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Clarivate (NYSE: CLVT) director reports 62,264-share award and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate plc director Saurabh Saha reported routine equity compensation and related tax withholding. On an award date, he acquired 62,264 ordinary shares at no cost as an annual non-employee director grant of restricted share units under the Clarivate Plc Amended and Restated 2019 Incentive Award Plan, bringing his direct holdings to 170,601 shares. A separate transaction shows 8,178 shares were withheld at $2.44 per share to cover tax obligations, a non-market disposition that reduced his direct holdings to 108,337 shares at that time.

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Insider SAHA SAURABH
Role null
Type Security Shares Price Value
Grant/Award Ordinary Shares 62,264 $0.00 --
Tax Withholding Ordinary Shares 8,178 $2.44 $20K
Holdings After Transaction: Ordinary Shares — 170,601 shares (Direct, null)
Footnotes (1)
  1. Represents shares withheld for taxes. Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan.
Equity award 62,264 shares Annual non-employee director award of restricted share units
Tax withholding shares 8,178 shares Shares withheld for taxes on equity compensation
Tax withholding price $2.44 per share Value used for tax-withholding disposition
Holdings after award 170,601 shares Direct Clarivate ordinary share holdings after grant
Holdings after tax withholding 108,337 shares Direct holdings after earlier tax-withholding disposition
restricted share units financial
"Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
non-employee director award financial
"Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan."
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Amended and Restated 2019 Incentive Award Plan financial
"granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SAHA SAURABH

(Last)(First)(Middle)
C/O CLARIVATE PLC
70 ST MARY AXE

(Street)
LONDONEC3A 8BE

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares05/13/2026F8,178(1)D$2.44108,337D
Ordinary Shares05/14/2026A62,264(2)A$0170,601D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for taxes.
2. Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan.
Remarks:
/s/ John Doulamis, Attorney-in-Fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Clarivate (CLVT) director Saurabh Saha report?

Director Saurabh Saha reported receiving 62,264 ordinary shares as an annual non-employee director equity award and a separate withholding of 8,178 shares to cover tax obligations, both involving Clarivate ordinary shares held directly.

How many Clarivate (CLVT) shares did Saurabh Saha receive in his latest award?

Saurabh Saha received 62,264 Clarivate ordinary shares at no cost as an annual non-employee director award of restricted share units granted under the Clarivate Plc Amended and Restated 2019 Incentive Award Plan.

Why were 8,178 Clarivate (CLVT) shares disposed of in Saurabh Saha’s Form 4?

The 8,178 Clarivate ordinary shares were withheld to satisfy tax obligations, at a price of $2.44 per share. This is a tax-withholding disposition, not an open-market sale, and is tied to equity compensation events.

What are Saurabh Saha’s Clarivate (CLVT) holdings after the reported transactions?

After the equity award grant, Saurabh Saha directly held 170,601 Clarivate ordinary shares. Following the earlier tax-withholding transaction, his direct holdings were 108,337 shares at that time, reflecting routine adjustments related to compensation and taxes.

Is Saurabh Saha’s Clarivate (CLVT) Form 4 transaction a market purchase or sale?

The Form 4 shows a grant of 62,264 shares at no cost as compensation and a withholding of 8,178 shares for taxes at $2.44 each. These are compensation and tax events, not discretionary open-market purchases or sales.