CISO Global, Inc. SEC Filings

CISO Global, Inc. reported that Chief Executive Officer David Grant Jemmett acquired additional common stock through restricted stock unit vesting. On June 13, 2026, an initial portion of a prior 400,000-share RSU grant vested, resulting in a net issuance of 138,468 common shares at a reference price of $0.29 per share.

The RSU grant was originally awarded on June 13, 2025, with 25% of the underlying shares scheduled to vest on June 13, 2026 and the remaining 6.25% vesting after each subsequent three-month period until the fourth anniversary of the grant date. Following this vesting event, the CEO directly holds 4,567,468 shares of CISO Global common stock.

CISO Global, Inc. reports that Nasdaq has granted an additional 180-day period, until December 28, 2026, for the company to regain compliance with Nasdaq’s $1.00 minimum bid price requirement. The extension follows an earlier 180-day window that ended on June 29, 2026.

The company may cure the deficiency if its stock closes at or above $1.00 for at least ten consecutive business days during this second period, and it is prepared to implement a reverse stock split if needed. If compliance is not achieved by the new deadline, CISO Global could face delisting from the Nasdaq Capital Market, though it would have the right to appeal. For now, the stock remains listed while the company works to meet all applicable Nasdaq listing criteria.

CISO Global, Inc. reported a Q1 2026 net loss of $1.6M on revenue of $6.2M, down from $7.2M a year earlier. Gross profit inched up to $1.8M as costs fell.

Cash and cash equivalents were $640,075 with a working capital deficit of $5.5M, and management states substantial doubt about continuing as a going concern. Outstanding debt totaled $2.1M, mostly due in 2026–2027.

The company must redeem remaining Series B Preferred Stock with aggregate payments of $1.87M over eleven months, increasing near‑term liquidity pressure. CISO also faces a Nasdaq bid-price deficiency and has limited capacity to raise capital under its $100M shelf and ATM program if market conditions remain weak.

CISO Global, Inc. filed a current report describing a no-action request submitted to the SEC Staff regarding a proposed Investor-Consent Share Loan Program. The company is asking the SEC Staff to confirm it would not recommend enforcement under Rule 17Ad-20 if CISO adopts and discloses this consent-based securities-lending framework.

The proposed program is intended to give beneficial owners an affirmative opt-in choice before their shares are made available for lending through existing intermediaries, with the ability to withdraw consent subject to normal settlement and recall mechanics. CISO’s request follows its review of short-volume data, publicly reported fails-to-deliver in late 2025, and shareholder-record discrepancies, while emphasizing that such data have important interpretive limits and do not themselves prove abusive or unlawful activity.

CISO states it is not alleging unlawful conduct by any intermediary or market participant and that the SEC Staff’s response, if any, would represent the Staff’s views only, not a formal Commission rule or approval. There is no assurance the requested no-action relief will be granted or on the timing or terms of any response.

CISO Global, Inc. filed an amendment to its annual report for the year ended December 31, 2025 to correct two inadvertent errors. The amendment replaces the consent of independent auditor Semple, Marchal & Cooper, LLP and revises director committee memberships and independence determinations.

The filing restates the exhibits list and director information sections, but expressly does not update any other disclosures, which continue to speak as of the original filing date. The company reports an aggregate market value of common stock held by non‑affiliates of $31,983,184 as of June 30, 2025 and 45,313,337 common shares outstanding as of March 20, 2026.

CISO Global, Inc. filed its 2025 annual report detailing a cybersecurity and compliance business built around proprietary software, managed services, and a network of 437+ clients. The company reported operating losses of $8,785,052 in 2025 and cites substantial doubt about its ability to continue as a going concern.

As of December 31, 2025, CISO had cash and cash equivalents of $1,695,994 and a working capital deficit of $4,474,265. One customer represented about 10% of 2025 revenue and 17% of year-end accounts receivable. The firm employs about 125 full-time-equivalent staff and remains an emerging growth company using JOBS Act reporting relief.

CISO Global, Inc. has amended its charter to significantly increase its capacity to issue common stock. On January 12, 2026, the company filed a Certificate of Amendment in Delaware to raise its authorized common shares from 300,000,000 to 1,300,000,000. This change was previously approved by stockholders at the 2025 Annual Meeting of Stockholders held on December 10, 2025. The full text of the amendment is included as an exhibit to the report for reference.

CISO Global, Inc. held its 2025 Annual Meeting of Stockholders, where shareholders approved all proposals, including director elections and auditor ratification for the year ending December 31, 2025.

Investors authorized an amendment to the 2023 Equity Incentive Plan to add 10,000,000 shares of common stock for equity awards and approved, for Nasdaq Listing Rule 5635(d) purposes, the issuance of common shares upon conversion of Series B Preferred Convertible Stock to be issued to B. Riley Principal Capital, LLC under a Preferred Equity Purchase Agreement dated September 24, 2025. Stockholders also approved increasing authorized common stock from 300,000,000 to 1,300,000,000 shares and an adjournment proposal. The company furnished an updated investor presentation and a press release on the meeting results as exhibits.

CISO Global filed its Q3 2025 report, showing quarterly revenue of $6.46 million versus $7.51 million a year ago as managed services remained the core driver. Gross profit improved to $1.61 million, while operating loss narrowed to $2.63 million.

Net income reached $2.53 million, primarily from a $5.30 million gain on extinguishment of convertible notes and lower interest expense. For the first nine months, revenue was $20.34 million with a net loss of $5.86 million. Liquidity remained tight with cash of $1.11 million, but the balance sheet strengthened: current liabilities fell to $8.37 million from $24.96 million and stockholders’ equity rose to $16.34 million.

The company exchanged about 9,297,894 in note principal and interest into 9,297,894 shares of Series A Preferred Stock (10% cumulative dividend). It also signed a purchase agreement allowing sales of up to $15.0 million of Series B Preferred Stock, subject to a 9.99% beneficial ownership limit and an Exchange Cap. Management disclosed “substantial doubt” about the ability to continue as a going concern, citing the need to raise additional capital.