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First Trust reports 9.94M-share stake in Credit Suisse fund (CIK: CIK)

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 9,943,778 common shares of Credit Suisse Asset Management Income Fund, Inc., representing 18.13% of the outstanding class.

The position is held primarily through unit investment trusts and other investment vehicles sponsored or advised by First Trust affiliates. The reporting entities have no power to vote these shares; the trustee of the unit investment trusts votes them, generally mirroring the voting of other shareholders. First Trust affiliates hold shared power to dispose of 9,943,778 shares but no sole or shared voting power, and each individual unit investment trust holds less than 3% of the fund’s shares. Each reporting entity disclaims beneficial ownership of the shares described.

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Beneficial ownership 9,943,778 shares Common shares of Credit Suisse Asset Management Income Fund, Inc. reported by First Trust entities
Percent of class 18.13% Portion of outstanding common shares of the fund attributed to First Trust affiliates
Sole voting power 0 shares Shares over which the reporting persons have sole power to vote
Shared voting power 0 shares Shares over which the reporting persons have shared power to vote
Shared dispositive power 9,943,778 shares Shares over which the reporting persons share power to dispose or direct disposition
Per-UIT limit 3% No individual unit investment trust holds more than 3% of the fund’s shares
beneficial ownership financial
"Each of First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation disclaims beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
dispositive power financial
"Shared power to dispose or to direct the disposition of: 9,943,778"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
unit investment trusts financial
"First Trust Portfolios L.P. acts as sponsor of certain unit investment trusts which hold shares"
A unit investment trust (UIT) is a pooled investment that sells investors fixed “units” representing a pre-selected, unchanging bundle of stocks, bonds or other securities held for a set period. Think of it like buying a pre-packed grocery basket that won’t be rearranged — you know exactly what you own and roughly when it will end. UITs matter to investors because they offer predictable holdings and income patterns, lower active management, and clear tax and fee implications compared with regularly traded funds.
Rule 13d-1(k)(1) regulatory
"jointly filed by The Charger Corporation, First Trust Portfolios L.P. and First Trust Advisors L.P. pursuant to Rule 13d-1(k)(1)"
Rule 12d1-4 regulatory
"Subject to the requirements of Rule 12d1-4 under the Investment Company Act of 1940"
Investment Company Act of 1940 regulatory
"An investment company registered under the Investment Company Act of 1940"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What percentage of Credit Suisse Asset Management Income Fund does First Trust report owning in CIK’s Schedule 13G/A?

First Trust entities report beneficial ownership of 18.13% of Credit Suisse Asset Management Income Fund’s common shares, equal to 9,943,778 shares. This stake is held across unit investment trusts and other vehicles sponsored or advised by First Trust affiliates.

How many Credit Suisse Asset Management Income Fund shares are reported by First Trust in the CIK filing?

First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report 9,943,778 common shares of Credit Suisse Asset Management Income Fund. This holding represents 18.13% of the outstanding class as disclosed in the Schedule 13G/A amendment.

What voting power do the First Trust entities report over CIK’s Credit Suisse Asset Management Income Fund shares?

The reporting entities disclose no sole or shared voting power over the 9,943,778 shares. Voting is conducted by the trustee of the unit investment trusts, generally mirroring how other shareholders of the fund vote their shares.

How are the Credit Suisse fund shares held by First Trust structures described in the CIK disclosure?

The shares are held mainly in unit investment trusts and other vehicles sponsored or advised by First Trust. No single unit investment trust holds more than 3% of the fund’s shares, and each reporting entity disclaims beneficial ownership of the reported shares.

Who ultimately votes the Credit Suisse Asset Management Income Fund shares referenced in the CIK filing?

The disclosure states that the trustee of the unit investment trusts votes the shares, not First Trust entities. The trustee aims to vote them as closely as possible in the same manner and general proportion as shares held by other shareholders.





224916106

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



First Trust Portfolios L.P.
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer
Date:07/14/2026
First Trust Advisors L.P.
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer
Date:07/14/2026
The Charger Corporation
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer and Treasurer
Date:07/14/2026
Exhibit Information

Please see Exhibit 99.1 for Joint Filing Agreement