STOCK TITAN

Cellectar Biosciences (CLRB) investor discloses 9.99% stake via stock and warrants

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

StemPoint Capital LP, StemPoint Capital Management GP LLC, and Michelle Ross report beneficial ownership of Cellectar Biosciences common stock. They may be deemed to beneficially own 845,740 shares of common stock, including shares issuable upon exercise of pre-funded warrants, representing 9.99% of the class.

The position consists of 354,938 shares of common stock and 490,802 shares issuable upon exercise of pre-funded warrants that are subject to a 9.99% Beneficial Ownership Limitation. Ownership is reported as shared voting power over 779,976 shares and shared dispositive power over 845,740 shares, based on 7,975,069 shares outstanding as of June 2, 2026 plus the exercisable warrant shares.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 845,740 shares Shares of Cellectar common stock the reporting persons may be deemed to beneficially own
Ownership percentage 9.99% Percent of Cellectar common stock class beneficially owned by the reporting persons
Outstanding shares baseline 7,975,069 shares Cellectar common shares reported issued and outstanding as of June 2, 2026
Shares via pre-funded warrants 490,802 shares Cellectar shares that may be acquired upon exercise of pre-funded warrants
Excluded warrant shares 421,273 shares Additional warrant shares excluded due to the 9.99% Beneficial Ownership Limitation
Shared voting power 779,976 shares Cellectar shares over which the reporting persons have shared voting power
Shared dispositive power 845,740 shares Cellectar shares over which the reporting persons have shared dispositive power
Beneficial Ownership Limitation 9.99% Ownership cap applied to the pre-funded warrants held by the reporting persons
Pre-Funded Warrants financial
"490,802 shares of Common Stock through the exercise of a pre-funded warrant"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
Beneficial Ownership Limitation financial
"The Pre-Funded Warrants are subject to a beneficial ownership limitation of 9.99%"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
beneficial owner financial
"Each Reporting Person may be deemed to be the beneficial owner of 845,740 shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
shared dispositive power financial
"Shared dispositive power 845,740. Comment: Shared dispositive power includes 490,802 Warrants"
Rule 13d-3(d)(1)(i) regulatory
"added to the shares outstanding in accordance with Rule 13d-3(d)(1)(i) under the Act"

FAQ

What stake in Cellectar Biosciences (CLRB) do the reporting persons disclose?

The reporting persons disclose beneficial ownership of 845,740 shares of Cellectar Biosciences common stock, representing 9.99% of the class, including shares issuable upon exercise of pre-funded warrants subject to a Beneficial Ownership Limitation.

How many Cellectar Biosciences (CLRB) shares are held as common stock versus warrants?

The position includes 354,938 shares of Cellectar Biosciences common stock and 490,802 shares that may be acquired upon exercise of pre-funded warrants, all counted within the reported 845,740 beneficially owned shares.

What is the Beneficial Ownership Limitation affecting CLRB pre-funded warrants?

The pre-funded warrants held by the reporting persons are subject to a 9.99% Beneficial Ownership Limitation, which caps how many underlying shares can be counted as beneficially owned at any time under Rule 13d-3(d)(1)(i).

On what outstanding share count is the 9.99% CLRB ownership based?

The 9.99% beneficial ownership is calculated from 7,975,069 shares of Cellectar Biosciences common stock reported as outstanding as of June 2, 2026, plus 490,802 warrant shares deemed beneficially owned.

How much voting and dispositive power over CLRB shares is reported?

The reporting persons state they have shared voting power over 779,976 shares and shared dispositive power over 845,740 shares of Cellectar Biosciences, including the shares underlying the pre-funded warrants.

Are additional CLRB warrant shares excluded from the ownership calculation?

Yes. The disclosure notes that 421,273 additional shares underlying the pre-funded warrants are excluded from the beneficial ownership calculation because of the 9.99% Beneficial Ownership Limitation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates





15117F880

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G




Comment for Type of Reporting Person: StemPoint Capital Management GP LLC is a limited liability company.


SCHEDULE 13G





SCHEDULE 13G



StemPoint Capital LP
Signature:/s/ Sean C. Tan
Name/Title:Sean C. Tan, Authorized Signatory
Date:08/14/2026
StemPoint Capital Management GP LLC
Signature:/s/ Sean C. Tan
Name/Title:Sean C. Tan, Authorized Signatory
Date:08/14/2026
Michelle Ross
Signature:/s/ Michelle Ross
Name/Title:Michelle Ross
Date:08/14/2026
Exhibit Information

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)