CollPlant: director's milestone warrants cover up to 4M
Milestone warrant exercisability is tied to three business milestones, with a separate share tranche for each milestone.
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Form Type
3
Rhea-AI Filing Summary
Ruty Ben Shlomi, a director of CollPlant Biotechnologies Ltd, reported direct holdings of 66,501 ordinary shares, 105,038 pre-funded warrants, and milestone pre-funded warrants covering up to 3,999,446 ordinary shares. Both warrant holdings list an exercise price of $0.0001. The reported security amounts were adjusted to reflect the 1-for-10 reverse stock split effective September 4, 2026; milestone warrant exercisability is subject to specified business milestones.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Shlomi Ruty Ben
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Pre-Funded Warrants to Purchase Ordinary Shares F2, F1 | -- | -- | -- |
| holding | Milestone Pre-Funded Warrants to Purchase Ordinary Shares F3, F1 | -- | -- | -- |
| holding | Ordinary Shares F1 | -- | -- | -- |
Holdings After Transaction:
Pre-Funded Warrants to Purchase Ordinary Shares — 105,038 contracts (Direct);
Milestone Pre-Funded Warrants to Purchase Ordinary Shares — 3,999,446 contracts (Direct);
Ordinary Shares — 66,501 shares (Direct)
Footnotes (3)
- F1. Effective as of September 4, 2026, the Issuer effected a 1-for-10 reverse stock split of its Ordinary Shares (the "Reverse Stock Split"). The amount of securities reported on this Form 3 has been adjusted to reflect the Reverse Stock Split.
- F2. The Pre-Funded Warrants remain exercisable until fully exercised.
- F3. The Milestone Pre-Funded Warrants become exercisable upon their issuance, subject to the achievement of specified business milestones, and remain exercisable until fully exercised. The Milestone Pre-Funded Warrants are exercisable for up to an aggregate of 3,999,446 ordinary shares, no par value, of the Issuer (the "Ordinary Shares"), with the first tranche, covering 441,683 Ordinary Shares, becoming exercisable upon achievement of the first milestone; the second tranche, covering 1,718,726 Ordinary Shares, becoming exercisable upon achievement of the second milestone; and the third tranche, covering 1,839,037 Ordinary Shares, becoming exercisable upon achievement of the third milestone, in each case subject to the terms and conditions of the Milestone Pre-Funded Warrants.
Key Figures
Direct ordinary shares held: 66,501 shares
Pre-funded warrants: 105,038 warrants
Milestone pre-funded warrants: 3,999,446 underlying ordinary shares
+5 more
8 metrics
Direct ordinary shares held
66,501 shares
Reported September 3, 2026
Pre-funded warrants
105,038 warrants
Each warrant is exercisable for an ordinary share
Milestone pre-funded warrants
3,999,446 underlying ordinary shares
Aggregate amount across three milestone tranches
Exercise price
$0.0001 per share
Both warrant holdings
First milestone tranche
441,683 ordinary shares
Becomes exercisable upon achievement of the first milestone
Second milestone tranche
1,718,726 ordinary shares
Becomes exercisable upon achievement of the second milestone
Third milestone tranche
1,839,037 ordinary shares
Becomes exercisable upon achievement of the third milestone
Reverse stock split
1-for-10
Effective September 4, 2026
Key Terms
Pre-Funded Warrants, Milestone Pre-Funded Warrants, tranche, Reverse Stock Split
4 terms
Pre-Funded Warrants financial
"The Pre-Funded Warrants remain exercisable until fully exercised."
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
Milestone Pre-Funded Warrants financial
"subject to the achievement of specified business milestones"
tranche financial
"the first tranche, covering 441,683 Ordinary Shares"
A tranche is one slice of a larger financing or investment that is released, sold, or paid out in separate parts rather than all at once. Investors care because each slice can carry different risk, return and timing—like buying pieces of a cake where some slices are richer or come later—so the specific tranche you hold affects when you get paid and how much you might gain or lose.
Reverse Stock Split financial
"the Issuer effected a 1-for-10 reverse stock split"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
Stock Split
1-for-10 reverse split · Effective September 4, 2026
Split Ratio
1-for-10 reverse split
Effective Date
September 4, 2026
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
When can CLGN's milestone pre-funded warrants be exercised?
The milestone pre-funded warrants become exercisable upon issuance, subject to achievement of specified business milestones. The first, second, and third tranches become exercisable upon achievement of their respective milestones.
AI-generated analysis. How Rhea-AI works. Not financial advice.
