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Clearfield (CLFD) director reports 326-share common stock grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clearfield, Inc. director Kathleen Skarvan reported acquiring 326 shares of Clearfield common stock on 12/10/2025. The shares were acquired at a price of $0 per share, resulting in 326 shares beneficially owned after the transaction, all held as direct ownership. The filing notes that restrictions on these shares lapse on the one-year anniversary of the grant date.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SKARVAN KATHLEEN

(Last) (First) (Middle)
7050 WINNETKA AVE. N. STE. 100

(Street)
BROOKLYN PARK MN 55428

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Clearfield, Inc. [ CLFD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/10/2025 A 326 A $0 326 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The restrictions on the shares lapse on the one year anniversary of the date of the grant.
Darrell Hammond by Power of Attorney for Kathleen Skarvan 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Clearfield (CLFD) report on 12/10/2025?

The report shows that director Kathleen Skarvan acquired 326 shares of Clearfield, Inc. common stock on 12/10/2025 at a price of $0 per share.

How many Clearfield common shares did director Kathleen Skarvan acquire?

Director Kathleen Skarvan acquired 326 shares of Clearfield common stock, as disclosed in the Form 4.

What type of security is involved in this Clearfield Form 4 filing?

The filing involves Common Stock of Clearfield, Inc., with a reported acquisition of 326 shares.

When do the restrictions on the reported Clearfield shares lapse?

The filing explains that the restrictions on the shares lapse on the one-year anniversary of the date of the grant.

Is the ownership reported as direct or indirect in this CLFD Form 4?

After the reported transaction, the 326 shares are listed as direct (D) beneficial ownership.

Who signed the Form 4 related to Clearfield director Kathleen Skarvan?

The Form 4 is signed by Darrell Hammond acting by Power of Attorney for Kathleen Skarvan.

Clearfield

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BROOKLYN PARK