CLFD (NASDAQ) Form 144 lists ESPP and RSA shares for sale

Rhea-AI Filing Summary

CLFD Form 144: sale notice filed for securities to be sold. The filing lists proposed sales of Common stock tied to employee plans: 123 shares (ESPP) with a grant/award date 12/31/2024, 1,053 shares (RSA) dated 11/14/2025, and 508 shares (RSA) dated 05/06/2026. The filing identifies 13589460 as an associated numeric field and lists 06/09/2026 and NASDAQ as venue/date details.

Key Figures

Form date: 06/09/2026 Exchange: NASDAQ ESPP shares listed: 123 shares +5 more

8 metrics

Form date 06/09/2026 filing-associated date shown on form

Exchange NASDAQ market identifier listed for the Common stock

ESPP shares listed 123 shares ESPP entry with grant/award date <date>12/31/2024</date>

RSA shares listed (1) 1,053 shares RSA entry with grant/award date <date>11/14/2025</date>

RSA shares listed (2) 508 shares RSA entry with grant/award date <date>05/06/2026</date>

Associated numeric field 13,589,460 numeric value shown in the securities information section

Record/count field 1,684 numeric field present in securities information row

Decimal value shown 67,186.87 numeric field shown in securities information row

Key Terms

ESPP, RSA, Form 144

3 terms

ESPP financial

"Common | 12/31/2024 | ESPP | Issuer"

An Employee Stock Purchase Plan (ESPP) is a company program that lets employees buy the company’s shares at a reduced price, usually by setting aside a small portion of their pay over time. It matters to investors because it encourages employees to own part of the business—like giving staff a discounted membership— which can boost commitment and performance, while also potentially increasing the number of shares available and affecting shareholder value.

RSA financial

"Common | 11/14/2025 | RSA | Issuer"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	1684	67186.87	13589460	06/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/31/2024	ESPP	Issuer			123	12/31/2024	N/A
Common	11/14/2025	RSA	Issuer			1053	11/14/2025	N/A
Common	05/06/2026	RSA	Issuer			508	05/06/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CLFD's Form 144 disclose about the planned sales?

It discloses proposed sales of Common stock under employee plans totaling listed grant amounts. The form lists 123 shares (ESPP), 1,053 shares (RSA), and 508 shares (RSA) with their respective grant dates.

Are the CLFD share counts in the Form 144 final transaction amounts?

No — Form 144 reports intended sales, not confirmed executed trades. The form lists maximum or proposed amounts tied to plans; actual sales occur when executed and reported by broker or later filings.

What dates are shown on the CLFD Form 144 and what do they indicate?

The filing shows grant/award dates and a filing/associated date. Grant dates include 12/31/2024, 11/14/2025, 05/06/2026, and an associated date 06/09/2026 appearing on the form.

Which security types are referenced in the CLFD Form 144?

Common stock under employee plans is referenced. The form lists an ESPP entry and two RSA (restricted stock award) entries tied to Common shares.

Where will the CLFD shares be sold according to the Form 144?

The filing references NASDAQ as the market venue. The form shows NASDAQ in the securities section and an associated date of 06/09/2026 near the market identifier.