Welcome to our dedicated page for Clearfield SEC filings (Ticker: CLFD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Clearfield, Inc. (NASDAQ: CLFD), a Minnesota-based manufacturer of fiber optic management, protection, and delivery products for communications networks. Investors can review Clearfield’s regulatory disclosures to understand how the company reports on its operations, governance, and financial condition.
Clearfield’s filings include current reports on Form 8-K, which disclose material events such as financial results, governance changes, and significant transactions. Recent 8-K filings describe quarterly and annual earnings announcements, the divestiture of the Nestor Cables business through a share sale and purchase agreement, amendments to the company’s Amended and Restated Bylaws, and changes in the composition of the Board of Directors.
Through its 8-K disclosures, Clearfield has outlined bylaw amendments implementing proxy access, addressing universal proxy card rules, clarifying procedures for shareholder meetings, and establishing exclusive forum provisions for certain internal corporate claims and Securities Act claims. Other 8-Ks report on the appointment of new directors, planned retirements of existing directors, and the entry into definitive agreements related to business divestitures.
In addition to 8-Ks, investors typically consult annual reports on Form 10-K and quarterly reports on Form 10-Q (when available) for detailed information on Clearfield’s financial performance, risk factors, and business description. These periodic reports complement the company’s earnings press releases by providing more extensive narrative and financial statement data.
Stock Titan’s filings page is designed to surface Clearfield’s SEC submissions as they appear on EDGAR and to pair them with AI-powered summaries that explain key points in accessible language. Users can quickly identify which filings address topics such as share repurchase authorizations, strategic divestitures, bylaw changes, or governance updates, and then drill into the full documents for deeper analysis. This helps investors, analysts, and researchers navigate Clearfield’s regulatory history and understand the context behind movements in CLFD stock.
Clearfield, Inc.'s Chief Commercial Officer reports initial share ownership. A Form 3 shows the officer beneficially owns 27,314 shares of Clearfield common stock, held directly. The filing date of the reportable event is 12/10/2025, and no derivative securities such as options or warrants are listed as beneficially owned.
Clearfield, Inc. insider Ronald G. Roth, the company’s chairman of the board and a 10% owner, reported buying 10,000 shares of common stock on December 15, 2025. The trade was coded as a purchase at a weighted-average price of $30.06 per share, with individual transactions occurring between $29.85 and $30.25.
After this transaction, Roth beneficially owns 1,279,264 Clearfield shares directly, plus an additional 176,760 shares held indirectly through his spouse.
Clearfield, Inc. director and chief executive officer Cheryl Beranek reported a disposition of 1,960 shares of Clearfield common stock on 12/11/2025 in a transaction coded "G" at a price of $0 per share.
After this transaction, she directly beneficially owns 511,831 shares of Clearfield common stock.
Clearfield, Inc. updated its bylaws to add proxy access and align director elections with newer proxy and governance rules. The Board approved a provision allowing a shareholder, or a group of up to 20 shareholders, that has owned at least
The amendments also require shareholder-nominated directors to complete the same questionnaires used for Clearfield’s directors and require shareholders soliciting proxies for director nominees to certify compliance with SEC universal proxy rules and provide evidence upon request. Nominations can be treated as null and void if those rules are not followed. Additional changes reserve the white proxy card for the Board, clarify how shareholder meetings are chaired and conducted, and require certain internal corporate claims to be brought in Minnesota courts and Securities Act claims in U.S. federal district courts.
Clearfield, Inc. reported that one of its directors acquired 326 shares of its common stock on 12/10/2025. The shares were acquired at a stated price of $0, indicating they were granted as equity compensation rather than bought in the market. After this grant, the director beneficially owns 326 shares directly. The restrictions on these shares lapse on the one-year anniversary of the grant date, so the stock becomes fully available only after that vesting period.
Clearfield, Inc. director Kathleen Skarvan reported acquiring 326 shares of Clearfield common stock on 12/10/2025. The shares were acquired at a price of $0 per share, resulting in 326 shares beneficially owned after the transaction, all held as direct ownership. The filing notes that restrictions on these shares lapse on the one-year anniversary of the grant date.
Clearfield, Inc. (CLFD) files its 2025 annual report as a focused fiber management and broadband connectivity supplier serving U.S. and international broadband service providers. The company designs and manufactures fiber protection, management and delivery products used in fiber-to-the-home, business, data center and wireless deployments, with most final assembly in Brooklyn Park, Minnesota and Tijuana, Mexico.
On November 11, 2025, Clearfield completed the sale of its Nestor Cables business, which is now reported as discontinued operations. For the year ended September 30, 2025, it recorded an impairment charge of $2,022,000 for goodwill and $13,078,000 for Nestor long-lived assets within loss from impairment of discontinued operations.
Customer concentration remains high: in 2025, two distributor customers accounted for about 18% and 13% of net sales. The company highlights risks from supply-chain disruption, reliance on single-source suppliers, cyclic capital spending by broadband providers, and intense competition. Clearfield also details a cybersecurity program based on the ISO/IEC 27001:2022 framework and reports no cybersecurity incidents that have materially affected results to date.
Clearfield’s board expanded its stock repurchase program to $65,000,000. By September 30, 2025, the company had repurchased 2,280,546 shares for about $56,607,000, leaving roughly $8,393,000 authorized. As of March 31, 2025, non‑affiliate equity market value was approximately $347,399,785, and as of November 14, 2025 there were 13,839,096 shares outstanding. Clearfield employed about 243 full‑time U.S. employees and managed approximately 375 contracted manufacturing personnel in Mexico, noting seasonal revenue patterns with stronger third and fourth fiscal quarters.
Clearfield, Inc. (CLFD) filed a Form 8-K to announce that it has released its financial results for the fourth quarter and fiscal year ended September 30, 2025. On November 25, 2025, the company issued a press release with these results, which is included as Exhibit 99.1 to the filing and incorporated by reference. The 8-K itself mainly serves as a notice that the earnings release has been furnished and clarifies that this information is not deemed filed for liability purposes under the securities laws.
Clearfield, Inc. (CLFD) reported a Form 4 for its Chief Operating Officer, reflecting equity awards tied to performance stock units. On 11/20/2025, the officer received 5,393 shares of common stock and 10,788 shares of restricted stock at a stated price of $0 per share upon vesting of performance-based awards.
The restricted stock is scheduled to vest in two equal installments on November 16, 2026 and November 16, 2027. To cover taxes on the vesting, 2,653 shares of common stock were withheld at a price of $28.22 per share. Following these transactions, the officer directly holds common and restricted shares in Clearfield, aligning compensation with company performance.
Clearfield, Inc. (CLFD) reported insider equity activity for its Chief Financial Officer, Daniel Herzog, on 11/20/2025. The filing shows the vesting of performance-based awards and related tax withholding.
Herzog acquired 2,696 shares of common stock at $0 per share upon vesting of performance stock units and 5,394 shares of restricted stock at $0 per share from the same performance awards. The restricted stock is scheduled to vest in two equal installments on November 16, 2026 and November 16, 2027.
To cover taxes on the vesting of one-third of the performance stock units, 824 shares of common stock were withheld at a price of $28.22 per share. After these transactions, Herzog beneficially owned 73,499 shares of common stock and 74,323 shares of restricted stock, all held directly.
FAQ
What is the current stock price of Clearfield (CLFD)?
What is the market cap of Clearfield (CLFD)?
