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Climb Global Solutions (CLMB) CEO gets stock award and withholds shares for tax

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Climb Global Solutions, Inc. reported that Chief Executive Officer Dale Richard Foster had two stock transactions involving company common shares. On March 5, 2026, he acquired 15,662 shares in a grant or award at a stated price of $0.00 per share, increasing his direct holdings. On the same date, 5,910 shares were disposed of at $89.34 per share to cover tax obligations at the vesting of restricted stock, as noted in a footnote. After these transactions, he directly owned 84,175 common shares.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Foster Dale Richard

(Last) (First) (Middle)
4 INDUSTRIAL WAY WEST
SUITE 300

(Street)
EATONTOWN NJ 07724

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Climb Global Solutions, Inc. [ CLMB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2026 A 15,662 A $0 90,085 D
Common Stock 03/05/2026 F(1) 5,910 D $89.34 84,175 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld at vesting of restricted stock for purposes of meeting the reporting person's tax obligations.
/s/ Dale Foster 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Climb Global Solutions (CLMB) CEO report in this Form 4?

The CEO reported a stock grant and a related tax-withholding disposition. He received 15,662 Climb Global Solutions common shares as a grant, and 5,910 shares were withheld and disposed of to satisfy tax obligations tied to restricted stock vesting.

How many Climb Global Solutions (CLMB) shares did the CEO acquire?

The CEO acquired 15,662 shares of Climb Global Solutions common stock. The transaction was reported with code A, indicating a grant, award, or other acquisition, at a stated price of $0.00 per share, increasing his directly held share position in the company.

Why were 5,910 Climb Global Solutions (CLMB) shares disposed of?

5,910 shares were disposed of to cover tax obligations at restricted stock vesting. The transaction used code F, with a price of $89.34 per share, and a footnote explains the shares were withheld to meet the reporting person’s tax liabilities.

What is the CEO’s Climb Global Solutions (CLMB) ownership after these transactions?

Following the reported transactions, the CEO directly owns 84,175 shares of Climb Global Solutions common stock. This balance reflects both the 15,662-share grant and the 5,910-share tax-withholding disposition reported for March 5, 2026.

Were the Climb Global Solutions (CLMB) CEO’s disposed shares an open-market sale?

The filing indicates the disposition was for tax withholding, not an open-market sale. Transaction code F and the footnote explain the 5,910 shares were withheld at restricted stock vesting to satisfy the reporting person’s tax obligations.
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