Welcome to our dedicated page for Ciso Global SEC filings (Ticker: CISO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CISO Global, Inc. (NASDAQ: CISO) SEC filings page on Stock Titan brings together the company’s official disclosures from the U.S. Securities and Exchange Commission, along with AI-powered summaries to help interpret complex documents. CISO Global is a cybersecurity, compliance, and software firm headquartered in Scottsdale, Arizona, and its filings provide detailed insight into its governance, capital structure, risk factors, and business operations.
Through this page, readers can access current and historical reports such as Form 8-K current reports on material events, proxy materials on Schedule 14A, and registration statements on Form S-1 and S-1/A. Recent 8-K filings describe transactions including the exchange of outstanding convertible notes into Series A Preferred Stock, the entry into a Preferred Equity Purchase Agreement for Series B Convertible Preferred Stock with a fund managed by B. Riley Securities Holdings, Inc., and the results of the company’s Annual Meeting of Stockholders, where stockholders voted on director elections, auditor ratification, equity plan amendments, and increases in authorized common shares.
The company’s S-1 and S-1/A registration statements outline its business overview as a cybersecurity, compliance, and software firm, discuss its integrated service and software model, and register shares of common stock issuable upon conversion of Series B Preferred Stock for resale. The definitive proxy statement (DEF 14A) provides information on proposals presented at the Annual Meeting, corporate governance practices, equity compensation plans, and voting procedures.
On Stock Titan, AI-generated highlights and explanations accompany these filings to clarify key terms, such as the ranking and rights of Series A and Series B Preferred Stock, conversion and ownership limitations, exchange caps under Nasdaq rules, and the implications of amendments to the equity incentive plan and certificate of incorporation. Users can quickly identify significant changes in capital structure, governance decisions, and financing arrangements without reading every page of the original documents.
This page also surfaces insider-related and governance information embedded in the filings, including director elections and committee matters, while linking back to the underlying SEC documents for those who want full detail. Real-time updates from EDGAR ensure that new CISO Global filings appear promptly, and the AI summaries help investors, analysts, and other stakeholders understand how each filing fits into the company’s broader cybersecurity and compliance business.
CISO Global, Inc. has amended its charter to significantly increase its capacity to issue common stock. On January 12, 2026, the company filed a Certificate of Amendment in Delaware to raise its authorized common shares from 300,000,000 to 1,300,000,000. This change was previously approved by stockholders at the 2025 Annual Meeting of Stockholders held on December 10, 2025. The full text of the amendment is included as an exhibit to the report for reference.
CISO Global, Inc. held its 2025 Annual Meeting of Stockholders, where shareholders approved all proposals, including director elections and auditor ratification for the year ending December 31, 2025.
Investors authorized an amendment to the 2023 Equity Incentive Plan to add 10,000,000 shares of common stock for equity awards and approved, for Nasdaq Listing Rule 5635(d) purposes, the issuance of common shares upon conversion of Series B Preferred Convertible Stock to be issued to B. Riley Principal Capital, LLC under a Preferred Equity Purchase Agreement dated September 24, 2025. Stockholders also approved increasing authorized common stock from 300,000,000 to 1,300,000,000 shares and an adjournment proposal. The company furnished an updated investor presentation and a press release on the meeting results as exhibits.
CISO Global filed its Q3 2025 report, showing quarterly revenue of $6.46 million versus $7.51 million a year ago as managed services remained the core driver. Gross profit improved to $1.61 million, while operating loss narrowed to $2.63 million.
Net income reached $2.53 million, primarily from a $5.30 million gain on extinguishment of convertible notes and lower interest expense. For the first nine months, revenue was $20.34 million with a net loss of $5.86 million. Liquidity remained tight with cash of $1.11 million, but the balance sheet strengthened: current liabilities fell to $8.37 million from $24.96 million and stockholders’ equity rose to $16.34 million.
The company exchanged about 9,297,894 in note principal and interest into 9,297,894 shares of Series A Preferred Stock (10% cumulative dividend). It also signed a purchase agreement allowing sales of up to $15.0 million of Series B Preferred Stock, subject to a 9.99% beneficial ownership limit and an Exchange Cap. Management disclosed “substantial doubt” about the ability to continue as a going concern, citing the need to raise additional capital.
CISO Global filed a 424(b)(3) prospectus registering up to 39,062,500 shares of common stock for resale by B. Riley Principal Capital, issuable upon conversion of 15,625 shares of Series B Preferred Stock under a Preferred Equity Purchase Agreement dated September 24, 2025.
The company will not receive proceeds from the resale. It may receive up to $15.0 million in gross proceeds from sales of Series B Preferred to B. Riley, at the company’s discretion over an 18‑month period, including an initial $2.3 million purchase and subsequent $100,000 increments (up to $500,000 weekly, subject to conditions). Conversions are subject to a $0.40 Minimum Conversion Price, a 9.99% Beneficial Ownership Limitation, and a Nasdaq 19.99% Exchange Cap without stockholder approval.
As context, 34,525,134 shares were outstanding as of October 16, 2025. Because B. Riley is affiliated with the placement agent B. Riley Securities, a qualified independent underwriter (Seaport Global Securities) participated pursuant to FINRA Rule 5121. The Nasdaq last reported price was $1.22 on October 20, 2025.
CISO Global, Inc. set its Annual Meeting for December 10, 2025 to vote on six proposals, including director elections and auditor ratification.
Key items seek approval to add 10,000,000 shares to the 2023 Equity Incentive Plan; authorize, for Nasdaq Listing Rule 5635(d) compliance, the issuance of common shares upon conversion of Series B Preferred Stock issuable to B. Riley Principal Capital, LLC; and amend the Charter to raise authorized common stock from 300,000,000 to 1,300,000,000 shares. An adjournment proposal is also included.
Stockholders of record on November 7, 2025 may vote. 44,046,343 shares of common stock were outstanding on that date. The Board recommends voting “FOR” all proposals.
CISO Global, Inc. called an Annual Meeting for December 10, 2025 to vote on six proposals, including governance and capital structure items.
Stockholders will vote to elect five directors and to ratify Semple, Marchal & Cooper, LLP as independent auditor for 2025. The company seeks to amend its 2023 Equity Incentive Plan to add 10,000,000 shares for employee and director awards, and to authorize, for Nasdaq Rule 5635(d) purposes, the issuance of common shares upon conversion of newly authorized Series B Preferred Stock sold to B. Riley under a Preferred Equity Purchase Agreement. The board also requests approval to increase authorized common stock from 300,000,000 to 1,300,000,000 shares, and to allow adjournment if additional time is needed.
The board recommends voting “FOR” all proposals. The record date is November 7, 2025. As context, shares outstanding were 34,525,124 as of October 29, 2025; this is a baseline figure, not the amount being offered.
CISO Global, Inc. announced plans for its 2025 Annual Meeting of Stockholders on December 10, 2025, with a record date of November 7, 2025.
Stockholder proposals for inclusion under Rule 14a-8 must be received by the Secretary no later than October 29, 2025 at 11:59 p.m. Eastern time, and must comply with SEC rules and applicable Delaware law.
CISO Global, Inc. filed an amended S-1 to register the resale of up to 39,062,500 shares of common stock issuable upon conversion of Series B Convertible Preferred Stock by B. Riley Principal Capital, LLC. The company will not receive proceeds from these resales.
CISO may sell up to $15.0 million of Series B Preferred to B. Riley under a Purchase Agreement over 18 months starting September 24, 2025, including an initial $2.3 million purchase, then increments of $100,000 up to $500,000 weekly, subject to conditions. The Minimum Conversion Price is $0.40 per share, with a 9.99% Beneficial Ownership Limitation and an Exchange Cap of 6,821,115 shares (19.99%) until stockholder approval. BRS earns a 3.5% placement fee, and Seaport acts as qualified independent underwriter due to a FINRA Rule 5121 conflict.
Shares outstanding were 34,525,134 as of October 16, 2025. The registered shares may be sold by the selling stockholder through various methods, including brokerage transactions, block trades, privately negotiated deals, and short sales after effectiveness.
CISO Global, Inc. filed a Form S-1 registration describing an offering intended to raise
CISO Global, Inc. entered into a Preferred Equity Purchase Agreement with B. Riley Principal Capital I, giving the company the right, at its discretion, to sell up to $15.0 million of Series B Convertible Preferred Stock over an 18‑month period starting September 24, 2025. The initial purchase is for $2.3 million, with future draws in $100,000 increments and a typical weekly cap of $500,000. Shares are sold at $960 per preferred share, a 4% discount to the $1,000 stated value, and B. Riley earns a 3.5% cash fee on sales.
The Series B Preferred ranks senior to common stock, is non‑voting in most cases, and is convertible into common stock once a related registration statement is effective, subject to a 9.99% beneficial ownership cap and a Nasdaq “Exchange Cap” of 6,821,115 shares, equal to 19.99% of common shares outstanding as of September 24, 2025, unless stockholders approve more. The initial conversion price structure includes a Minimum Conversion Price of $0.40 per share. CISO expects to use net proceeds for working capital, general corporate purposes, and debt repayment, and faces a $1.0 million liquidated damages payment if it terminates the agreement early.
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