[144] CleanSpark, Inc. Warrant SEC Filing

Rhea-AI Filing Summary

Form 144 notice for CleanSpark, Inc. (CLSKW) shows a proposed brokered sale of 40,197 shares of Common Stock on 09/10/2025 on NASDAQ with an aggregate market value of $368,606.49. The shares were acquired by vesting of RSUs on 09/09/2025 from CleanSpark, Inc.; the filing lists prior open-market sales by the same person totaling 1,192 shares on 08/14/2025 for gross proceeds of $11,400.76. The filer represents there is no undisclosed material adverse information and signs the notice under penalty of law.

Positive

• Full disclosure of acquisition details including date (09/09/2025) and nature (RSU vesting)
• Broker and execution details provided (Siebert Financial Corp., NASDAQ execution planned)
• Prior sales disclosed for transparency (1,192 shares sold on 08/14/2025 for $11,400.76)

Negative

• Insider sale proposed: 40,197 shares valued at $368,606.49 will be sold, increasing available shares in the market

Insights

Securities Analyst

TL;DR: Routine insider sale notice; quantifiable but not necessarily material to company fundamentals.

The Form 144 documents a proposed sale of 40,197 vested shares valued at $368,606.49 to be executed via Siebert Financial on NASDAQ. The shares were acquired by RSU vesting one day prior, which indicates compensation-related disposition rather than an unrelated third-party transfer. The filing also discloses a prior small open-market sale of 1,192 shares on 08/14/2025 for $11,400.76. As a disclosure, it notifies the market of potential share supply from an insider; it does not provide performance metrics or forward guidance.

Compliance Officer

TL;DR: Filing appears complete for Rule 144 notice and includes required acquisition and sale details.

The notice includes the acquisition date, nature of acquisition (vesting of RSUs), broker name and address, intended sale date, share counts, aggregate market value, and prior 3-month sales, satisfying core Form 144 disclosure elements. The signer affirms no undisclosed material adverse information, and the document includes the mandatory legal warning about intentional misstatements. No missing mandatory fields are evident from the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Siebert Financial Corp. 535 Fifth Avenue, 4th Floor New York NY 10017	40197	368606.49	282724862	09/10/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/09/2025	Vesting of RSUs	CleanSpark, Inc.			90250	09/09/2025	N/A - Vesting of RSUs

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Scott Eugene Garrison 10624 S. Eastern Ave. Suite A-638 Henderson NV 89052	Common Stock	08/14/2025	1192	11400.76

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for CLSKW disclose?

It discloses a proposed sale of 40,197 Common Stock shares to be executed on 09/10/2025 via Siebert Financial, valued at $368,606.49.

How were the securities acquired according to the filing?

The shares were acquired by RSU vesting on 09/09/2025 from CleanSpark, Inc., totaling 90,250 shares acquired on that date as listed in the acquisition table.

Were there any sales by the filer in the prior three months?

Yes: Scott Eugene Garrison sold 1,192 shares on 08/14/2025 for gross proceeds of $11,400.76.

Which broker is named to execute the sale?

Siebert Financial Corp. at 535 Fifth Avenue, 4th Floor, New York, NY, is listed as the broker.

On which exchange will the proposed sale occur?

NASDAQ is named as the securities exchange for the proposed sale on 09/10/2025.