Form 4: Matthew Morris Disposes 35,000 CLM Shares; Post-Sale Ownership 26,193.8282

Rhea-AI Filing Summary

Matthew Morris, a director of Cornerstone Strategic Investment Fund, Inc. (CLM), reported a sale of company common stock. The Form 4 shows a transaction on 09/03/2025 in which Mr. Morris disposed of 35,000 shares at a price of $8.14 per share. After the reported sale the filing lists 26,193.8282 shares as beneficially owned by Mr. Morris; the filer notes that this total includes shares acquired through the issuer's dividend reinvestment plan since the previous Form 4 filing.

Positive

• None.

Negative

• Director sale of 35,000 shares at $8.14 on 09/03/2025, reducing reported beneficial ownership.
• Post-transaction beneficial ownership listed as 26,193.8282 shares, indicating a reduction from prior holdings (exact prior amount not provided).

Insights

Securities Analyst

TL;DR: Director sold 35,000 CLM shares at $8.14; remaining beneficial ownership listed as 26,193.8282 shares.

The sale is clearly disclosed and quantified, including price and post-transaction beneficial ownership. Without additional context on the director's prior holdings or proportion of total outstanding shares, the transaction is a routine insider sale disclosure rather than evidence of firm-level distress. The note about dividend reinvestment explains fractional-share balances reported. Investors can rely on the Form 4 for precise timing and price of the insider disposition.

Corporate Governance Expert

TL;DR: Proper Section 16 disclosure filed; sale recorded and manually signed by reporting person.

The Form 4 appears complete for the reported non-derivative disposition, including relationship to issuer (Director), exact transaction date, price per share, and a signature dated 09/05/2025. The explicit explanation that dividend reinvestment affected the post-transaction total is helpful for clarity. The filing does not include any indication of Rule 10b5-1 plan usage or other qualifying plans.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Morris Matthew

(Last) (First) (Middle)

1905 SHARP PL

(Street)

HOUSTON TX 77019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Cornerstone Strategic Investment Fund, Inc. [ CLM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		S		35,000	D	$8.14	$26,193.8282(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

	/s/ Matthew Morris	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Matthew Morris disclose on the Form 4 for CLM?

The filing reports a sale of 35,000 common shares on 09/03/2025 at $8.14 per share and lists 26,193.8282 shares beneficially owned following the transaction.

When was the CLM insider transaction executed and when was the Form 4 signed?

The transaction date is 09/03/2025 and the Form 4 was signed by Matthew Morris on 09/05/2025.

Does the Form 4 explain fractional share totals for CLM?

Yes. The filer states the total in column (5) includes shares acquired through the issuer's dividend reinvestment plan since the previous Form 4.

Was the reporting person identified and their relationship to CLM disclosed?

Yes. The report names Matthew Morris and checks the box indicating he is a Director of Cornerstone Strategic Investment Fund, Inc.

Did the Form 4 indicate the sale was pursuant to a 10b5-1 plan?

No. The form does not indicate that the transaction was made pursuant to a 10b5-1 plan; no such box is checked in the provided content.