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Clarivate (CLVT) CFO has shares withheld to cover RSU tax bill

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate plc Executive Vice President and CFO Jonathan Mark Collins reported a tax-withholding disposition of ordinary shares tied to equity compensation. On the vesting of restricted share units, 41,640 ordinary shares were withheld on March 1, 2026 at $2.30 per share to cover tax obligations, coded as a tax-liability payment rather than an open-market sale. After this non-market transaction, his directly held stake was 753,584 ordinary shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collins Jonathan Mark

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President/CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/01/2026 F 41,640(1) D $2.3 753,584 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Clarivate (CLVT) report for CFO Jonathan Mark Collins?

Clarivate reported that CFO Jonathan Mark Collins had 41,640 ordinary shares withheld to cover taxes on vesting restricted share units. The shares were valued at $2.30 each and treated as a tax-liability payment rather than an open-market sale.

Was the Clarivate (CLVT) CFO’s Form 4 transaction an open-market share sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. Shares were automatically withheld upon vesting of restricted share units to pay taxes, coded as a tax-liability payment under transaction code F.

How many Clarivate (CLVT) shares were withheld for the CFO’s tax obligations?

A total of 41,640 ordinary shares were withheld to satisfy tax liabilities when restricted share units vested. The transaction price recorded was $2.30 per share, reflecting a non-market, administrative settlement of taxes rather than a discretionary trade.

What is Jonathan Mark Collins’ Clarivate (CLVT) shareholding after the reported Form 4 transaction?

After the tax-withholding disposition, Jonathan Mark Collins directly held 753,584 ordinary shares of Clarivate. This figure reflects his remaining stake following the automatic share withholding tied to restricted share unit vesting and related tax payment.

What does transaction code F mean in the Clarivate (CLVT) CFO Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this case, it reflects shares withheld upon vesting of restricted share units to cover taxes, rather than an ordinary open-market purchase or sale.
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