Kosaraju reported routine share dispositions related to tax withholding on vested equity awards. On March 20, 2026, a total of 2,012 shares of common stock were withheld at $383.89 per share to cover tax liabilities tied to several Restricted Stock Unit (RSU) agreements previously granted between December 2022 and December 2025.
These F-code transactions are not open-market sales but payments of tax obligations using shares. After these withholdings, Kosaraju directly owned 94,119 shares of CIENA CORP common stock, and this figure includes unvested RSUs and Performance Stock Units as noted in the disclosure.
Ciena Corporation’s SVP & Chief Financial Officer Marc D. Graff reported a routine tax-related share disposition. On March 20, 2026, 199 shares of common stock were withheld to cover tax liabilities tied to a previously granted restricted stock unit (RSU) award. This was not an open-market sale but an automatic withholding mechanism. After this transaction, Graff directly held 127,406 common shares, and the reported holdings also include unvested RSUs.
Ciena Corporation senior vice president Gage Brodie reported routine tax-related share withholdings rather than open-market sales. On March 20, 2026, a total of 1,932 shares of Ciena common stock were disposed of at $383.89 per share to cover tax liabilities tied to multiple restricted stock unit (RSU) awards previously disclosed in earlier Forms 3 and 4. After these tax-withholding transactions, Brodie directly holds 51,341 shares of Ciena common stock, and the reported holdings include unvested RSUs and performance stock units (PSUs).
Ciena Corp senior vice president of Global R&D Dino DiPerna reported routine share withholdings for taxes tied to restricted stock units. On March 20, 2026, a total of 2,052 shares of common stock were disposed of at $383.89 per share to cover tax liabilities on multiple RSU awards.
After these tax-withholding dispositions, DiPerna directly owned 45,289 shares of Ciena common stock, and this figure includes unvested restricted stock units and performance stock units. These transactions were not open-market sales but automatic share withholdings by the company to satisfy tax obligations on previously granted equity awards.
Ciena Corp senior executive Joseph Cumello reported routine tax-related share withholdings. On March 20, 2026, a total of 1,527 shares of Ciena common stock were withheld to cover his tax liabilities arising from several previously granted restricted stock unit (RSU) awards.
These Form 4 transactions, coded "F", reflect shares delivered back to the company for taxes, not open-market sales. After these withholdings, Cumello directly holds 47,948 shares of Ciena common stock, which the disclosure states include unvested RSUs and performance stock units (PSUs).
Ciena Corporation’s President and CEO Gary B. Smith reported an open-market sale of company stock. On this Form 4, he sold 2,952 shares of Ciena common stock on March 16, 2026 at a weighted average price of $359.5273 per share.
The sales were executed under a pre-arranged Rule 10b5-1 trading plan dated October 4, 2025, meaning the trades were scheduled in advance. After this transaction, Smith directly holds 293,084 Ciena shares, which include unvested Restricted Stock Units and Performance Stock Units. The sale price reflects multiple trades in a range from $349.4950 to $366.5750.
Ciena Corp senior vice president and Chief Strategy Officer David M. Rothenstein sold 2,500 shares of common stock in an open-market transaction. The sale took place on March 16, 2026 at a reported price of $345.0000 per share and was executed under a pre-arranged Rule 10b5-1 trading plan dated October 10, 2025, indicating it was scheduled in advance.
Following this transaction, Rothenstein directly holds 197,194 shares of Ciena common stock, and this figure includes unvested Restricted Stock Units and Performance Stock Units. The filing shows no derivative securities remaining after this sale.
Ciena Corp President and CEO Gary B. Smith reported an open-market sale of 2,952 shares of common stock. The transaction took place on March 2, 2026 at a weighted average price of $354.6386 per share, with individual sales ranging from $345.8050 to $363.0350.
The sale was executed under a pre-arranged Rule 10b5-1 trading plan dated October 4, 2025, which allows executives to sell shares according to a preset schedule. Following this transaction, Smith directly owned 296,036 shares, which the filing states include unvested restricted stock units and performance stock units.
Ciena Corporation executive David M. Rothenstein, SVP and Chief Strategy Officer, sold 2,500 shares of Ciena common stock in an open-market transaction. The sale took place on February 17, 2026 at a weighted average price of $300.1992 per share, with individual trades executed in a price range from $288.71 to $306.54 under a pre-established Rule 10b5-1 trading plan dated October 10, 2025. After this sale, he directly owns 199,694 shares, which include unvested Restricted Stock Units and Performance Stock Units.
Ciena President and CEO Gary B. Smith reported an open-market sale of 2,952 shares of common stock on February 17, 2026. The shares were sold under a Rule 10b5-1 trading plan dated 10/04/2025 at a weighted average price of $299.5113 per share. After this transaction, Smith directly owns 298,988 shares, which the filing notes include unvested RSUs and PSUs.
Ciena Corporation’s President and CEO Gary B. Smith, who is also a director, reported selling 2,952 shares of Ciena common stock on 02/02/2026 at a weighted average price of $265.6018 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan dated 10/04/2025.
Following this transaction, Smith beneficially owned 301,940 Ciena shares, which the disclosure states include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). The reported price reflects a range of individual sale prices between $248.6950 and $270.6550.
Ciena Corporation insider trading report: Senior Vice President and General Counsel Sheela Kosaraju reported selling 382 shares of Ciena common stock on 01/15/2026 at a price of $246.23 per share. The sale was made under a pre-established Rule 10b5-1 trading plan dated 10/14/2025, which is designed to allow insiders to sell shares according to a preset schedule.
After this transaction, Kosaraju beneficially owned 96,131 shares of Ciena common stock, and this figure includes unvested restricted stock units (RSUs) and performance stock units (PSUs). The filing shows these shares are held directly rather than through an intermediary entity.
Ciena Corporation president and CEO Gary B. Smith reported selling 2,993 shares of Ciena common stock on 01/15/2026 in an open-market transaction coded as a sale. The shares were sold at a weighted average price of $247.6475, based on individual trades ranging from $243.4700 to $251.8700, executed pursuant to a Rule 10b5-1 trading plan dated 10/04/2025. After this transaction, Smith beneficially owned 304,892 Ciena shares in direct form, and this figure includes unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Ciena Corporation senior executive Jason Phipps reported a sale of company stock. On 01/15/2026, he sold 21,383 shares of Ciena common stock at a weighted average price of $247.8895 per share under transaction code "S" for a sale. The trades occurred within a price range from $246.23 to $249.95, and the filing notes that full price breakdowns are available to regulators on request.
After this transaction, Phipps beneficially owned 91,765 Ciena shares, held directly. The filing states that the transaction was executed pursuant to a Rule 10b5-1 trading plan dated 10/06/2025, which is a pre-arranged plan for trading company stock. The reported holdings include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Ciena Corporation senior vice president of Global R&D, Dino DiPerna, reported automatic stock sales under a pre-arranged trading plan. On January 15, 2026, he sold a total of 5,054 shares of Ciena common stock in open market transactions at a price of $246.23 per share, coded as sale transactions ("S"). These transactions were effected pursuant to a Rule 10b5-1 trading plan dated July 11, 2025, which is designed to allow insiders to sell shares according to a preset schedule.
After the reported sales, DiPerna beneficially owned 47,341 Ciena shares on a direct basis. The filing notes that this figure includes unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs), meaning part of his reported holdings are still subject to future vesting conditions rather than being fully vested shares.
Ciena Corporation executive David M. Rothenstein, SVP and Chief Strategy Officer, reported a sale of company stock. On 01/09/2026, he sold 2,500 shares of Ciena common stock at a price of $219.28 per share in an open-market transaction coded as a sale.
The filing states that this transaction was carried out under a pre-established Rule 10b5-1 trading plan dated 10/10/2025, which is designed to allow insiders to sell shares according to a set schedule. After this sale, Rothenstein beneficially owned 202,194 Ciena shares, and this amount includes unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). All reported holdings are listed as held directly.
Ciena Corporation director Patrick Gallagher reported selling 11,618 shares of Ciena common stock on January 12, 2026. The sale was executed under a pre-arranged Rule 10b5-1 trading plan dated October 13, 2025, which is designed to allow insiders to trade according to a set schedule.
The reported weighted average sale price was $227.4476 per share, with individual trades occurring between $224.01 and $229.99. After this transaction, Gallagher beneficially owned 50,184 Ciena shares, which include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs), and all are held directly.
Ciena Corporation executive Joseph Cumello, SVP and General Manager of Blue Planet, reported a planned sale of company stock. On 01/12/2026, he sold 11,929 shares of Ciena common stock at a weighted average price of $229.8207 per share under a Rule 10b5-1 trading plan dated 10/13/2025.
The filing notes that individual sale prices ranged from $224.4200 to $234.1900. After this transaction, Cumello beneficially owned 49,475 shares of Ciena common stock, which include unvested Restricted Stock Units and Performance Stock Units.
CIENA Corporation President and CEO Gary B. Smith, who also serves as a director, reported an open-market sale of company common stock. On 01/05/2026, he sold 83,552 shares of CIENA common stock in a transaction coded as a sale. The filing states a weighted average sales price of $229.4399 per share, with individual trades executed in a price range from $223.7300 to $252.0450. The sale was carried out under a Rule 10b5-1 trading plan dated 10/04/2025, indicating the trades were pre-arranged. Following this transaction, Smith beneficially owns 307,885 shares directly, which the filing notes include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Ciena Corporation’s Senior Vice President and General Counsel, Sheela Kosaraju, reported a small stock sale in early 2026. On 01/02/2026, she sold 1,748 shares of Ciena common stock at a price of $241 per share. The filing states that these sales were effected under a Rule 105-1 trading plan dated 10/14/2024, indicating the transactions followed a pre-established plan. After this sale, Kosaraju beneficially owns 96,513 shares, which the filing notes include unvested Restricted Stock Units and Performance Stock Units.
Ciena Corporation President and CEO Gary B. Smith, who also serves as a director, reported selling 6,800 shares of Ciena common stock on 12/22/2025. The sale was coded as an open market sale and was carried out under a Rule 10b5-1 trading plan dated 09/11/2024, meaning the trades were pre-arranged under a preset plan.
The reported shares were sold at a weighted average price of $233.4622, with individual transactions occurring in a price range from $230.6450 to $238.1200. After this transaction, Smith beneficially owns 391,437 shares, which the disclosure notes include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Ciena Corporation's president and CEO, who also serves as a director, reported multiple share dispositions on 12/20/2025 related to equity award taxes. The transactions involved common stock withheld at a price of $230.34 per share to cover tax liabilities on previously granted restricted stock units (RSUs), market stock units (MSUs), and performance stock units (PSUs). Individual withholding events included amounts such as 57,301 shares tied to an MSU award and other smaller blocks linked to RSU and PSU awards granted on various prior dates. Following these transactions, the reporting person directly beneficially owned 398,237 shares of Ciena common stock, which figure includes unvested RSUs and PSUs.
Ciena Corporation insider share activity shows tax-related stock withholding by a senior executive. The reporting person, an officer serving as SVP and Chief Strategy Officer, reported multiple transactions in Ciena common stock on 12/20/2025.
Each transaction is coded "F," indicating shares were withheld to cover tax liabilities tied to previously granted equity awards, including restricted stock units (RSUs), performance stock units (PSUs), and a market stock unit (MSU). The withholding amounts ranged from 204 to 8,682 shares, all at a price of $230.34 per share.
After these tax withholdings, the executive beneficially owns 204,694 shares of Ciena common stock, which include unvested RSUs and PSUs. These transactions reflect administrative settlement of tax obligations rather than open-market buying or selling.
Ciena Corporation senior vice president of Global Sales and Marketing Jason Phipps reported several insider share transactions on 12/20/2025. The Form 4 shows multiple dispositions of Ciena common stock at $230.34 per share, all coded "F," meaning the shares were withheld by the company to cover tax liabilities tied to previously granted equity awards. These include restricted stock units, market stock units, and performance stock units dated between 12/14/2021 and 12/17/2024. After these tax-withholding events, Phipps beneficially owned 113,148 Ciena shares, held directly, which the footnotes state include unvested RSUs and PSUs.
Ciena Corporation’s Senior Vice President and General Counsel reported several insider stock transactions on 12/20/2025. The filing shows multiple small dispositions of common stock coded "F" at a price of $230.34 per share, representing shares withheld to cover tax liabilities tied to previously granted restricted stock unit (RSU) and performance stock unit (PSU) awards. After these tax-withholding transactions, the reporting person beneficially owns 98,261 shares of Ciena common stock, which the filing states includes unvested RSUs and PSUs.
Ciena Corporation insider tax-withholding transactions reported
A senior executive of Ciena Corporation, serving as SVP Global Products & Supply, reported multiple automatic share dispositions on 12/20/2025. These transactions involved Ciena common stock withheld at a price of $230.34 per share to cover tax liabilities arising from previously granted restricted stock unit (RSU) and performance stock unit (PSU) awards. The reported amounts withheld were 204, 442, 669, 388, 212, 1,860, 1,618, and 1,285 shares under various RSU and PSU award agreements. Following these tax-withholding transactions, the reporting person beneficially owned 53,273 Ciena shares, including unvested RSUs and PSUs.
Ciena Corporation senior vice president of Global R&D, Dino DiPerna, reported several insider transactions in Ciena common stock on 12/20/2025. The filings show multiple entries coded "F," which indicate shares were withheld by the company to cover income tax obligations tied to previously granted restricted stock units (RSUs) and performance stock units (PSUs).
The transactions involved small blocks of Ciena common stock at a reported price of $230.34 per share, each linked to specific RSU or PSU award agreements granted between 2021 and 2024. After these tax-withholding events, DiPerna beneficially owned 52,395 shares of Ciena common stock, including unvested RSUs and PSUs.
Ciena Corporation executive Joseph Cumello, SVP and General Manager of Blue Planet, reported multiple transactions in the company’s common stock. On 12/20/2025, several blocks of shares were withheld at a price of $230.34 per share, with transaction code “F,” which indicates shares were withheld to cover tax obligations tied to equity awards rather than open-market sales.
The withheld shares relate to restricted stock units, market stock units, and performance stock units granted under prior award agreements. Examples include 5,644 shares and 1,589 shares withheld to satisfy tax liabilities. Following the last reported transaction, Cumello beneficially owns 61,404 shares of Ciena common stock, and the reported holdings include unvested RSUs and PSUs.
Ciena Corp Senior Vice President and Chief Financial Officer Marc D. Graff reported an equity award of common stock in the form of restricted stock units. On 12/16/2025, he acquired 9,293 RSUs of Ciena common stock at a price of $0 per share. Following this grant, he beneficially owned 127,605 shares of Ciena common stock, which include unvested RSUs.
The RSUs vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, beginning on March 20, 2026. This structure ties a portion of the CFO’s compensation to the company’s long-term equity performance through staged vesting.
Ciena Corporation executive Sheela Kosaraju, SVP and General Counsel, reported new equity awards in Ciena common stock. On December 16, 2025, she acquired 13,049 stock units earned under a performance stock unit award originally granted on December 17, 2024 after meeting the related performance conditions. These shares vest in two equal installments on December 20, 2025 and December 20, 2026.
On the same date, she also acquired 6,672 restricted stock units that vest over four years, with one‑sixteenth of the grant vesting on March 20, June 20, September 20, and December 20 of each year, starting March 20, 2026. Following these transactions, she beneficially owned 104,382 Ciena shares, which include unvested restricted stock units and performance stock units.
Ciena Corporation senior vice president for Global Products & Supply, Brodie Gage, reported acquiring additional Ciena common stock through equity awards on 12/16/2025.
The filing shows 13,049 shares earned from a performance stock unit award granted on December 17, 2024, vesting in equal halves on December 20, 2025 and December 20, 2026, and 6,910 restricted stock units that vest over four years in equal one-sixteenth installments each March 20, June 20, September 20, and December 20 beginning March 20, 2026, all at a stated price of $0.0 per share. Following these transactions, Gage directly beneficially owned 59,951 shares of Ciena common stock, including unvested restricted stock units and performance stock units.
Ciena Corporation senior vice president of Global R&D Dino DiPerna reported equity awards dated December 16, 2025. He acquired 14,320 common shares from a performance stock unit award granted on December 17, 2024 after achieving related performance conditions, with these shares vesting in two equal installments on December 20, 2025 and December 20, 2026.
He also acquired 7,387 restricted stock units that vest over four years, with one-sixteenth of the grant vesting on March 20, June 20, September 20 and December 20 of each year starting March 20, 2026. Following these transactions, he beneficially owned 59,754 common shares, and the reported amount includes unvested restricted stock units and performance stock units.