[144] CleanSpark, Inc. Warrant SEC Filing

Rhea-AI Filing Summary

Form 144 notice for CleanSpark, Inc. (CLSKW): The filer notified an intended sale of 9,010 shares of Common Stock through Siebert Financial Corp. on NASDAQ with an aggregate market value of $86,175.24 and the issuer's outstanding shares listed as 282,724,862. The filing records the securities were acquired by vesting of RSUs on 08/13/2025 from CleanSpark, Inc., with the filer indicating an approximate sale date of 08/14/2025. The document also discloses a prior sale by S. Matthew Schultz of 9,010 shares on 05/15/2025 for gross proceeds of $82,944. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer.

Positive

• Complete transaction disclosure including broker, share count, aggregate market value, and exchange (NASDAQ).
• Prior sale disclosed (05/15/2025: 9,010 shares for $82,944), improving transparency about recent insider activity.
• Acquisition method stated (vesting of RSUs), which clarifies the source of the securities.

Negative

• Apparent date sequencing inconsistency: acquisition date listed as 08/13/2025 while a prior sale by the filer is recorded on 05/15/2025, which may reflect a clerical error.
• No filer identity/CIC/complete contact details provided in the visible tables, limiting traceability within the document excerpt.

Insights

Securities Analyst

Routine insider sale notice; provides standard transaction details but contains date sequencing to review.

The Form 144 discloses an intended sale of 9,010 CleanSpark common shares via a named broker with market value and outstanding share count. It also records a prior sale of the same quantity on 05/15/2025 for $82,944. The filing properly identifies acquisition as RSU vesting and includes the statutory representation regarding material nonpublic information. Investors should note the filing is a notification under Rule 144 rather than an earnings or corporate operational disclosure; its informational value is limited to transfer/sale mechanics and timing.

Corporate Governance Expert

Disclosure meets Rule 144 mechanics; the filing flags a chronological inconsistency that may merit clerical review.

The document supplies broker details, share counts, estimated market value, and prior sale information, satisfying typical insider sale disclosure requirements. However, the acquisition date for the RSUs is shown as 08/13/2025 while a prior sale by the same individual is listed as 05/15/2025, which is an apparent sequencing inconsistency within the filing. This is a factual discrepancy in the form that should be clarified by the filer or broker to ensure record accuracy.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Siebert Financial Corp. 535 Fifth Avenue, 4th Floor New York NY 10017	9010	86175.24	282724862	08/14/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/13/2025	Vesting of RSUs	CleanSpark, Inc.			9010	08/13/2025	N/A - Vesting of RSUs

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
S. Matthew Schultz 10624 S. Eastern Ave. Suite A-638 Henderson NV 89052	Common Stock	05/15/2025	9010	82944

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for CleanSpark (CLSKW) disclose about the planned sale?

The Form 144 notifies an intended sale of 9,010 shares of CleanSpark common stock on NASDAQ with an aggregate market value of $86,175.24 and an approximate sale date of 08/14/2025.

Who is the broker handling the proposed sale in the CleanSpark Form 144?

The filing lists Siebert Financial Corp., 535 Fifth Avenue, 4th Floor, New York, NY as the broker for the transaction.

When and how were the shares to be sold acquired according to the filing?

The shares are reported as acquired by vesting of RSUs from CleanSpark, Inc., with an acquisition date shown as 08/13/2025 in the filing.

Does the Form 144 show any recent insider sales by the filer?

Yes. The filing records a prior sale by S. Matthew Schultz on 05/15/2025 of 9,010 shares for gross proceeds of $82,944.

Is there any inconsistency in the Form 144 details for CLSKW?

The filing shows an acquisition date of 08/13/2025 for the RSUs but also reports a prior sale on 05/15/2025, creating an apparent chronological inconsistency that the filer may need to clarify.