Welcome to our dedicated page for CleanSpark SEC filings (Ticker: CLSKW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for CleanSpark, Inc. (CLSKW) provides access to regulatory documents that describe the company’s redeemable warrants, capital structure, financing arrangements, and governance decisions. CLSKW refers to redeemable warrants listed on The Nasdaq Stock Market LLC, each exercisable for 0.069593885 shares of CleanSpark common stock at an exercise price of $165.24 per whole share. Form 8-K filings detail how these warrants were originally issued by GRIID Infrastructure, Inc., converted into CleanSpark warrants in connection with the GRIID acquisition, and adjusted to reflect a specific merger exchange ratio.
Current reports on Form 8-K are particularly important for understanding material events affecting CLSKW. These filings explain warrant terms, address issues such as the warrant calculation error that contributed to a Nasdaq trading halt, and clarify that the halt was not related to CleanSpark’s underlying business, operations, SEC filings, financial statements, or securities beyond the warrant documentation. They also document leadership changes, executive employment agreements, and compensation structures that include cash, restricted stock units (RSUs), and Bitcoin-based payments.
Filings also highlight financing arrangements that are central to CleanSpark’s Bitcoin mining operations. A Form 8-K describes the Coinbase Master Loan Agreement and subsequent side letter, under which Coinbase may extend digital asset or cash loans to CleanSpark with an aggregate lending capacity of up to $300 million. The filing outlines how loans are documented, how interest (loan fee rate) is determined, and how collateral—such as U.S. dollars, USDC, Bitcoin, or Ether—is managed with margin and mark-to-market provisions. These disclosures help investors understand CleanSpark’s use of secured lending backed by digital assets.
On Stock Titan, SEC filings for CLSKW and related CleanSpark securities are updated in near real time from EDGAR. AI-powered summaries explain the key points of lengthy documents, such as 8-Ks describing warrant adjustments, credit facilities, or executive compensation changes. Users can quickly see how new agreements, collateral requirements, or governance decisions may affect CleanSpark’s capital structure and risk profile without reading every page of the original filing.
For investors researching warrants, insider arrangements, and executive pay, this page surfaces the relevant exhibits and sections within each filing. While traditional filings can be dense, AI-generated highlights focus on items like warrant exercise terms, changes to lending capacity, margin obligations, severance provisions, and vesting schedules for RSUs and Bitcoin-based compensation. This allows users to compare events across multiple filings and build a clearer picture of how CleanSpark manages its Bitcoin mining-focused business within the capital markets framework.
CleanSpark, Inc. realigned its leadership team and overhauled executive compensation. Effective September 4, 2025, the Board named CFO Gary Vecchiarelli as President while he remains CFO, moved former COO Scott Garrison to Executive Vice President & Chief Development Officer, and added the COO title to CTO Taylor Monnig.
The company entered new employment agreements with CEO S. Matthew Schultz and four other senior executives, setting higher base salaries, large bonus opportunities, time-based RSU grants and severance protections. Schultz’s package includes a $950,000 base salary, an annual bonus target up to 200% of salary, 627,753 RSUs vesting over three years, and 1.2 bitcoin per month, while the other executives receive pro rata monthly bitcoin from a 1.247 bitcoin pool.
The Board also granted substantial performance and retention RSUs, including 1,729,000 Performance RSUs and 1,729,000 Retention RSUs for Schultz, with vesting tied to near-term dates and multi‑year service. In setting pay, the Board cited strong 2025 growth, the GRIID Infrastructure acquisition, a $650 million 0% convertible notes offering, an upsized Coinbase credit line, and reaching 50 EH/s of self-operating hash.
Thomas L. Wood, a director of CleanSpark, Inc. (CLSK), reported multiple changes in his beneficial ownership on Form 4. The filing shows a disposition of 109,671 shares of Common Stock and an acquisition of 8,532 shares through restricted stock units (RSUs) on 08/13/2025 at a reported price of $0, reflecting vesting rather than a cash purchase. After these transactions, Mr. Wood beneficially owns 118,203 shares directly, and 60,196 shares indirectly through his spouse. The RSUs vest 50% on August 13, 2025 and 50% on December 3, 2025; 17,065 RSU-derived shares are shown in Table II and 8,532 RSUs are noted as acquired on 08/13/2025. The form is signed 08/14/2025.
Amanda Cavaleri, a director of CleanSpark, Inc. (CLSK), reported changes in her beneficial ownership on a Form 4 filed in connection with transactions dated 08/13/2025. The filing shows a disposition of 123,224 shares of Common Stock and an acquisition coded M of 8,532 shares at a $0 price (reflecting RSU settlement). After the reported transactions, the filing shows 131,756 shares of Common Stock beneficially owned.
The filing also reports restricted stock units (RSUs) totaling 17,065 RSUs, with a note that those RSUs vest 50% on August 13, 2025 and 50% on December 3, 2025. A subset of 8,532 RSUs is shown as acquired/settled on 08/13/2025. The form is signed and dated 08/14/2025.
Larry McNeill, a director of CleanSpark, Inc. (CLSK), reported transactions dated 08/13/2025. The filing shows a disposal of 271,702 shares of Common Stock and a disposal of 500,000 shares of Series A Preferred. On the same date, 8,532 Common Stock were acquired under a plan (listed with transaction code M) at a price of $0, reflecting issuance from restricted stock units. Table II clarifies restricted stock units underlying 17,065 and 8,532 shares, with the 17,065 RSUs vesting in two tranches: 50% on 08/13/2025 and 50% on 12/03/2025. The form is signed by Larry McNeill on 08/14/2025.
Roger P. Beynon, a director of CleanSpark, Inc. (CLSK), reported changes in beneficial ownership on Form 4. The filing shows a disposal of 108,446 shares of common stock and an acquisition event on 08/13/2025 where 8,532 shares were acquired at $0 (recorded as vested restricted stock units). After the reported transactions, the filing indicates beneficial ownership figures totaling 116,978 shares of common stock and derivative holdings tied to 17,065 RSUs and an additional 8,532 RSUs that vested on 08/13/2025. The RSUs vesting schedule disclosed states these RSUs vest 50% on 08/13/2025 and 50% on 12/03/2025. The filer signed the Form 4 on 08/14/2025.
Taylor Monnig, Chief Technology Officer of CleanSpark, Inc. (ticker: CLSK), reported a series of equity transactions on Form 4. The filing shows a sale of 128,989 shares of Common Stock (disposed) and a subsequent reported sale of 211 shares on 08/14/2025 at a weighted average price of $9.5644. The filing also records transfers and vesting activity of restricted stock units (RSUs): 66,700 RSUs and 5,353 RSUs held as derivative securities, plus an RSU vesting event of 535 shares with multiple future vesting installments. The RSU schedules include 50% vesting for one award on 09/30/2025 and 09/30/2026, and a series of installment vesting dates through 12/03/2027. The reporting person beneficially owned approximately 129,313 shares following the reported transactions.
Scott E. Garrison, Chief Operating Officer and Director of CleanSpark, Inc. (CLSK), filed a Form 4 reporting equity changes on August 13-14, 2025. The filing shows a deemed acquisition on 08/13/2025 of 2,677 common shares at $0 (transaction code M) and a sale on 08/14/2025 of 1,192 common shares at a weighted-average price of $9.5644. The form also reports outstanding derivative and restricted equity: employee stock options covering 20,139 and 45,000 underlying shares (exercise prices $6 and $15.69) and multiple restricted stock unit grants totaling reported awards of 66,700, 26,767, and an additional 2,677 RSU tranche with specified vesting schedules. The filer provided a footnote clarifying the weighted-average sale price range and vesting dates for RSUs.
Gary A. Vecchiarelli, Chief Financial Officer of CleanSpark, Inc. (CLSK), reported multiple changes in beneficial ownership on Form 4. The filing shows large dispositions of common stock, including a line listing 508,306 shares disposed, and a later sale on 08/14/2025 of 632 shares at a weighted-average price of $9.5644. The report also documents restricted stock units (RSUs): 40,000 RSUs and 16,060 RSUs held, and 1,606 RSUs vested on 08/13/2025. Following the reported transactions, the filing shows the reporting person beneficially owned 509,280 shares.
S. Matthew Schultz, Executive Chairman and Director of CleanSpark, Inc. (CLSK), reported multiple transactions on Form 4 dated August 13-14, 2025. The filing shows a sale of 1,830,753 shares previously held (listed as disposed), an acquisition of 20,525 shares on August 13, 2025 at $0 (reported as transaction code M), and a sale of 9,010 shares on August 14, 2025 at a weighted average price of $9.5644. The report also discloses disposal of 500,000 Series A preferred shares and indirect holdings: 480,000 shares held by the S M Schultz Irrevocable Trust and 40,996 shares held by spouse. Additionally, the filing moves multiple restricted stock units (RSUs) into the derivative table and lists RSU vesting schedules, including RSUs vesting September 12, 2025 and installments through December 3, 2027.
Form 144 notice for CleanSpark, Inc. (CLSKW): The filer reports a proposed sale of 211 shares of common stock, with an aggregate market value of $2,018.09, scheduled approximately for 08/14/2025 on NASDAQ. The shares were acquired on 08/13/2025 by vesting of RSUs from CleanSpark, Inc. The filing also discloses that the filer sold 239 shares on 05/15/2025 for gross proceeds of $2,200. The issuer has 282,724,862 shares outstanding as stated in the form.