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  4. [Form 4] Clene Inc. Insider Trading Activity

Clene Inc. (CLNN) director granted 3,794 stock options at $4.19 strike price

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clene Inc. director Jonathon Gay received a compensatory grant of 3,794 stock options on August 13, 2026 under the Clene Inc. Amended 2020 Stock Plan. The options have an exercise price of $4.19 per share, vest immediately upon grant, and are exercisable into 3,794 shares of common stock until August 12, 2036. Following this award, Gay holds 3,794 derivative securities directly.

Positive

  • None.

Negative

  • None.
Insider Gay Jonathon
Role Director
Type Security Shares Price Value
Grant/Award stock option F1 3,794 $0.00 $0.00
Holdings After Transaction: stock option — 3,794 shares (Direct)
Footnotes (1)
  1. F1. This option was granted on August 13, 2026 as an option for 3,794 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.19 per share. The options vest immediately upon grant.
Options Granted 3,794 options Stock option grant to director on August 13, 2026
Exercise Price $4.19 per share Exercise price for the 3,794 stock options
Underlying Shares 3,794 shares Common shares underlying the stock options
Expiration Date August 12, 2036 Option expiration for this grant
Post-transaction Derivative Holdings 3,794 options Total derivative securities held directly after the grant
stock option financial
"This option was granted on August 13, 2026 as an option for 3,794 shares"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"at an exercise price of $4.19 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest immediately upon grant financial
"The options vest immediately upon grant"
Amended 2020 Stock Plan financial
"under the Clene Inc. Amended 2020 Stock Plan"

FAQ

What did Clene Inc. (CLNN) director Jonathon Gay report on this Form 4?
Director Jonathon Gay reported receiving a grant of 3,794 stock options for Clene Inc. common stock. The options were granted as compensation under the company’s Amended 2020 Stock Plan and are classified as a derivative acquisition, not an open-market purchase.

What are the key terms of Jonathon Gay’s new Clene Inc. (CLNN) stock options?
The award covers 3,794 stock options with an exercise price of $4.19 per share. The options vest immediately upon grant and are exercisable into 3,794 shares of Clene Inc. common stock until August 12, 2036.

How many Clene Inc. (CLNN) derivative securities does Jonathon Gay hold after this transaction?
After the grant, Jonathon Gay directly holds 3,794 stock options related to Clene Inc. common stock. This figure reflects the total derivative securities reported as held following the transaction in this Form 4 filing.

Was Jonathon Gay’s Clene Inc. (CLNN) option grant made under a trading plan?
The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the footnote describes the grant as a compensation award under the Amended 2020 Stock Plan, not as a transaction executed under a 10b5-1 plan.

When do Jonathon Gay’s Clene Inc. (CLNN) stock options expire?
The options expire on August 12, 2036. According to the footnote, the grant occurred on August 13, 2026, and the options are exercisable into Clene Inc. common stock until that stated expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gay Jonathon
(Last)(First)(Middle)
6550 SOUTH MILLROCK DRIVE
SUITE G50
(Street)
SALT LAKE CITY UTAH 84121
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Clene Inc. [ CLNN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
stock option$4.1908/13/2026A3,794 (1)08/12/2036common stock3,794$03,794D
Explanation of Responses:
1. This option was granted on August 13, 2026 as an option for 3,794 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.19 per share. The options vest immediately upon grant.
/s/ Jerome T. Miraglia POA08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR