ClearPoint Neuro pays director fees with 319 shares

ClearPoint Neuro, Inc. director Timothy T. Richards received 319 shares of common stock on October 1, 2026, as payment of fees owed under the company’s Seventh Amended and Restated 2013 Incentive Compensation Plan and Non-Employee Director Compensation Plan.

Rhea-AI Filing Summary

ClearPoint Neuro, Inc. director Timothy T. Richards received 319 shares of common stock on October 1, 2026, as payment of fees owed under the company’s Seventh Amended and Restated 2013 Incentive Compensation Plan and Non-Employee Director Compensation Plan. The shares were issued at the common stock’s September 30, 2026 closing price of $12.21 per share. His reported direct holdings following the issuance were 87,863 shares.

Insider Trade Summary

Grant/Award: 319 shares

Grant/Award 1 txn

Insider Richards Timothy T.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	319	$12.21	$4K

Holdings After Transaction: Common Stock — 87,863 shares (Direct)

Footnotes (1)

1. F1. These shares were issued pursuant to the issuer's Seventh Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at September 30, 2026.

Key Figures

Shares issued: 319 shares Closing price: $12.21 per share Direct holdings after issuance: 87,863 shares

3 metrics

Shares issued 319 shares Issued October 1, 2026, in payment of fees owed

Closing price $12.21 per share Common stock closing price on September 30, 2026

Direct holdings after issuance 87,863 shares Timothy T. Richards’s reported holdings following the issuance

Key Terms

Seventh Amended and Restated 2013 Incentive Compensation Plan, Non-Employee Director Compensation Plan, closing price

3 terms

Seventh Amended and Restated 2013 Incentive Compensation Plan financial

"pursuant to the issuer's Seventh Amended and Restated 2013 Incentive Compensation Plan"

Non-Employee Director Compensation Plan financial

"under the issuer's Non-Employee Director Compensation Plan"

closing price market

"at the closing price of the issuer's common stock"

FAQ

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How many shares did CLPT director Timothy T. Richards receive?

Timothy T. Richards, a director, received 319 shares on October 1, 2026, as payment of fees owed under the issuer’s compensation plans. The shares were issued at the September 30, 2026 closing price of $12.21 per share, and his reported direct holdings after issuance were 87,863 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:31 PM Accepted by SEC EDGAR 10/02/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Richards Timothy T.

(Last) (First) (Middle)

C/O CLEARPOINT NEURO, INC.

120 S. SIERRA AVE., SUITE 100

(Street)

SOLANA BEACH CALIFORNIA 92075

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ClearPoint Neuro, Inc. [ CLPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		A		319	A	$12.21(1)	87,863	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued pursuant to the issuer's Seventh Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at the closing price of the issuer's common stock at September 30, 2026.

	/s/ Danilo D'Alessandro, by Power of Attorney for Timothy T. Richards	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)