STOCK TITAN

Cleanspark (CLSK) director adds stock via 31,220 RSU grant and vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CLEANSPARK, INC. director Larry McNeill reported equity compensation activity involving restricted stock units (RSUs) and common stock. On March 9, 2026, he received a grant of 31,220 RSUs, each representing one share of common stock, with vesting in equal quarterly installments through March 31, 2027.

On March 31, 2026, 7,353 RSUs vested and were exercised into 7,353 shares of common stock at an exercise price of $0.00 per share. After these transactions, he directly holds 303,473 shares of common stock, 7,353 RSUs and 500,000 shares of Series A Preferred, all reported as direct ownership.

Positive

  • None.

Negative

  • None.
Insider McNeill Larry
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 7,353 $0.00 --
Exercise Common Stock 7,353 $0.00 --
Grant/Award Restricted Stock Units 31,220 $0.00 --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
holding Series A Preferred -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 303,473 shares (Direct); Series A Preferred — 500,000 shares (Direct)
Footnotes (1)
  1. These RSUs vested on March 31, 2026. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
RSU grant 31,220 RSUs Granted March 9, 2026 to director Larry McNeill
RSUs vested and exercised 7,353 RSUs / 7,353 shares Vested and converted on March 31, 2026 at $0.00
Common shares held 303,473 shares Direct common stock holdings after March 31, 2026 transactions
Series A Preferred held 500,000 shares Direct Series A Preferred holdings as reported
Outstanding RSUs position 7,353 RSUs Remaining derivative position in RSUs reported as direct ownership
Exercise price $0.00 per share Conversion of 7,353 RSUs into common stock on March 31, 2026
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Series A Preferred financial
"security_title: "Series A Preferred""
Series A preferred is an early round of equity that gives certain investors a special class of shares with priority rights over common shareholders, such as first claim on assets or dividends and often the option to convert into common stock later. Think of it like a VIP ticket at a concert that guarantees earlier entry and some extra perks; for investors it reduces risk, defines ownership stakes, and affects control and potential returns in future sales or public offerings.
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNeill Larry

(Last)(First)(Middle)
10624 S. EASTERN AVE.
SUITE A-638

(Street)
HENDERSON NEVADA 89052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CLEANSPARK, INC. [ CLSK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock296,120D
Common Stock03/31/2026M7,353A$0303,473D
Series A Preferred500,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0 (1) (1)Common Stock7,3537,353D
Restricted Stock Units$003/31/2026M7,35303/31/2026 (1)Common Stock7,353$00D
Restricted Stock Units$003/09/2026A31,220 (2) (2)Common Stock31,220$031,220D
Explanation of Responses:
1. These RSUs vested on March 31, 2026.
2. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
/s/ Larry McNeill04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity award did CLEANSPARK (CLSK) director Larry McNeill receive?

Larry McNeill received a grant of 31,220 restricted stock units (RSUs) on March 9, 2026. Each RSU represents one share of common stock, providing additional equity-based compensation tied to future vesting dates through March 31, 2027.

How do Larry McNeill’s new RSUs in CLEANSPARK (CLSK) vest over time?

The 31,220 RSUs granted on March 9, 2026 vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, spreading the compensation over four scheduled vesting dates.

What RSUs vested and were converted to CLEANSPARK (CLSK) common stock?

On March 31, 2026, 7,353 RSUs vested and were exercised into 7,353 shares of CLEANSPARK common stock at an exercise price of $0.00 per share, increasing Larry McNeill’s directly held common stock position.

How many CLEANSPARK (CLSK) common shares does Larry McNeill hold after these transactions?

Following the March 31, 2026 RSU vesting and conversion, Larry McNeill directly holds 303,473 shares of CLEANSPARK common stock. This figure reflects his position after the 7,353 newly issued shares from vested RSUs were added to his existing holdings.

What preferred stock holdings does Larry McNeill report in CLEANSPARK (CLSK)?

Larry McNeill reports direct ownership of 500,000 shares of Series A Preferred stock in CLEANSPARK. This preferred position is disclosed separately from his common stock and RSU holdings within the same insider ownership report.

Does Larry McNeill still hold any unvested or outstanding RSUs in CLEANSPARK (CLSK)?

Yes. After the March 31, 2026 vesting and exercise, the filing shows an outstanding derivative position of 7,353 RSUs tied to CLEANSPARK common stock, in addition to the larger RSU grant scheduled to vest quarterly.