Celldex SVP granted 93,000 stock options

Celldex Therapeutics SVP & General Counsel Freddy A. Jimenez received a grant of 93,000 incentive stock options to buy Celldex common stock.

Rhea-AI Filing Summary

Celldex Therapeutics SVP & General Counsel Freddy A. Jimenez received a grant of 93,000 incentive stock options to buy Celldex common stock. The options carry an exercise price of $34.09 per share and were granted under the company’s 2021 Omnibus Equity Incentive Plan.

According to the vesting schedule, 25% of the options vest on June 25, 2027, with the remaining options vesting in equal quarterly installments over the following 12 quarters. The options expire on June 25, 2036, and this award brings his reported derivative holdings in this grant to 93,000 options.

Insider Trade Summary

Grant/Award: 93,000 shares

Grant/Award 1 txn

Insider Jimenez Freddy A.

Role SVP & GENERAL COUNSEL

Type	Security	Shares	Price	Value
Grant/Award	Incentive Stock Option (right to buy)	93,000	$0.00	$0.00

Holdings After Transaction: Incentive Stock Option (right to buy) — 93,000 contracts (Direct)

Footnotes (2)

1. F1. Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.
2. F2. 25% vest on June 25, 2027 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Key Figures

Options granted: 93,000 options Exercise price: $34.09 per share Initial vesting date: June 25, 2027 +2 more

5 metrics

Options granted 93,000 options Incentive Stock Option grant to SVP & General Counsel

Exercise price $34.09 per share Strike price for the incentive stock options

Initial vesting date June 25, 2027 25% of options vest on this date

Subsequent vesting 12 quarterly installments Remaining 75% vests quarterly after June 25, 2027

Expiration date June 25, 2036 Option term under the grant

Key Terms

Incentive Stock Option, 2021 Omnibus Equity Incentive Plan, vesting, exercise price

4 terms

Incentive Stock Option financial

"Incentive Stock Option (right to buy)"

An incentive stock option is a type of employee benefit that gives a worker the right to buy company shares at a fixed price, with special tax advantages if the employee holds the shares for a required period. Think of it as a coupon to buy future shares at today’s price that can result in lower tax on the gain. Investors care because ISOs can dilute share count, align staff incentives with the stock price, and affect company compensation costs and the timing of potential share sales.

2021 Omnibus Equity Incentive Plan financial

"option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan"

vesting financial

"25% vest on June 25, 2027 and the remainder vest quarterly"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

exercise price financial

"conversion_or_exercise_price: 34.0900"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Celldex (CLDX) report for Freddy A. Jimenez?

Celldex reported that SVP & General Counsel Freddy A. Jimenez received 93,000 incentive stock options. These options allow him to buy common shares at $34.09 each, following a multi‑year vesting schedule and expiring on June 25, 2036.

What are the key terms of the 93,000 stock options granted at Celldex (CLDX)?

The grant covers 93,000 incentive stock options with a $34.09 exercise price. They were issued under Celldex’s 2021 Omnibus Equity Incentive Plan and give the holder the right, but not obligation, to purchase common stock before June 25, 2036.

How do the Celldex (CLDX) options granted to Freddy A. Jimenez vest?

The options vest 25% on June 25, 2027, then in equal quarterly installments over 12 subsequent quarters. This structure spreads vesting over several years, aligning the executive’s potential equity value with longer‑term company performance and continued service.

Is the Celldex (CLDX) Form 4 transaction an open‑market stock purchase or sale?

The Form 4 reports a grant of incentive stock options, not an open‑market trade. It is a compensation award with a $34.09 exercise price, meaning shares are only purchased if the options are later exercised by the insider.

What role does Freddy A. Jimenez hold at Celldex (CLDX) related to this Form 4?

Freddy A. Jimenez serves as Senior Vice President and General Counsel at Celldex. The Form 4 records his receipt of 93,000 incentive stock options, granted as part of the company’s 2021 Omnibus Equity Incentive Plan for executive compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/29/2026 - 04:21 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jimenez Freddy A.

(Last) (First) (Middle)

C/O CELLDEX THERAPEUTICS, INC.

53 FRONTAGE ROAD, SUITE 220

(Street)

HAMPTON NEW JERSEY 08827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Celldex Therapeutics, Inc. [ CLDX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & GENERAL COUNSEL

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Option (right to buy)(1)	$34.09	06/25/2026(1)		A		93,000		06/25/2027(2)	06/25/2036	Common Stock	93,000	$0	93,000	D

Explanation of Responses:

1. Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

2. 25% vest on June 25, 2027 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

	/s/ Sam Martin, attorney-in-fact for Freddy A. Jimenez	06/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)