Welcome to our dedicated page for Cleveland-Cliffs SEC filings (Ticker: CLF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Cleveland-Cliffs Inc. (NYSE: CLF) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Cleveland-Cliffs is an Ohio-incorporated, North America-based steel producer focused on value-added sheet products for the automotive industry, and its filings offer detailed insight into its capital structure, operations, governance, and risk profile.
Users can review Current Reports on Form 8-K in which Cleveland-Cliffs reports material events such as quarterly and year-to-date financial results, capital markets transactions, and governance changes. For example, the company files 8-Ks under Item 2.02 to furnish earnings releases, and under Items 1.01 and 2.03 to describe the issuance of senior guaranteed notes due 2034, including interest rates, maturity, redemption provisions, guarantees by material domestic subsidiaries, and use of proceeds for redeeming existing notes or repaying borrowings under its asset-based credit facility.
Other 8-K filings document board appointments and director independence determinations, participation in the Nonemployee Directors’ Compensation Plan, and standard director and officer indemnification agreements. Filings related to underwritten public offerings of common shares and associated underwriting agreements, opinions, and consents are also included as exhibits to 8-Ks.
Through this page, investors can also connect to Cleveland-Cliffs’ annual and quarterly reports (such as Form 10-K and Form 10-Q) referenced in its 8-K risk discussions, which elaborate on risk factors including commodity price volatility, industry cyclicality, environmental regulation, and financing risks. Stock Titan’s platform pairs these filings with AI-powered summaries that highlight key terms, covenants, and risk disclosures, helping readers interpret complex indenture language, capital structure changes, and the implications of material events without reading every page of the original documents.
Cleveland-Cliffs Inc. reported an insider share transaction by senior executive Kimberly A. Floriani, SVP, Controller & CAO. On January 5, 2026, Floriani surrendered 3,182 common shares at a price of $13.20 per share. According to the filing, this was a mandatory surrender of shares underlying restricted share units to cover the related tax liability incurred when those restricted share units paid out on that date, rather than a discretionary open-market sale. After this tax-related transaction, Floriani beneficially owned 68,852 common shares directly.
Cleveland-Cliffs executive reports tax-related share surrender
CLEVELAND-CLIFFS INC. executive Terry G. Fedor, EVP, Engineering & Technology, reported a Form 4 transaction dated January 5, 2026. He surrendered 6,922 common shares at $13.20 per share, classified as code F, which the filing explains was a mandatory surrender of shares underlying restricted share units to pay the related tax liability when those units paid out.
After this tax withholding event and a reconciliation adjustment, Fedor now beneficially owns 567,255 common shares of Cleveland-Cliffs directly. The transaction reflects tax handling of equity compensation rather than an open‑market sale.
Cleveland-Cliffs Inc. executive James D. Graham, EVP Chief Legal Admin & Sec, reported a Form 4 transaction involving company common shares. On January 5, 2026, he surrendered 13,991 common shares at $13.2 per share. The filing explains this was a mandatory surrender of shares underlying restricted share units to pay the related tax liability incurred in connection with the payout of those units. After this transaction, Graham beneficially owns 478,257.792 common shares directly.
Cleveland-Cliffs Inc. executive vice president and chief financial officer Celso L. Jr Goncalves reported a routine share withholding related to equity compensation. On January 5, 2026, he surrendered 18,775 common shares at $13.20 per share to cover tax obligations arising from the payout of restricted share units. After this transaction, he directly held 398,849.613 common shares of Cleveland-Cliffs.
Cleveland-Cliffs Inc. executive Keith Koci, EVP & President, CC Services, reported an automatic share disposition related to equity compensation. On January 5, 2026, 15,947 common shares were surrendered at $13.20 per share to cover taxes due on the payout of restricted share units. This was coded as a tax-related transaction (code F), not an open-market sale. After this withholding, Koci directly beneficially owns 527,528 common shares of Cleveland-Cliffs.
Cleveland-Cliffs Inc. executive Clifford T. Smith, EVP & Chief Operating Officer, reported a Form 4 transaction involving company common shares. On January 5, 2026, he surrendered 19,140 common shares at $13.20 per share, which the footnotes explain was a mandatory share surrender to cover taxes due on the payout of restricted share units. After this transaction, he beneficially owned 760,529 common shares directly and 100,106 common shares indirectly through a grantor retained annuity trust.
Cleveland-Cliffs Inc.’s Chairman, President & CEO Lourenco Goncalves reported an automatic share withholding tied to equity compensation. On January 5, 2026, he surrendered 84,229 common shares at $13.20 per share to cover taxes due on the payout of restricted share units. After this tax-related transaction, he directly held 3,015,486 common shares.
The filing also shows changes in how his indirect holdings are structured. Prior indirect positions through 2023 and 2024 grantor retained annuity trusts now show 0 shares, while a 2025 grantor retained annuity trust holds 3,000,000 common shares. These trust-related updates are described as exempt changes in the form of beneficial ownership and an exempt contribution of shares.
Cleveland-Cliffs Inc. director reported routine equity-based compensation activity. On 01/02/2026, the director received 1,506 common shares at $13.28 per share as payment of the quarterly board retainer, under an election to take 50% of the retainer in stock through the company’s Nonemployee Director Retainer Share Election Program. On the same date, the director surrendered 452 shares at $13.28 per share to cover tax liabilities related to this award. Following these transactions, the director beneficially owns 257,751 common shares directly and 29,361 common shares indirectly through a personal company.
Cleveland-Cliffs Inc. director reports stock retainer grant
A Cleveland-Cliffs Inc. director reported receiving 3,012 common shares on 01/02/2026. These shares were issued in lieu of cash as payment of the director’s quarterly retainer for the first quarter, based on the director’s election to participate at 100% in the company’s Nonemployee Director Retainer Share Election Program. The shares were valued at $13.28 per share for this transaction.
After this grant, the director beneficially owns 54,242 common shares in direct ownership. The filing is an administrative disclosure of routine equity-based director compensation rather than an open-market trade.
Cleveland-Cliffs Inc. director reported receiving common shares as part of board compensation. On 01/02/2026, the director acquired 3,012 common shares at $13.28 per share. These shares were issued as payment of the director’s quarterly retainer for the first quarter, based on the director’s election to receive compensation in stock under the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program at a 100% participation level. Following this transaction, the director beneficially owns 102,937 common shares, held directly.
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