Mizuho Reports 341,921 Shares (5.6%) in Cartica Acquisition Corp
Rhea-AI Filing Summary
Mizuho Financial Group, Inc. reports beneficial ownership of 341,921 common shares of Cartica Acquisition Corp, representing 5.6% of the class. The filing indicates Mizuho holds sole voting and sole dispositive power over those shares, showing it controls voting and disposition of the reported position. The statement is submitted on Schedule 13G as a parent holding company.
The filing further notes that Mizuho Bank, Mizuho Americas and Mizuho Americas LLC may be deemed indirect beneficial owners through wholly owned Mizuho Securities USA LLC, which directly holds the equity. Item 7 references an Exhibit A identifying the relevant subsidiary; Item 6 is noted as not applicable.
Positive
- Reported beneficial ownership of 341,921 shares, representing 5.6% of the class
- Sole voting and sole dispositive power over the reported shares (341,921)
- Parent holding company filing that identifies potential indirect owners via Mizuho Securities USA LLC
Negative
- Item 7 references an Exhibit A identifying the relevant subsidiary, which is not included in the provided content
Insights
TL;DR: Mizuho discloses a material, disclosed stake of 341,921 shares (5.6%), with sole voting and dispositive power.
The reported 341,921-share stake equating to 5.6% is a material ownership disclosure under Schedule 13G standards and signals a notable passive stake size. Sole voting and dispositive power over the shares is noteworthy because it identifies who can exercise voting rights and direct disposition. The filing is structured as a parent holding company disclosure and references Exhibit A to identify the subsidiary that holds the securities.
TL;DR: Disclosure is governance-relevant: single entity holds voting/dispositive authority for a >5% position; subsidiary identity is referenced.
The form clarifies governance lines by attributing sole voting and dispositive power to Mizuho for 341,921 shares. The parent holding company classification and the note that several Mizuho entities may be indirect owners via Mizuho Securities USA LLC help map control relationships. Item 7's reference to Exhibit A is a key linkage to the subsidiary structure that supports the disclosure.