CLPT files Form 144 to sell 16,000 shares

CLPT reported a Form 144 notice to sell 16,000 shares of Common Stock.

Accepted by SEC EDGAR 05/21/2026 - 04:11 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CLPT reported a Form 144 notice to sell 16,000 shares of Common Stock. The shares are described as restricted stock vesting under a registered plan with a vesting date of 05/16/2025. The filing lists the transaction on NASDAQ and identifies the transaction type as compensation.

Insights

Securities Counsel

Routine Rule 144 notice for vested restricted shares; no material new corporate development.

The filing lists 16,000 shares of Common Stock as restricted stock vesting under a registered plan on 05/16/2025. This is a procedural resale notice under the securities resale framework.

Timing, price, and proceeds recipients are not detailed in the excerpt; subsequent transaction details would appear in broker records or a Form 4 if an open-market sale occurs.

Key Figures

Form type: Form 144 Shares to be sold: 16,000 shares Vesting date: 05/16/2025

3 metrics

Form type Form 144 resale notice for restricted securities

Shares to be sold 16,000 shares Common Stock listed in the filing

Vesting date 05/16/2025 restricted stock vesting under a registered plan

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Filer Information | 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does CLPT's Form 144 filing mean?

It notifies the SEC of an intent to sell 16,000 shares of Common Stock. The filing reports these as restricted shares vesting under a registered plan with a vesting date of 05/16/2025.

Are the 16,000 CLPT shares immediately tradable?

No, the shares are described as restricted stock vesting under a registered plan and show a vesting date of 05/16/2025. Transferability depends on vesting and compliance with resale rules.

Who is the seller in the CLPT Form 144 filing?

The excerpt identifies the transaction type as compensation and lists the issuer role as Issuer. The filing does not name an individual seller in the provided excerpt.

Will CLPT receive proceeds from the reported sale?

The excerpt classifies the securities as linked to compensation. The filing does not state whether proceeds would be paid to the company; proceeds treatment is not detailed in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001808968
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ClearPoint Neuro, Inc.
SEC File Number	001-34822
Address of Issuer	120 S. Sierra Ave Suite Solana Beach CALIFORNIA 92075
Phone	888-287-9109
Name of Person for Whose Account the Securities are To Be Sold	MATTHEW B KLEIN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	16000	185392.00	29990000	05/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/16/2025	Restricted stock vesting under a registered plan	Issuer			16000	05/16/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew Klein
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)