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Cleanspark (CLSK) director Cavaleri exercises RSUs and receives 31,220-unit grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CLEANSPARK, INC. director Amanda Cavaleri reported equity compensation activity. On March 31, 2026, 7,353 restricted stock units vested and were exercised into 7,353 shares of common stock at an exercise price of $0.00 per share. On March 9, 2026, she received a grant of 31,220 restricted stock units that vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027. Following these transactions, she directly owns 121,995 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Cavaleri Amanda
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 7,353 $0.00 --
Exercise Common Stock 7,353 $0.00 --
Grant/Award Restricted Stock Units 31,220 $0.00 --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 121,995 shares (Direct)
Footnotes (1)
  1. These RSUs vested on March 31, 2026. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
RSUs exercised 7,353 units Vested and exercised into common stock on March 31, 2026
Exercise price $0.00 per share RSUs converted to common stock on March 31, 2026
RSU grant size 31,220 units Restricted stock units granted on March 9, 2026
Common shares owned 121,995 shares Direct holdings after March 31, 2026 transactions
RSU vesting dates June 30, 2026–March 31, 2027 Equal quarterly vesting of 31,220-unit RSU grant
Restricted Stock Units financial
"The security title for several transactions is listed as "Restricted Stock Units"."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Transaction code M is described as "Exercise or conversion of derivative security"."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
exercise or conversion financial
"Transaction action for code M is "derivative exercise/conversion"."
grant, award, or other acquisition financial
"Transaction code A is described as "Grant, award, or other acquisition"."
total shares following transaction financial
"Each row lists "total_shares_following_transaction" such as 121,995.0000."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cavaleri Amanda
(Last)(First)(Middle)
10624 S. EASTERN AVE.
SUITE A-638
(Street)
HENDERSON NEVADA 89052
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CLEANSPARK, INC. [ CLSK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock114,642D
Common Stock03/31/2026M7,353A$0121,995D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0 (1) (1)Common Stock7,3537,353D
Restricted Stock Units$003/31/2026M7,35303/31/2026 (1)Common Stock7,353$00D
Restricted Stock Units$003/09/2026A31,220 (2) (2)Common Stock31,220$031,220D
Explanation of Responses:
1. These RSUs vested on March 31, 2026.
2. These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
/s/ Amanda Cavaleri04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did CLEANSPARK (CLSK) director Amanda Cavaleri report?

Amanda Cavaleri reported equity compensation transactions, including vesting and exercise of 7,353 restricted stock units into common shares and a new grant of 31,220 restricted stock units. These are non-cash awards that increase her equity exposure to CLEANSPARK through stock-based compensation.

How many CLEANSPARK (CLSK) shares does Amanda Cavaleri hold after these Form 4 transactions?

After the reported transactions, Amanda Cavaleri directly owns 121,995 shares of CLEANSPARK common stock. This figure reflects her direct holdings following the March 31, 2026 vesting and exercise event, as shown in the Form 4 transaction table totals.

What restricted stock unit grant did Amanda Cavaleri receive from CLEANSPARK (CLSK)?

On March 9, 2026, Amanda Cavaleri received a grant of 31,220 restricted stock units tied to CLEANSPARK common stock. These RSUs are a form of stock-based compensation that convert into shares over time as they vest according to the disclosed schedule.

When do Amanda Cavaleri’s CLEANSPARK (CLSK) restricted stock units vest?

The 31,220 restricted stock units granted on March 9, 2026 vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027. This schedule gradually delivers shares over four specified vesting dates.

What happened to the 7,353 CLEANSPARK (CLSK) restricted stock units on March 31, 2026?

On March 31, 2026, 7,353 restricted stock units vested and were exercised into 7,353 shares of CLEANSPARK common stock at an exercise price of $0.00 per share, converting a derivative award into directly held common shares.

Are Amanda Cavaleri’s CLEANSPARK (CLSK) Form 4 transactions open-market buys or sales?

The reported transactions are not open-market buys or sales. They consist of an RSU grant and an exercise of vested restricted stock units at $0.00 per share, reflecting routine stock-based compensation rather than discretionary market trading.