Cingulate director files Form 3 holdings
Cingulate Inc. director Thomas Jeffrey Hargroves filed an initial Form 3 showing indirect ownership through Hargroves Family Investments, LLC.
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Form Type
3
Rhea-AI Filing Summary
Cingulate Inc. director Thomas Jeffrey Hargroves filed an initial Form 3 showing indirect ownership through Hargroves Family Investments, LLC. The filing reports 192 shares of common stock and a warrant to purchase 35 additional common shares at an exercise price of $1,440 per share, expiring on December 10, 2026. Footnotes note the Form 3 was delayed due to technical issues obtaining EDGAR codes and state that Hargroves disclaims beneficial ownership beyond his pecuniary interest.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Hargroves Thomas Jeffrey
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrant to Purchase Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Warrant to Purchase Common Stock — 35 contracts (Indirect, By Hargroves Family Investments, LLC);
Common Stock — 192 shares (Indirect, By Hargroves Family Investments, LLC)
Footnotes (2)
- F1. This Form 3 filing was delayed due technical difficulties in obtaining the reporting person's EDGAR filing codes. The reporting person's beneficial ownership has been reported under the caption "Security Ownership of Certain Beneficial Owners and Management" in the registrant's SEC filings made since February 13, 2026.
- F2. Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Key Figures
Indirect common stock holdings: 192 shares
Warrant underlying shares: 35 shares
Warrant exercise price: $1,440.00 per share
+2 more
5 metrics
Indirect common stock holdings
192 shares
Common Stock held indirectly by Hargroves Family Investments, LLC
Warrant underlying shares
35 shares
Underlying Common Stock for reported warrant position
Warrant exercise price
$1,440.00 per share
Exercise price for Warrant to Purchase Common Stock
Warrant expiration date
December 10, 2026
Expiration date of Warrant to Purchase Common Stock
Unknown transaction entries
2 entries
Holding entries with unknown transaction codes on Form 3
Key Terms
Form 3, beneficial ownership, pecuniary interest, Warrant to Purchase Common Stock, +1 more
5 terms
Form 3 regulatory
"This Form 3 filing was delayed due technical difficulties in obtaining the reporting person's EDGAR filing codes."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"The reporting person's beneficial ownership has been reported under the caption "Security Ownership of Certain Beneficial Owners and Management""
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein"
Warrant to Purchase Common Stock financial
"Warrant to Purchase Common Stock with underlying security title Common Stock and 35.0000 underlying shares"
Section 16 regulatory
"shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose."
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider holdings does Cingulate (CING) director Thomas Jeffrey Hargroves report?
Thomas Jeffrey Hargroves reports indirect ownership of 192 Cingulate common shares through Hargroves Family Investments, LLC. He also reports a warrant linked to 35 underlying common shares, providing potential additional exposure if exercised under its stated terms.
How are Thomas Jeffrey Hargroves’ Cingulate (CING) holdings characterized on the Form 3?
All reported Cingulate holdings are characterized as indirect, held "By Hargroves Family Investments, LLC." The filing also includes a disclaimer that Hargroves does not admit beneficial ownership of all reported securities beyond his pecuniary interest in them.
Why was the Cingulate (CING) Form 3 for Thomas Jeffrey Hargroves delayed?
The filing states the Form 3 was delayed due to technical difficulties in obtaining the reporting person’s EDGAR filing codes. It notes his beneficial ownership has been reported in Cingulate’s SEC filings under “Security Ownership of Certain Beneficial Owners and Management” since February 13, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
