CLPS CFO discloses share and option holdings

CLPS Inc Chief Financial Officer Rui Yang reported existing ownership in the company.

Accepted by SEC EDGAR 04/02/2026 - 06:42 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CLPS Inc Chief Financial Officer Rui Yang reported existing ownership in the company. The filing shows direct holdings of 1,118,788 Common Shares and a stock option linked to 4,000 Common Shares with an exercise price of $5.25 per share, expiring on November 20, 2028.

The option vests in four installments beginning on November 20, 2019, indicating a multi-year equity compensation structure rather than a one-time grant. This statement is an initial disclosure of holdings and does not reflect any new share purchases or sales.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider YANG RUI

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Holding	Option	--	--	--
Holding	Common Shares	--	--	--

Holdings: Option — 4,000 contracts (Direct); Common Shares — 1,118,788 shares (Direct)

Footnotes (1)

1. F1. The option vests in 4 installments beginning on 2019/11/20.

Key Figures

Direct Common Shares held: 1,118,788 shares Option underlying shares: 4,000 shares Option exercise price: $5.25 per share +2 more

5 metrics

Direct Common Shares held 1,118,788 shares CFO Rui Yang’s direct holdings as reported

Option underlying shares 4,000 shares Underlying Common Shares for reported option

Option exercise price $5.25 per share Exercise price for the CFO’s option

Option expiration date November 20, 2028 Expiry of the CFO’s option grant

Vesting start date November 20, 2019 Option vests in 4 installments beginning this date

Key Terms

Option, Common Shares, vests

3 terms

Option financial

"The option vests in 4 installments beginning on 2019/11/20."

An option is a financial contract that gives its holder the right, but not the obligation, to buy or sell a stock at a specified price within a set time. Investors use options like a reservation or coupon to lock in a price, protect against losses, or amplify potential gains with a smaller upfront cost than owning the stock outright, making them useful for hedging, income strategies, or speculative bets.

Common Shares financial

"underlying_security_title": "Common Shares""

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

vests financial

"The option vests in 4 installments beginning on 2019/11/20."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the CLPS (CLPS) CFO disclose in this Form 3 filing?

The CLPS CFO, Rui Yang, discloses existing ownership of 1,118,788 Common Shares and an option over 4,000 shares. This is an initial ownership statement, not a report of recent buying or selling activity.

How many CLPS (CLPS) common shares does the CFO hold?

Rui Yang directly holds 1,118,788 Common Shares of CLPS Inc. This figure represents his reported beneficial ownership as of the Form 3 filing date and helps investors understand his equity stake in the company.

What are the key terms of the CLPS (CLPS) CFO’s stock option?

The CFO holds an option tied to 4,000 Common Shares with an exercise price of $5.25 per share, expiring November 20, 2028. The option vests in four installments beginning November 20, 2019, reflecting a time-based vesting schedule.

Does this CLPS (CLPS) Form 3 show any insider buying or selling?

No, the Form 3 records existing holdings, not new transactions. It lists the CFO’s direct ownership of Common Shares and options, serving as an initial disclosure rather than a report of recent market trades.

Why is the CLPS (CLPS) CFO’s equity stake important to investors?

The CFO’s stake of 1,118,788 Common Shares plus options aligns his interests with shareholders. Significant management ownership can indicate commitment to the company’s performance, though this filing itself does not change the business outlook.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

YANG RUI

(Last) (First) (Middle)

FLAT A,8F,BLK5, ROYAL PENINSULA

8 HUNG LAI ROAD,HUNG HOM KLN

(Street)

HONG KONG

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2019

3. Issuer Name and Ticker or Trading Symbol
CLPS Inc [ CLPS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	1,118,788	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option	(1)	11/20/2028	Common Shares	4,000	$5.25	D

Explanation of Responses:

1. The option vests in 4 installments beginning on 2019/11/20.

	/s/ Rui Yang	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)