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  4. [Form 4] Calumet, Inc. /DE Insider Trading Activity

Calumet, Inc. (CLMT) director exercises 7,067 RSUs, surrenders 2,827 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Calumet, Inc. director Raymond Paul C reported compensation-related equity activity. On July 9, 2026, he exercised 7,067 Restricted Stock Units, each converting into one share of common stock, and received Calumet, Inc. common stock, par value $0.01 per share. To satisfy tax withholding liabilities upon delivery of the shares and in accordance with Rule 16b-3, he surrendered 2,827 shares back to the issuer. Following these transactions, he directly holds 28,973 shares of Calumet common stock.

Positive

  • None.

Negative

  • None.
Insider Raymond Paul C
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Unit 7,067 $0.00 --
Exercise Common Stock, par value $0.01 per share 7,067 $0.00 --
Tax Withholding Common Stock, par value $0.01 per share 2,827 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock, par value $0.01 per share — 31,800 shares (Direct)
Footnotes (1)
  1. The reporting person elected to surrender 2,827 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3. Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. 100% of the Restricted Stock Units vested on June 2, 2026.
RSUs exercised 7,067 shares Restricted Stock Units converted into Calumet, Inc. common stock on July 9, 2026
Shares surrendered for taxes 2,827 shares Surrendered to satisfy tax withholding liabilities upon delivery of common stock
Shares owned after transactions 28,973 shares Directly held Calumet, Inc. common stock following the July 9, 2026 transactions
Common stock par value $0.01 per share Par value of Calumet, Inc. common stock referenced in the Form 4
Vesting date of RSUs June 2, 2026 100% of the Restricted Stock Units vested on this date
Restricted Stock Unit financial
"Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax withholding liabilities financial
"elected to surrender 2,827 shares ... to satisfy tax withholding liabilities upon delivery"
Rule 16b-3 regulatory
"to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
economic equivalent financial
"Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock"
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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transactions did Calumet, Inc. (CLMT) director Raymond Paul C report?
Raymond Paul C reported exercising 7,067 Restricted Stock Units into Calumet, Inc. common stock and surrendering 2,827 shares to cover tax withholding liabilities in connection with that delivery.

How many Calumet, Inc. (CLMT) shares does Raymond Paul C hold after this Form 4?
After the reported transactions, Raymond Paul C directly holds 28,973 shares of Calumet, Inc. common stock, par value $0.01 per share, as disclosed in the post-transaction ownership table.

Were the Calumet, Inc. (CLMT) Form 4 transactions open-market buys or sells?
The filing shows no open-market purchases or sales. Activity consists of a derivative exercise of 7,067 Restricted Stock Units and a tax-withholding share surrender of 2,827 shares to the issuer.

What do the Restricted Stock Units in the CLMT Form 4 represent?
Each Restricted Stock Unit is described as the economic equivalent of one share of Calumet, Inc. common stock, and 100% of the RSUs vested on June 2, 2026, triggering the share delivery.

How many shares were surrendered for taxes in the Calumet, Inc. (CLMT) Form 4?
The reporting person elected to surrender 2,827 shares of Calumet, Inc. common stock to satisfy tax withholding liabilities upon delivery of stock in accordance with Rule 16b-3.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Raymond Paul C
(Last)(First)(Middle)
1060 N CAPITOL AVE
SUITE 6-401
(Street)
INDIANAPOLIS INDIANA 46204
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Calumet, Inc. /DE [ CLMT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share07/09/2026M7,067A$031,800D
Common Stock, par value $0.01 per share07/09/2026F2,827(1)D$028,973D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)07/09/2026M7,067 (3) (3)Common Stock, par value $0.01 per share7,067$00D
Explanation of Responses:
1. The reporting person elected to surrender 2,827 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3.
2. Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.
3. 100% of the Restricted Stock Units vested on June 2, 2026.
Remarks:
/s/ Connor J. Egan, as attorney-in-fact07/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR