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Clarivate (CLVT) director takes $28,750 retainer in shares, withholds stock for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CLARIVATE PLC director Jane L Okun Bomba received a quarterly equity award and had shares withheld for taxes. She was granted 13,310 Ordinary Shares at a reference price of $2.16, in lieu of a $28,750 cash retainer for Board service under the Clarivate Plc Amended and Restated 2019 Incentive Award Plan.

On the same date, 386 shares were withheld to cover tax obligations, classified as a tax-withholding disposition and not an open-market sale. Following these transactions, she directly holds 312,987 Ordinary Shares and indirectly holds 49,750 Ordinary Shares through the Jane Okun Bomba Trust U/A DTD 12/20/2018.

Positive

  • None.

Negative

  • None.
Insider Bomba Jane L Okun
Role null
Type Security Shares Price Value
Grant/Award Ordinary Shares 13,310 $2.16 $29K
Tax Withholding Ordinary Shares 386 $2.16 $833.76
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 312,987 shares (Direct, null); Ordinary Shares — 49,750 shares (Indirect, By Jane Okun Bomba Trust U/A DTD 12/20/2018)
Footnotes (1)
  1. Quarterly award of shares elected in lieu of cash retainer of $28,750 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $2.16, the closing price of the issuer's ordinary shares on June 30, 2026. Represents shares withheld for taxes.
Equity award value $28,750 Quarterly Board cash retainer taken in shares
Shares granted 13,310 shares Ordinary Shares awarded in lieu of cash retainer
Reference share price $2.16 Closing price on June 30, 2026 used to calculate award
Shares withheld for tax 386 shares Tax-withholding disposition on June 30, 2026
Direct holdings after 312,987 shares Ordinary Shares held directly after transactions
Indirect holdings after 49,750 shares Ordinary Shares held via Jane Okun Bomba Trust
tax-withholding disposition financial
"classified as a tax-withholding disposition and not an open-market sale"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Clarivate Plc Amended and Restated 2019 Incentive Award Plan financial
"granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan"
Ordinary Shares financial
"She was granted 13,310 Ordinary Shares at a reference price of $2.16"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
cash retainer financial
"in lieu of a $28,750 cash retainer for Board service"
indirect ownership financial
"indirectly holds 49,750 Ordinary Shares through the Jane Okun Bomba Trust"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bomba Jane L Okun

(Last)(First)(Middle)
C/O CLARIVATE PLC
70 ST MARY AXE

(Street)
LONDONEC3A 8BE

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares06/30/2026A13,310A$2.16312,987(1)D
Ordinary Shares06/30/2026F386D$2.16312,601(2)D
Ordinary Shares49,750IBy Jane Okun Bomba Trust U/A DTD 12/20/2018
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Quarterly award of shares elected in lieu of cash retainer of $28,750 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $2.16, the closing price of the issuer's ordinary shares on June 30, 2026.
2. Represents shares withheld for taxes.
Remarks:
/s/ John Doulamis, Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Clarivate (CLVT) director Jane Okun Bomba report in this Form 4?

She reported a quarterly equity award and related tax withholding. Bomba received 13,310 Ordinary Shares in lieu of a cash retainer, while 386 shares were withheld to satisfy taxes, reflecting routine director compensation rather than open-market trading.

How many Clarivate (CLVT) shares did Jane Okun Bomba receive as compensation?

She received 13,310 Ordinary Shares as a quarterly award. The grant replaced a $28,750 cash retainer, using a $2.16 share price, and was issued under the Clarivate Plc Amended and Restated 2019 Incentive Award Plan for Board service.

Why were 386 Clarivate (CLVT) shares classified as a disposition for Jane Okun Bomba?

The 386 shares were withheld to cover tax liabilities on the share award. This is coded as a tax-withholding disposition (code F), meaning the shares went to satisfy taxes, not an open-market sale by the director.

What are Jane Okun Bomba’s Clarivate (CLVT) holdings after these transactions?

After the reported transactions, she directly owns 312,987 Ordinary Shares and indirectly owns 49,750 Ordinary Shares through the Jane Okun Bomba Trust U/A DTD 12/20/2018, reflecting her total reported equity position in Clarivate.

How was the number of Clarivate (CLVT) shares in the director’s award calculated?

The 13,310 shares were calculated by dividing a $28,750 cash retainer by $2.16. That $2.16 amount was the closing price of Clarivate’s Ordinary Shares on June 30, 2026, as specified in the footnote describing the equity award.

Is Jane Okun Bomba’s Form 4 for Clarivate (CLVT) an open-market trade?

No, the filing reflects a stock grant and tax withholding, not open-market buying or selling. The award is routine Board compensation, and the tax-withholding disposition represents shares used to pay taxes on that equity grant.