Clene investor Ugwumba reports 0% beneficial ownership

Clene Inc. received an amended Schedule 13G filing (Amendment No. 4) from investor Chidozie Ugwumba reporting that he no longer has any beneficial ownership of Clene Inc. common stock.

Rhea-AI Filing Summary

Clene Inc. received an amended Schedule 13G filing (Amendment No. 4) from investor Chidozie Ugwumba reporting that he no longer has any beneficial ownership of Clene Inc. common stock. The filing states that, effective July 17, 2026, management of the investment portfolio of SymBiosis II, LLC, the fund through which he was previously deemed to own shares, was transferred to an unaffiliated third-party manager. As a result, Ugwumba no longer has voting or investment power over the fund’s holdings and now reports 0 shares beneficially owned, representing 0.0% of the class, with no sole or shared voting or dispositive power.

Key Figures

Beneficially owned shares: 0 Percent of class owned: 0.0% Sole voting power: 0 +3 more

6 metrics

Beneficially owned shares 0 Amount beneficially owned after change in fund management

Percent of class owned 0.0% Reported percent of Clene Inc. common stock class

Sole voting power 0 Sole power to vote or direct the vote of shares

Shared voting power 0 Shared power to vote or direct the vote of shares

Effective date of portfolio transfer 07/17/2026 Date management of SymBiosis II, LLC portfolio changed

Signature date 08/11/2026 Date Reporting Person signed the amendment

Key Terms

beneficially own, Sole Voting Power, Shared Dispositive Power, percent of class, +1 more

5 terms

beneficially own financial

"The Reporting Person was deemed to beneficially own the securities"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

Sole Voting Power financial

"5 | Sole Voting Power 0.00 6 | Shared Voting Power 0.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Shared Dispositive Power financial

"8 | Shared Dispositive Power 0.00 9 0.00"

percent of class financial

"(b) | Percent of class: 0.0%"

Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.

Ownership of 5 percent or Less of a Class financial

"Item 5. | Ownership of 5 Percent or Less of a Class."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Schedule 13G/A filing for Clene Inc. (CLNN) disclose about Chidozie Ugwumba?

The filing discloses that Chidozie Ugwumba now reports 0 shares of Clene Inc. common stock beneficially owned, representing 0.0% of the class, following a change in management of SymBiosis II, LLC’s investment portfolio.

Why does Chidozie Ugwumba report 0% ownership of Clene Inc. (CLNN)?

He reports 0.0% ownership because, effective July 17, 2026, management of SymBiosis II, LLC’s portfolio moved to an unaffiliated manager, so he no longer has voting or investment power over the fund’s Clene holdings.

What change occurred on July 17, 2026 affecting CLNN ownership reporting?

On July 17, 2026, management of SymBiosis II, LLC’s investment portfolio was transferred to a different, unaffiliated manager. This removed Chidozie Ugwumba’s voting and investment power over the fund’s Clene Inc. securities.

How much voting and dispositive power over Clene Inc. (CLNN) stock does Ugwumba retain?

He reports 0 sole voting power, 0 shared voting power, 0 sole dispositive power, and 0 shared dispositive power over Clene Inc. common stock, indicating no remaining control over any such shares.

What does “ownership of 5 percent or less of a class” mean in this CLNN filing?

It indicates that the reporting person, Chidozie Ugwumba, now holds 5% or less of Clene Inc.’s common stock. In this case, he specifically reports 0.0% ownership, confirming no beneficial stake in the issuer’s shares.

When was the amended Schedule 13G for Clene Inc. (CLNN) signed by Chidozie Ugwumba?

The amendment was signed by /s/ Chidozie Ugwumba as Reporting Person on August 11, 2026, confirming the updated ownership information, including 0 shares beneficially owned and 0.0% of the class.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 10:28 AM Accepted by SEC EDGAR 08/11/2026 - 10:28 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 4)

Clene Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

G8959N130

(CUSIP Number)

07/17/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): G8959N130

1

Names of Reporting Persons

Ugwumba Chidozie

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

0.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

0.0 %

12

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person: The Reporting Person was deemed to beneficially own the securities previously reported indirectly through SymBiosis II, LLC (the 'Fund') by virtue of the Reporting Person's role as Managing Partner of the Fund and the resulting voting and investment power over the Fund's holdings. Effective July 17, 2026, management of the Fund's investment portfolio was transferred to a different, unaffiliated third party manager, and the Reporting Person ceased to have voting or investment power over the Fund's holdings. Accordingly, the Reporting Person no longer beneficially owns any securities of the Issuer.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Clene Inc.
(b)	Address of issuer's principal executive offices: 6550 SOUTH MILLROCK DRIVE, SUITE G50, SALT LAKE CITY, UTAH, 84121.
Item 2.
(a)	Name of person filing: Chidozie Ugwumba
(b)	Address or principal business office or, if none, residence: c/o SymBiosis Capital Management, LLC 609 SW 8th St., Suite 510, Bentonville, AR 72712
(c)	Citizenship: United States of America
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: G8959N130
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 0
(b)	Percent of class: 0.0%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Ugwumba Chidozie

Signature:	/s/ Chidozie Ugwumba
Name/Title:	Reporting Person
Date:	08/11/2026